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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 23/02/2021 11:30
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE and Euronext Dublin share code: HMSO  JSE share code: HMN
ISIN: GB00BK7YQK64
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                    Hammerson plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                       X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                           Morgan Stanley
City and country of registered office (if applicable)          Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v

Name                                                           Morgan Stanley & Co. International plc

City and country of registered office (if applicable)          London, UNITED KINGDOM.

5. Date on which the threshold was crossed or
                                                               18/02/2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                 22/02/2021

7. Total positions of person(s) subject to the notification obligation
                                                     % of voting rights
                             % of voting rights                                                   Total number of
                                                    through financial in-    Total of both in %
                             attached to shares                                                   voting rights held
                                                         struments              (8.A + 8.B)
                                (total of 8. A)                                                   in issuervii
                                                  (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                           3.44%                      3.63%                        7.08%                4,057,298,174
crossed or reached
Position of previous
notification (if           2.99%                      3.63%                        6.63%
applicable)


 8. Notified details of the resulting situation on the date on which the threshold was crossed or
 reachedviii
 A: Voting rights attached to shares
 Class/type of              Number of voting rightsix                          % of voting rights
 shares
 ISIN code (if possible)             Direct                   Indirect                  Direct               Indirect
                                    (DTR5.1)                  (DTR5.2.1)                (DTR5.1)             (DTR5.2.1)

 GB00BK7YQK64                                          139,671,582                                      3.44%




 SUBTOTAL 8. A              139,671,582                                        3.44%




 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
                                                                            Number of voting rights
 Type of financial          Expiration         Exercise/                    that may be acquired if
                                                                                                        % of voting rights
 instrument                 datex              Conversion Periodxi          the instrument is
                                                                            exercised/converted.
 Right of recall over
                            at any
 securities lending                            at any time                  1,358,979                   0.03%
                            time
 agreements




                                               SUBTOTAL 8. B 1              1,358,979                   0.03%



 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
                                               Exercise/           Physical or
 Type of financial     Expiration                                                       Number of
                                               Conversion          cash                                 % of voting rights
 instrument            datex                                                            voting rights
                                               Period xi           settlementxii
 Equity Swap           06/12/2021              at any time         Cash                 21,925,814      0.54%

 Equity Swap           20/12/2021              at any time         Cash                 26,400,629      0.65%
 Equity Swap           23/01/2023          at any time           Cash                  67,400,000         1.66%

 Equity Swap           19/12/2024          at any time           Cash                  30,352,239         0.75%

                                                                 SUBTOTAL
                                                                                       146,078,682        3.60%
                                                                 8.B.2




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
Morgan Stanley
Morgan Stanley Capital
Management, LLC
Morgan Stanley Domes-
tic Holdings, Inc.
Morgan Stanley Capital
Services LLC


Morgan Stanley
Morgan Stanley Capital
Management, LLC
Morgan Stanley Domes-
tic Holdings, Inc.
Morgan Stanley & Co.
LLC


Morgan Stanley
Morgan Stanley Interna-
tional Holdings Inc.
Morgan Stanley Interna-
tional Limited
Morgan Stanley Invest-
ments (UK)
Morgan Stanley & Co.            3.29%                                                            4.48%
 International plc



 Morgan Stanley
 Morgan Stanley Interna-
 tional Holdings Inc.
 RMB MORGAN STAN-
 LEY (PROPRIETARY)
 LIMITED



 10. In case of proxy voting, please identify:
 Name of the proxy holder

 The number and % of voting rights held

 The date until which the voting rights will be held



 11. Additional informationxvi
 Of the total voting rights attached to shares in Section 8A, 133,434,697 (3.29%) of these are the result of
 stock borrowing agreements.



 Place of completion       Glasgow

 Date of completion        22/02/2021

For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

23 February 2021

Hammerson has its primary listing on the London Stock Exchange and secondary inward listings on the
Johannesburg Stock Exchange and Euronext Dublin.

Sponsor: Investec Bank Limited

Date: 23-02-2021 11:30:00
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