Wrap Text
Form 603 - Notice of Initial Substantial Holder
Orion Minerals Limited
Incorporated in the Commonwealth of Australia
Australian Company Number 098 939 274
ASX share code: ORN
JSE share code: ORN
ISIN: AU000000ORN1
(“Orion” or “the Company”)
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme Orion Minerals Limited
ACN/ARSN 098 939 274
1.Details of substantial holder (1)Name United Super Pty Ltd
ACN/ARSN (if applicable) 006 261 623
The holder became a substantial holder on 22/11/2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme
that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder
became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary Shares 156,102,533 156,102,533 5.61%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities
on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
United Super Pty Ltd Shareholder Ordinary Shares 156,102,533
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number of
interest securities registered as holder (8) securities
United Super Pty Ltd JP Morgan Nominees JP Morgan Nominees Ordinary Shares
Australia Ltd as Custodian Australia Ltd as Custodian 156,102,533
for United Super Pty Ltd for United Super Pty Ltd
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four
months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant Date of acquisition Consideration (9) Class and number of securities
interest
Cash Non-cash
Please see
Annexure A
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
United Super Pty Ltd Level 28, Casselden Place, 2 Lonsdale Street, Melbourne 3001
JP Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001
Signature
print name Paul Woodburn capacity Company Secretary
sign here date 26/11/2019
DIRECTIONS
1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation
and its related corporations, or the manager and trustee of an equity trust), the names could be
included in an annexure to the form. If the relevant interests of a group of persons are essentially
similar, they may be referred to throughout the form as a specifically named group if the membership
of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
2) See the definition of "associate" in section 9 of the Corporations Act 2001.
3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
4) The voting shares of a company constitute one class unless divided into separate classes.
5) The total number of votes attached to all the voting shares in the company or voting interests in the
scheme (if any) that the person or an associate has a relevant interest in.
6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement,
and a statement by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement certifying this contract,
scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise
of, the voting powers or disposal of the securities to which the relevant interest relates (indicating
clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises
because of an option) write "unknown".
9) Details of the consideration must include any and all benefits, money and other, that any person from
whom a relevant interest was acquired has, or may, become entitled to receive in relation to that
acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its
associate in relation to the acquisitions, even if they are not paid directly to the person from whom the
relevant interest was acquired.
Annexure A
Holder of relevant interest Date of Acquisistion Consideration(9) Class of securities Number of
securities
Cash Non-Cash
Opening balance 63 442 521
22/07/2019
United Super Pty Ltd 5/9/2019 $ 289 710.97 Ordinary Shares 9 325 000
United Super Pty Ltd 6/9/2019 $ 59 958.22 Ordinary Shares 1 911 393
United Super Pty Ltd 9/9/2019 $ 31 628.98 Ordinary Shares 986 236
United Super Pty Ltd 10/9/2019 $ 28 539.13 Ordinary Shares 889 890
United Super Pty Ltd 11/9/2019 $ 11 224.64 Ordinary Shares 350 000
United Super Pty Ltd 12/9/2019 $ 52 448.96 Ordinary Shares 1 635 432
United Super Pty Ltd 13/9/2019 $ 33 271.22 Ordinary Shares 1 037 443
United Super Pty Ltd 18/9/2019 $ 56 881.64 Ordinary Shares 1 830 864
United Super Pty Ltd 19/9/2019 $ 84 788.16 Ordinary Shares 2 729 098
United Super Pty Ltd 23/9/2019 $ 17 413.39 Ordinary Shares 560 489
United Super Pty Ltd 1/11/2019 $ 437 500.00 Ordinary Shares 17 500 000
United Super Pty Ltd 22/11/2019 $ 1 347 604.18 Ordinary Shares 53 904 167
Closing Balance 22/11/2019 156 102 533
26 November 2019
Sponsor
Merchantec Capital
Date: 26-11-2019 09:34:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.