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TR-1: Standard form for notification of major holdings
INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code: ITU
LEI: 213800JSNTERD5CJZO95
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
mat if possible)I
1a. Identity of the issuer or the underlying is-
suer of existing shares to which voting rights Intu Properties Plc
are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Securities LLC
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
26 September 2019
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 30 September 2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
1.53% 4.12% 5.65% 1,355,040,243
threshold was
crossed or reached
Position of previous
notification (if 1.60% 4.33% 5.93%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0006834344 20,694,787 1.53%
SUBTOTAL 8. A 20,694,787 1.53%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
Right to Recall N/A N/A 5,379,323 0.40%
Convertible Bond 01/11/2022 01/11/2022 11,064,896 0.82%
SUBTOTAL 8. B 1 16,444,219 1.21%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Physical or
Type of finan- Expiration Exercise/ Number of
cash % of voting rights
cial instrument datex Conversion Period xi voting rights
settlementxii
Cash Settled
Call or Put 27/09/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 04/10/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 11/10/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 18/10/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 25/10/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 01/11/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 08/11/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 15/11/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 22/11/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 29/11/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 06/12/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 13/12/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash Settled
Call or Put 20/12/2019 Put: 255p Call:382.5p Cash 1,074,965 0.08%
Option*
Cash-settled
02/10/2019 02/10/2019 Cash 293,288 0.02%
Equity Swap
Cash-settled
04/10/2019 04/10/2019 Cash 2,000,000 0.15%
Equity Swap
Cash-settled
04/11/2019 04/11/2019 Cash 230,018 0.02%
Equity Swap
Cash-settled
27/11/2019 27/11/2019 Cash 1,954,664 0.14%
Equity Swap
Cash-settled
03/12/2019 03/12/2019 Cash 106,614 0.01%
Equity Swap
Cash-settled
05/12/2019 05/12/2019 Cash 500,000 0.04%
Equity Swap
Cash-settled
03/01/2020 03/01/2020 Cash 81,647 0.01%
Equity Swap
Cash-settled
07/01/2020 07/01/2020 Cash 846,955 0.06%
Equity Swap
Cash-settled
04/02/2020 04/02/2020 Cash 37,089 0.00%
Equity Swap
Cash-settled
28/02/2020 28/02/2020 Cash 1,000,000 0.07%
Equity Swap
Cash-settled
03/03/2020 03/03/2020 Cash 10,194 0.00%
Equity Swap
Cash-settled
02/04/2020 02/04/2020 Cash 6,209 0.00%
Equity Swap
Cash-settled
30/04/2020 30/04/2020 Cash 30,900 0.00%
Equity Swap
Cash-settled
05/05/2020 05/05/2020 Cash 95,820 0.01%
Equity Swap
Cash-settled
02/06/2020 02/06/2020 Cash 81,091 0.01%
Equity Swap
Cash-settled
18/06/2020 18/06/2020 Cash 585,045 0.04%
Equity Swap
Cash-settled
30/06/2020 30/06/2020 Cash 1,850,000 0.14%
Equity Swap
Cash-settled
01/07/2020 01/07/2020 Cash 239,756 0.02%
Equity Swap
Cash-settled
02/07/2020 02/07/2020 Cash 29,520 0.00%
Equity Swap
Cash-settled
23/07/2020 23/07/2020 Cash 200,000 0.01%
Equity Swap
Cash-settled
28/07/2020 28/07/2020 Cash 40,884 0.00%
Equity Swap
Cash-settled
03/08/2020 03/08/2020 Cash 550,000 0.04%
Equity Swap
Cash-settled
04/08/2020 04/08/2020 Cash 9,435 0.00%
Equity Swap
Cash-settled
02/09/2020 02/09/2020 Cash 25,190 0.00%
Equity Swap
Cash-settled
18/09/2020 18/09/2020 Cash 7,338 0.00%
Equity Swap
Cash-settled
02/10/2020 02/10/2020 Cash 18,231 0.00%
Equity Swap
Cash-settled
15/10/2020 15/10/2020 Cash 11,165,266 0.82%
Equity Swap
Cash-settled
20/10/2020 20/10/2020 Cash 262,338 0.02%
Equity Swap
Cash-settled
02/11/2020 02/11/2020 Cash 34,835 0.00%
Equity Swap
Cash-settled
29/01/2021 29/01/2021 Cash 350,000 0.03%
Equity Swap
Cash-settled
27/05/2022 27/05/2022 Cash 2,301,771 0.17%
Equity Swap
Cash-settled
08/02/2023 08/02/2023 Cash 582,536 0.04%
Equity Swap
SUBTOTAL
8.B.2
39,390,312 2.91%
* Please note that either a call or a put option (but not both) can be exercised upon ma-
turity, depending on the share price of Intu Properties Plc.
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
3.98% 5.43%
plc
JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Table 8) Includes stock borrows of 51,812,867 (3.82%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
Place of completion London, United Kingdom
Date of completion 30 September 2019
1 October 2019
JSE Sponsor:
Merrill Lynch South Africa (Pty) Limited
Date: 01/10/2019 12:48:00
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