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ANGLO AMERICAN PLC - Notification of transactions by Directors and PDMRs

Release Date: 01/10/2018 17:00
Code(s): AGL     PDF:  
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Notification of transactions by Directors and PDMRs

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors and PDMRs


The Company announces the following transactions in its Ordinary Shares:

- Purchases of Ordinary Shares pursuant to a Non-Executive Directors’ ‘Shares in lieu of fees’ scheme.
  The Shares were acquired in the market using after-tax Directors’ fees in respect of their services to
  the Company relating to the period 1 July 2018 – 30 September 2018.

- The Company granted share options over its Ordinary Shares to a Director under the Company’s
  Sharesave Plan, an HM Revenue & Customs approved all-employee Save As You Earn share options
  plan under which employees are able to save from their monthly salary funds to exercise share
  options at the end of the savings period at a fixed discounted option price.

- The sale of Ordinary Shares by a PDMR.

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.


1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Stuart Chambers

2.   Reason for the notification
a)   Position / status               Chairman (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Purchase of Shares, pursuant to a Non-Executive Directors’
                                     ‘Shares in lieu of fees’ scheme
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP17.232                     550
e)   Aggregated information
     Aggregated volume               550
     Price                           GBP17.232
f)   Date of the transaction         2018-09-27
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Sir Philip Hampton

2.   Reason for the notification
a)   Position / status               Senior Independent Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Purchase of Shares, pursuant to a Non-Executive Directors’
                                     ‘Shares in lieu of fees’ scheme
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP17.232                     594
e)   Aggregated information
     Aggregated volume               594
     Price                           GBP17.232
f)   Date of the transaction         2018-09-27
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Mphu Ramatlapeng

2.   Reason for the notification
a)   Position / status               Non-Executive Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Purchase of Shares, pursuant to a Non-Executive Directors’
                                     ‘Shares in lieu of fees’ scheme
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP17.232                     194
e)   Aggregated information
     Aggregated volume               194
     Price                           GBP17.232
f)   Date of the transaction         2018-09-27
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Jim Rutherford

2.   Reason for the notification
a)   Position / status               Non-Executive Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Purchase of Shares, pursuant to a Non-Executive Directors’
                                     ‘Shares in lieu of fees’ scheme
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP17.232                     999
e)   Aggregated information
     Aggregated volume               999
     Price                           GBP17.232
f)   Date of the transaction         2018-09-27
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Anthony O'Neill

2.   Reason for the notification
a)   Position / status               Technical Director
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Grant of share options under the Company’s Sharesave Plan, an
                                     HMRC approved all-employee SAYE plan, at an option price of
                                     GBP12.33 per share to become exercisable on 1 November
                                     2021.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP12.33                      1,459
e)   Aggregated information
     Aggregated volume               1,459
     Price                           GBP12.33
f)   Date of the transaction         2018-09-28
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Norman Mbazima

2.   Reason for the notification
a)   Position / status               Deputy Chairman of Anglo American South Africa (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Sale of Ordinary Shares
c)   Currency                        ZAR – South African Rand
d)   Price(s) and volume(s)
                                     Price(s)                     Volume(s)
                                     ZAR316.01                    25,153
e)   Aggregated information
     Aggregated volume               25,153
     Price                           ZAR316.01
f)   Date of the transaction         2018-10-28
g)   Place of the transaction        Johannesburg Stock Exchange – XJSE


Clare Davage
Deputy Company Secretary
1 October 2018

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
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