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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 07/04/2021 17:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
                                                                                                   Anglo American Plc
of existing shares to which voting rights are at-
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                         X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligationiv
                                                               Coronation Asset Management (Pty) Ltd acting as dis-
Name                                                           cretionary investment manager on behalf of managed
                                                               portfolios.
City and country of registered office (if applicable)          Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v

Name                                                           N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                               01-04-2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                 07-04-2021

7. Total positions of person(s) subject to the notification obligation
                                                      % of voting rights
                         % of voting rights at-                                                    Total number of
                                                  through financial instru-   Total of both in %
                         tached to shares (to-                                                     voting rights of is-
                                                             ments               (8.A + 8.B)
                              tal of 8. A)                                                         suervii
                                                   (total of 8.B 1 + 8.B 2)

Resulting situation
on the date on which
                           2.99%                                                   2.99%                    1 363 118 080
threshold was
crossed or reached
Position of previous
notification (if           3.00%                                                   3.00%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                           % of voting rights
shares
ISIN code (if possible)           Direct                 Indirect                      Direct                   Indirect
                             (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

GB00B1XZS820              40 833 502                                          2.99%

SUBTOTAL 8. A                               40 833 502                                              2.99%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial in-     Expiration       Exercise/                        that may be acquired if
                                                                                                         % of voting rights
strument                  datex            Conversion Periodxi              the instrument is
                                                                            exercised/converted.
                                           SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/            Physical or
Type of financial    Expiration                                                       Number of
                                           Conversion Pe-       cash                                     % of voting rights
instrument           datex                                                            voting rights
                                           riod xi              settlementxii

                                                                SUBTOTAL
                                                                8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv       X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
Coronation Fund Man-
agers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset Man-
                                2.99%                                                            2.99%
agement (Pty) Ltd

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion          Cape Town, South Africa

Date of completion           07 April 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
7 April 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and second-
ary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia
Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)


Date: 07-04-2021 05:00:00
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