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ORION MINERALS LIMITED - Notice of Change of Interest of Substantial Holder

Release Date: 27/08/2018 11:22
Code(s): ORN     PDF:  
Wrap Text
Notice of Change of Interest of Substantial Holder

Orion Minerals Limited
Incorporated in the Commonwealth of Australia
Australian Company Number 098 939 274
ASX share code: ORN
JSE share code: ORN
ISIN: AU000000ORN1


To:     Company name/ Scheme
                                                  Orion Minerals Ltd (Orion)

ACN/ ARSN                                         098 939 274

1. Details of substantial holder (1)

                                                  Denis Waddell

ACN/ ARSN (if applicable)

There was a change in the interests of the
substantial holder on                             23/08/2018
The previous notice was given to the              06/07/2018
company on
The previous notice was dated on                  06/07/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

        Class of securities (4)                                   Previous notice                                                  Present Notice
                                                 Person’s votes                   Voting Power (5)                     Person’s votes               Voting Power (5)
Ordinary shares                                   102,957,990                          6.95%                            109,714,746                     5.86%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

                    Person whose relevant interest                                            Consideration given in        Class and number of        Person’s votes
Date of change               changed                          Nature of change (6)            relation to change (7)         securities affected          affected
                                                         Issue of shares as approved
                                                            at Orion Minerals Ltd’s
  23/08/2018           Tarney Holdings Pty Ltd                                                       $250,000                    6,756,756                6,756,756
                                                          General Meeting held on 3
                                                                 August 2018
4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

  Holder of relevant           Registered holder of              Person entitled to be             Nature of relevant          Class and number of   Person’s votes
      interest                      securities                  registered as holder (8)               interestB                    securities
                                                                                              Interest arising under
                                                                                                                              42,732,526 ordinary
   Denis Waddell             Tarney Holdings Pty Ltd         Tarney Holdings Pty Ltd          S.608(3) of the                                         42,732,526
                                                                                              Corporations Act
                                                                                              Joint holding as
                            Mr Denis P Waddell & Mrs         Mr Denis P Waddell & Mrs                                         66,982,220 ordinary
   Denis Waddell                                                                              trustees of a                                           66,982,220
                               Francine L Waddell            Francine L Waddell                                               shares
                                                                                              Superannuation Fund

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in
relation to voting interests in the company or scheme as follows:

                       Name and ACN/ARSN (if applicable)                                                                Nature of association
N/A                                                                                   N/A

6. Addresses

The addresses of persons named in this form are:

                                      Name                                            Address
Tarney Holdings Pty Ltd                                                               8 Kildare Road, Floreat, Perth, Western Australia
Denis Waddell                                                                         8 Kildare Road, Floreat, Perth, Western Australia

                                 print name     Denis Waddell                                         capacity      Director

                                 sign here                                                            date          24 August 2018
 (1)       If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
           trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
           they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
           is clearly set out in paragraph 6 of the form.

 (2)       See the definition of "associate" in section 9 of the Corporations Act 2001.

 (3)       See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

 (4)       The voting shares of a company constitute one class unless divided into separate classes.

 (5)       The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

 (6)       Include details of:
           (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy
                  of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
                  scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

           (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
                  securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

           See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

 (7)       Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
           become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency.
           Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid
           directly to the person from whom the relevant interest was acquired.

 (8)   If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

 (9)       Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

27 August 2018

Investors                                                                                 JSE Sponsor
Errol Smart – Managing Director & CEO                                                     Rick Irving
Denis Waddell – Chairman                                                                  Merchantec Capital
T: +61 (0) 3 8080 7170                                                                    T: +27 (0) 11 325 6363
E:                                                              E:

Michael Vaughan                                                                           Barnaby Hayward
Fivemark Partners, Australia                                                              Tavistock, UK
T: +61 (0) 422 602 720                                                                    T: +44 (0) 207 920 3150
E:                                                        E:

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