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ANGLO AMERICAN PLC - Notification of transactions by Directors and PDMRs

Release Date: 25/03/2020 11:00
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by Directors and PDMRs

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors and PDMRs

The Company announces that on 20 March 2020 awards of GBP 3,600 of free shares were made to
Directors and PDMRs at nil cost under the Company’s Share Incentive Plan, an HM Revenue &
Customs approved all-employee share plan. These shares are subject to a three year holding period.

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.   Details of PDMR / PCA
a)   Name                            Didier Charreton

2.   Reason for the notification
a)   Position / status               Group Director – People and Organisation (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                     Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Bruce Cleaver

2.   Reason for the notification
a)   Position / status               CEO De Beers (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Mark Cutifani

2.   Reason for the notification
a)   Position / status               Chief Executive (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Ruben Fernandes

2.   Reason for the notification
a)   Position / status               CEO of Base Metals (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Seamus French

2.   Reason for the notification
a)   Position / status               CEO of Bulk Commodities and Other Minerals (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Anik Michaud

2.   Reason for the notification
a)   Position / status               Group Director, Corporate Relations (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Tony O'Neill

2.   Reason for the notification
a)   Position / status               Technical Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Stephen Pearce

2.   Reason for the notification
a)   Position / status               Finance Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Duncan Wanblad

2.   Reason for the notification
a)   Position / status               Group Director, Strategy & Business Development (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Peter Whitcutt

2.   Reason for the notification
a)   Position / status               CEO Marketing (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, an HM Revenue & Customs approved all-
                                     employee share plan. These shares are subject to a three year
                                     holding period.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.954                    328
e)   Aggregated information
     Aggregated volume               328
     Price                           GBP 10.954
f)   Date of the transaction         2020-03-20
g)   Place of the transaction        London Stock Exchange – XLON

Clare Davage
Deputy Company Secretary

25 March 2020

The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 25-03-2020 11:00:00
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