To view the PDF file, sign up for a MySharenet subscription.

INVESTEC LIMITED - Standard form for notification of major holdings

Release Date: 28/11/2019 15:00
Code(s): INL INP     PDF:  
Wrap Text
Standard form for notification of major holdings

Investec Limited                                         Investec plc
Incorporated in the Republic of South Africa             Incorporated in England and Wales
Registration number 1925/002833/06                       Registration number 3633621
JSE share code: INL                                      LSE share code: INVP
NSX share code: IVD                                      JSE share code: INP
BSE share code: INVESTEC                                 ISIN: GB00B17BBQ50
ISIN: ZAE000081949

(jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock
Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure Guidance
and Transparency Rules and the Listing Rules of the United Kingdom Listing Authority (the “UKLA”) and/or
the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                   Investec PLC
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                             X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                          BlackRock, Inc.

 City and country of registered office (if applicable)         Wilmington, DE, USA

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                               26/11/2019
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                27/11/2019

 7. Total positions of person(s) subject to the notification obligation


                                                                                                                 1
                                                         % of voting rights
                          % of voting rights at-                                                               Total number of
                                                     through financial instru-         Total of both in %
                          tached to shares (to-                                                                voting rights of is-
                                                                ments                     (8.A + 8.B)
                               tal of 8. A)                                                                    suervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                          Below 5%                  Below 5%                         Below 5%                  696,082,618
threshold was
crossed or reached
Position of previous
notification (if          5.40%                     0.32%                            5.73%
applicable)


      8. Notified details of the resulting situation on the date on which the threshold was crossed or
      reachedviii
      A: Voting rights attached to shares
      Class/type of               Number of voting rightsix                            % of voting rights
      shares
      ISIN code (if possible)            Direct                   Indirect                       Direct                    Indirect
                                     (Art 9 of Directive      (Art 10 of Directive           (Art 9 of Directive       (Art 10 of Directive
                                  2004/109/EC) (DTR5.1)         2004/109/EC)              2004/109/EC) (DTR5.1)          2004/109/EC)
                                                                  (DTR5.2.1)                                               (DTR5.2.1)

      GB00B17BBQ50                                         Below 5%                                                 Below 5%




      SUBTOTAL 8. A                                 Below 5%                                                Below 5%




      B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                     Number of voting rights
      Type of financial in-       Expiration      Exercise/                          that may be acquired if
                                                                                                                    % of voting rights
      strument                    datex           Conversion Periodxi                the instrument is
                                                                                     exercised/converted.
      Securities Lending                                                             Below 5%                       Below 5%




                                                  SUBTOTAL 8. B 1                    Below 5%                       Below 5%



      B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
      2004/109/EC (DTR5.3.1.1 (b))
                                                  Exercise/              Physical or
      Type of financial     Expiration                                                          Number of
                                                  Conversion Pe-         cash                                       % of voting rights
      instrument            datex                                                               voting rights
                                                  riod xi                settlementxii
      CFD                                                                Cash                   Below 5%            Below 5%




                                                                                                                                      2
                                                                      SUBTOTAL
                                                                                            Below 5%           Below 5%
                                                                      8.B.2




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv      X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
See Attachment




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi

BlackRock Regulatory Threshold Reporting Team

Jana Blumenstein

020 7743 3650



Place of completion          12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion           27 November, 2019




                                                                                                                              3
     Section 9 Attachment

                                                                     % of voting rights
                                                                                           Total of both if
                                             % of voting rights if    through financial
                                                                                            it equals or is
                                                 it equals or is       instruments if it
                  Namexv                                                                   higher than the
                                             higher than the no-     equals or is higher
                                                                                               notifiable
                                              tifiable threshold     than the notifiable
                                                                                               threshold
                                                                          threshold
BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited
BlackRock Investment Management (UK)
Limited



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Holdco 4, LLC

BlackRock Holdco 6, LLC

BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Company, Na-
tional Association


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.



BlackRock, Inc.

BlackRock Holdco 2, Inc.


                                                                                                          4
BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock International Limited



BlackRock, Inc.

Trident Merger, LLC

BlackRock Investment Management, LLC



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited

BlackRock Advisors (UK) Limited



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

                                         5
BlackRock Holdco 3, LLC

BlackRock Canada Holdings LP

BlackRock Canada Holdings ULC
BlackRock Asset Management Canada
Limited


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Holdco 4, LLC

BlackRock Holdco 6, LLC

BlackRock Delaware Holdings Inc.

BlackRock Fund Advisors



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock (Singapore) Holdco Pte. Ltd.

BlackRock HK Holdco Limited

BlackRock Lux Finco S.a.r.l.

BlackRock Japan Holdings GK

BlackRock Japan Co., Ltd.



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited

                                         6
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited
BlackRock Investment Management (UK)
Limited
BlackRock Asset Management Deutschland
AG


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock (Singapore) Holdco Pte. Ltd.

BlackRock HK Holdco Limited
BlackRock Asset Management North Asia
Limited



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited

BlackRock (Netherlands) B.V.



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

                                         7
BR Jersey International Holdings L.P.

BlackRock Australia Holdco Pty. Ltd.
BlackRock Investment Management (Aus-
tralia) Limited


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Capital Holdings, Inc.

BlackRock Advisors, LLC




     Johannesburg and London
     28 November 2019
     Sponsor: Investec Bank Limited




                                        8

Date: 28-11-2019 03:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story