To view the PDF file, sign up for a MySharenet subscription.

INVESTEC LIMITED - Notification of major holdings

Release Date: 06/08/2018 17:00
Code(s): INL INP     PDF:  
Wrap Text
Notification of major holdings

Investec Limited                                        Investec plc
Incorporated in the Republic of South Africa            Incorporated in England and Wales
Registration number 1925/002833/06                      Registration number 3633621
JSE share code: INL                                     LSE share code: INVP
NSX share code: IVD                                     JSE share code: INP
BSE share code: INVESTEC                                ISIN: GB00B17BBQ50
ISIN: ZAE000081949

                                                   (jointly “Investec”)

      As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock
      Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure Guidance,
      Transparency Rules and Listing Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE
      Listing Requirements.

      Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Notification of major holdings


 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are                                      Investec plc
 1b. Please indicate if the issuer is a non-UK issuer
 Non-UK issuer

 2. Reason for the notification

 An acquisition or disposal of voting rights                                                                         X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights


 3. Details of person subject to the notification obligation
                                                               Prudential Portfolio Managers
                                                               (South Africa) (PTY) Ltd
 City and country of registered office                         Cape Town, South Africa

 4. Full name of shareholder(s) (if different from 3)

 Name                                                           N/A

 City and country of registered office

 5. Date on which the threshold was crossed or

 6. Date on which issuer notified:                             06/08/2018
7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                           % of voting rights                                                                Total number of
                                                        through financial           Total of both in %
                           attached to shares                                                                voting rights of
                                                           instruments                 (8.A + 8.B)
                              (total of 8. A)                                                                issuer
                                                     (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                          5.00%                     0.00%                         5.00%                      680,447,867
threshold was
crossed or reached
Position of previous
notification (if

8. Notified details of the resulting situation on the date on which the threshold was crossed or
A: Voting rights attached to shares
Class/type of              Number of voting rights                             % of voting rights
ISIN code                           Direct                 Indirect                     Direct                    Indirect
                              (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                           2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                                          (DTR5.2.1)                                              (DTR5.2.1)
ORD GBP0.0002
                                                    34,071,856                                            5.00%

SUBTOTAL 8. A                                 34,071,856                                             5.00%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                             Number of voting rights
Type of financial in-      Expiration        Exercise/                       that may be acquired if
                                                                                                          % of voting rights
strument                   date              Conversion Period               the instrument is

                                             SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/           Physical or
Type of financial      Expiration                                                      Number of
                                             Conversion          cash                                     % of voting rights
instrument             date                                                            voting rights
                                             Period              settlement

9. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity     X

                                                                   % of voting rights
                                 % of voting rights if it                                          Total of both if it
                                                                 through financial in-
                                  equals or is higher                                             equals or is higher
           Name                                                  struments if it equals
                                  than the notifiable                                             than the notifiable
                                                                 or is higher than the
                                       threshold                                                      threshold
                                                                  notifiable threshold
Prudential Portfolio
Managers (South Africa)        5.00%                           0.00%                           5.00%
(PTY) Ltd

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information

Place of completion          London, United Kingdom

Date of completion           06 August 2018

      Johannesburg and London
      06 August 2018
      Sponsor: Investec Bank Limited

Date: 06/08/2018 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Email this JSE Sens Item to a Friend.

Share This Story