To view the PDF file, sign up for a MySharenet subscription.

INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 25/11/2020 16:30
Code(s): INL INP     PDF:  
Wrap Text
TR-1: Standard form for notification of major holdings

Investec Limited                                   Investec plc
Incorporated in the Republic of South Africa       Incorporated in England and Wales
Registration number 1925/002833/06                 Registration number 3633621
JSE share code: INL                                LSE share code: INVP
NSX share code: IVD                                JSE share code: INP
BSE share code: INVESTEC                           ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                  (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed
under the Disclosure Guidance and Transparency Rules and the Listing Rules of the United
Kingdom Listing Authority (the “UKLA”) and/or the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-        Investec PLC, GB00B17BBQ50
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                            X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                     Norges Bank
 City and country of registered office (if applicable)    Oslo, Norway

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          24/11/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):           25/11/2020
  7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights
                           % of voting rights at-                                                           Total number of
                                                     through financial instru-       Total of both in %
                           tached to shares (to-                                                            voting rights of is-
                                                                ments                   (8.A + 8.B)
                                tal of 8. A)                                                                suervii
                                                      (total of 8.B 1 + 8.B 2)
  Resulting situation
  on the date on which
  threshold was
                                   2.99 %                      0.37 %                      3.36 %               696,082,618
  crossed or reached
  Position of previous
  notification (if                 3.98 %                      0.00 %                      3.98 %
  applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                           % of voting rights
shares
ISIN code (if possible)           Direct                 Indirect                      Direct                   Indirect
                             (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

GB00B17BBQ50                 20,835,876                                               2.99 %

SUBTOTAL 8. A                               20,835,876                                             2.99 %



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial in-     Expiration       Exercise/                        that may be acquired if
                                                                                                          % of voting rights
strument                  datex            Conversion Periodxi              the instrument is
                                                                            exercised/converted.
Shares on loan
                                           At any time                             2,541,169                    0.37 %
(right to recall)
                                           SUBTOTAL 8. B 1                         2,541,169                    0.37 %



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/            Physical or
Type of financial    Expiration                                                       Number of
                                           Conversion Pe-       cash                                      % of voting rights
instrument           datex                                                            voting rights
                                           riod xi              settlementxii
                                                                SUBTOTAL
                                                                8.B.2


  9. Information in relation to the person subject to the notification obligation (please mark the
  applicable box with an “X”)
  Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
  control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii                      X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi




Place of completion          Oslo, Norway

Date of completion           25/11/2020

Johannesburg and London

25 November 2020
Sponsor: Investec Bank Limited

Date: 25-11-2020 04:30:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story