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QUILTER PLC - TR-1: Standard form for notification of major holdings

Release Date: 03/04/2020 16:45
Code(s): QLT     PDF:  
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TR-1: Standard form for notification of major holdings

QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                          Quilter Plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights

 An acquisition or disposal of financial instruments                                                     X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                     York Capital Management Global Advisors, LLC
 City and country of registered office (if applicable)    New York, USA

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          01/04/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):           02/04/2020



                                                                                                   1
7. Total positions of person(s) subject to the notification obligation
                                                           % of voting rights
                          % of voting rights at-                                                             Total number of
                                                       through financial instru-       Total of both in %
                          tached to shares (to-                                                              voting rights of is-
                                                                  ments                   (8.A + 8.B)
                               tal of 8. A)                                                                  suervii
                                                        (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                          0                            3.78                          3.78                    1,876,838,395
crossed or reached
Position of previous
notification (if          n/a                          4.04                          4.04
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                               % of voting rights
shares
ISIN code (if possible)              Direct                   Indirect                      Direct                 Indirect
                                 (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive
                              2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC)
                                                             (DTR5.2.1)                                            (DTR5.2.1)




SUBTOTAL 8. A




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                Number of voting rights
Type of financial in-     Expiration          Exercise/                         that may be acquired if
                                                                                                             % of voting rights
strument                  datex               Conversion Periodxi               the instrument is
                                                                                exercised/converted.




                                              SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))



                                                                                                                             2
                                    Exercise/        Physical or
Type of financial   Expiration                                       Number of
                                    Conversion Pe-   cash                            % of voting rights
instrument          datex                                            voting rights
                                    riod xi          settlementxii
Swap                22 November     -                Cash settled    1,862,674       0.10
                    2021
Swap                13 April 2021   -                Cash settled    4,274,565       0.23

Swap                11 March        -                Cash settled    2,545,840       0.14
                    2021
Swap                11 March        -                Cash settled    4,153,812       0.22
                    2021
Swap                11 March        -                Cash settled    11,058,960      0.59
                    2021
Swap                11 March        -                Cash settled    21,594,406      1.15
                    2021
Swap                11 March        -                Cash settled    6,265,656       0.33
                    2021
Swap                13 May 2020     -                Cash settled    412,961         0.02

Swap                11 March        -                Cash settled    5,245,407       0.28
                    2021
Swap                6 April 2021    -                Cash settled    378,310         0.02

Swap                22 July 2020    -                Cash settled    398,333         0.02

Swap                24 August       -                Cash settled    586,701         0.03
                    2020
Swap                17 July 2020    -                Cash settled    1,109,808       0.06

Swap                21 May 2020     -                Cash settled    1,054,658       0.06

Swap                22 July 2020    -                Cash settled    4,520,637       0.24

Swap                24 September    -                Cash settled    1,211,852       0.06
                    2020
Swap                17 July 2020    -                Cash settled    85,570          0.00

Swap                17 July 2020    -                Cash settled    860,879         0.05

Swap                8 September     -                Cash settled    897,828         0.05
                    21
Swap                16 February     -                Cash settled    1,818,435       0.10
                    2022
Swap                20 May 2020     -                Cash settled    645,218         0.03

                                                     SUBTOTAL
                                                     8.B.2
                                                                     70,982,510      3.78




                                                                                                 3
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Namexv                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold
York Capital Manage-
ment Global Advisors,           n/a                             3.78                            3.78
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.
York European Focus
                                n/a                             n/a                             n/a
Domestic Holdings, LLC
York European Focus
                                n/a                             n/a                             n/a
Master Fund, L.P.


York Capital Manage-
ment Global Advisors,           n/a                             3.78                            3.78
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.
Exuma Management,
                                n/a                             n/a                             n/a
LLC
Exuma Capital, L.P.             n/a                             n/a                             n/a


York Capital Manage-
ment Global Advisors,           n/a                             3.78                            3.78
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.
Dinan Management,
                                n/a                             n/a                             n/a
LLC
Jorvik Multi-Strategy
                                n/a                             n/a                             n/a
Master Fund, L.P.


York Capital Manage-
ment Global Advisors,           n/a                             3.78                            3.78
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.


                                                                                                                      4
York European Opportu-
nities Domestic Holding,   n/a   n/a    n/a
LLC
York European Opportu-
nities Investments Mas-    n/a   n/a    n/a
ter Fund, L.P.


York Capital Manage-
ment Global Advisors,      n/a   3.78   3.78
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
Dinan Management,
                           n/a   n/a    n/a
LLC
York Capital Manage-
                           n/a   n/a    n/a
ment, L.P.


York Capital Manage-
ment Global Advisors,      n/a   3.78   3.78
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
Dinan Management,
                           n/a   n/a    n/a
LLC
York Multi-Strategy Mas-
                           n/a   n/a    n/a
ter Fund, L.P.


York Capital Manage-
ment Global Advisors,      n/a   3.78   3.78
LLC
YCM Master Holdings II
                           n/a   n/a    n/a
L.P.
York UCITS Holdings,
                           n/a   n/a    n/a
LLC
York Event Driven
                           n/a   n/a    n/a
UCITS Fund


York Capital Manage-
ment Global Advisors,      n/a   3.78   3.78
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
York Offshore Holdings
                           n/a   n/a    n/a
II, LLC
York European Strategic
Investors Holdings Fund,   n/a   n/a    n/a
L.P.


                                               5
York Capital Manage-
ment Global Advisors,       n/a                       3.78   3.78
LLC
YCM Master Holdings I
                            n/a                       n/a    n/a
L.P.
York Offshore Holdings
                            n/a                       n/a    n/a
II, LLC


York Capital Manage-
ment Global Advisors,       n/a                       3.78   3.78
LLC
York Registered Hold-
                            n/a                       n/a    n/a
ings, L.P.


York Capital Manage-
ment Global Advisors,       n/a                       3.78   3.78
LLC
YCM Master Holdings II
                            n/a                       n/a    n/a
L.P.
York UCITS Holdings,
                            n/a                       n/a    n/a
LLC
DB Platinum IV UBS
Multi Strategy Alterna-     n/a                       n/a    n/a
tives


York Capital Manage-
ment Global Advisors,       n/a                       3.78   3.78
LLC
YCM Master Holdings II
                            n/a                       n/a    n/a
L.P.
York Managed Holdings,
                            n/a                       n/a    n/a
LLC
Investments Opportuni-
ties 8 Segregated Port-     n/a                       n/a    n/a
folio



10. In case of proxy voting, please identify:
Name of the proxy holder                              n/a

The number and % of voting rights held                n/a

The date until which the voting rights will be held   n/a



                                                                    6
11. Additional informationxvi




Place of completion       London, UK

Date of completion        02/04/2020


3 April 2020

Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited




                                                             7

Date: 03-04-2020 04:45:00
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