Wrap Text
TR-1: Standard form for notification of major holdings
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Quilter plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name York Capital Management Global Advisors, LLC
City and country of registered office (if applicable) New York, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
08/01/2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 10/01/2020
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7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which 1,902,251,098
threshold was
0 3.05 3.05
crossed or reached
Position of previous n/a n/a
notification (if n/a
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
SUBTOTAL 8. A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
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Exercise/ Physical or
Type of financial Expiration Number of
Conversion Pe- cash % of voting rights
instrument datex voting rights
riod xi settlementxii
Swap 20 May 2020 - Cash settled 243,429 0.01
Swap 8 August 2021 - Cash settled 375,889 0.02
Swap 22 November - Cash settled
2021 2,211,629 0.12
Swap 11 February - Cash settled
2021 1,871,928 0.10
Swap 11 February - Cash settled
2021 9,464,222 0.50
Swap 13 January - Cash settled
2021 7,400,430 0.39
Swap 11 February - Cash settled
2021 3,659,974 0.19
Swap 11 February - Cash settled
2021 1,143,730 0.06
Swap 11 February - Cash settled
2021 23,304,805 1.23
Swap 11 February - Cash settled
2021 5,702,803 0.30
Swap 11 February - Cash settled
2021 2,434,693 0.13
Swap 13 May 2020 - Cash settled
243,656 0.01
SUBTOTAL
8.B.2
58,057,188 3.05
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
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York Registered Hold- n/a n/a
n/a
ings, L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings II n/a n/a
n/a
L.P.
York UCITS Holdings, n/a n/a
n/a
LLC
DB Platinum IV UBS n/a n/a
Multi Strategy Alterna- n/a
tives
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I n/a n/a
n/a
L.P.
York Offshore Holdings n/a n/a
n/a
II, LLC
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
Dinan Management,
n/a n/a n/a
LLC
York Capital Manage-
n/a n/a n/a
ment, L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
York European Focus
n/a n/a n/a
Domestic Holdings, LLC
York European Focus
n/a n/a n/a
Master Fund, L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
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YCM Master Holdings I
n/a n/a n/a
L.P.
York Asian Strategic
n/a n/a n/a
Holdings, LLC
York European Strategic
n/a n/a n/a
Metric Master, LP
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
Exuma Management,
n/a n/a n/a
LLC
Exuma Capital, L.P. n/a n/a n/a
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
Dinan Management, n/a n/a n/a
LLC
Jorvik Multi-Strategy n/a n/a n/a
Master Fund, L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
York European Opportu- n/a n/a n/a
nities Domestic Holding,
LLC
York European Opportu- n/a n/a n/a
nities Investments Mas-
ter Fund, L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
York Offshore Holdings, n/a n/a n/a
LLC
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York European Strategic n/a n/a n/a
Investors Holdings Fund,
L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings I
n/a n/a n/a
L.P.
Dinan Management, n/a n/a n/a
LLC
York Multi-Strategy Mas- n/a n/a n/a
ter Fund, L.P.
York Capital Manage-
ment Global Advisors, n/a 3.05 3.05
LLC
YCM Master Holdings II
n/a n/a n/a
L.P.
York UCITS Holdings, n/a n/a n/a
LLC
York Event Driven n/a n/a n/a
UCITS Fund
10. In case of proxy voting, please identify:
Name of the proxy holder n/a
n/a
The number and % of voting rights held
n/a
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion London, UK
Date of completion 10/01/2020
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US 167285873v1
13 January 2020
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
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US 167285873v1
Date: 13-01-2020 12:30:00
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