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TAWANA RESOURCES NL - Form 604 Notice of change of interests of substantial holder

Release Date: 12/10/2017 11:59:00      Code(s): TAW       PDF(s):  
Form 604 Notice of change of interests of substantial holder

 Tawana Resources NL
 (Incorporated in Australia)
 (Registration number ACN 085 166 721)
 Share code on the JSE Limited: TAW
 Share code on the Australian Securities Exchange Limited: TAW
 (“the Company” or “Tawana”)

                                                    Form 604
                                                 Corporations Act 2001
                                                     Section 671B

                         Notice of change of interests of substantial holder

To Company Name/Scheme             Tawana Resources NL

ACN/ARSN                           ACN 085 166 721

1. Details of substantial

Name                               CORPORATE & RESOURCE CONSULTANTS PTY LTD

ACN/ARSN (if applicable)           ACN 073 232 318

There was a change in the
interests of the substantial
holder on                            12/09/2017
The previous notice was given
to the company on                    12/05/2017

The previous notice was dated        12/05/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme
that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now
required, to give a substantial holding notice to the company or scheme, are as follows:

   Class of securities (4)                  Previous notice                         Present notice

                                     Person’s       Voting power (5)     Person’s votes      Voting power (5)
   Ordinary shares                  32,886,875            7.87%            27,791,875             6.29%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an
associate in voting securities of the company or scheme, since the substantial holder was last required to give a
substantial holding notice to the company are as follows:

   Date of       Person          Nature of change          Consideration      Class and       Person’s votes
   change        whose           (6)                    given in relation to number of           affected
                 relevant                                   change (7)        securities
                 interest                                                      affected
   8, 9, 10,     CORPORATE Disposal of shares             AUD$912,309.87     3,950,000         CORPORATE &
   11, 12 and     & RESOURCE                                                     Ordinary         RESOURCE
     30 May       CONSULTAN                                                    Shares           CONSULTANTS
      2017         TS PTY LTD                                                                   PTY LTD
    12 and 18     CORPORATE Disposal of shares               AUD$150,688.72     600,000           CORPORATE &
   September      & RESOURCE                                                    Ordinary          RESOURCE
      2017        CONSULTAN                                                   Shares            CONSULTANTS
                   TS PTY LTD                                                                   PTY LTD
   3, 9 and 11   CORPORATE Disposal of shares              AUD$151,288.15      545,000           CORPORATE &
     October      & RESOURCE                                                   Ordinary          RESOURCE
      2017        CONSULTAN                                                   Shares            CONSULTANTS
                   TS PTY LTD                                                                   PTY LTD
 Corporate & Resource Consultants Pty Ltd’s relevant interest has reduced both as a result of disposal
 of shares as noted above and also as a result of Tawana Resources NL completing the issue of
 24,100,000 new shares on 8 June 2017.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as

   Holder of          Registered          Person entitled to   Nature of         Class and            Person’s
   relevant           holder of           be registered as     relevant interest number of             votes
   interest           securities          holder (8)           (6)               securities

   CORPORATE &        CORPORATE &         CORPORATE &          N/A                 27,791,875       27,791,875
   RESOURCE           RESOURCE            RESOURCE
   PTY LTD            PTY LTD             PTY LTD

5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of
their association (9) with, the substantial holder in relation to voting interests in the company or scheme are
as follows:

   Name and ACN/ARSN (if applicable)             Nature of association
   N/A                                           N/A

6. Addresses
The addresses of persons named in this form are:

   Name                                          Address
     CORPORATE & RESOURCE CONSULTANTS            389 Oxford Street, Mount Hawthorn, WA 6015
     PTY LTD

                       print name RON GAJEWSKI                      capacity Director

                          sign here
                                                                    date    11/10/2017


(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and
    its related corporations, or the manager and trustee of an equity trust), the names could be included in an
    annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be
    referred to throughout the form as a specifically named group if the membership of each group, with the
    names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of “associate” in section 9 of the Corporations Act 2001.

(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

   (a)     any relevant agreement or other circumstances because of which the change in relevant interest
           occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any
           relevant agreement, and a statement by the person giving full and accurate details of any contract,
           scheme or arrangement, must accompany this form, together with a written statement certifying
           this contract, scheme or arrangement; and

   (b)     any qualification of the power of a person to exercise, control the exercise of, or influence the
           exercise of, the voting powers or disposal of the securities to which the relevant interest relates
           (indicating clearly the particular securities to which the qualification applies).

         See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  (7) Details of the consideration must include any and all benefits, money and other, that any person from
      whom a relevant interest was acquired has, or may, become entitled to receive in relation to that
      acquisition. Details must be included even if the benefit is conditional on the happening or not of a
      contingency. Details must be included of any benefit paid on behalf of the substantial holder or its
      associate in relation to the acquisitions, even if they are not paid directly to the person from whom the
      relevant interest was acquired.

  (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest
      arises because of an option) write “unknown”.

  (9) Give details, if appropriate, of the present association and any change in that association since the last
   substantial holding notice.

12 October 2017

PricewaterhouseCoopers Corporate Finance (Pty) Limited

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