TAWANA RESOURCES NL - Form 604 Notice of change of interests of substantial holderRelease Date: 12/10/2017 11:59:00 Code(s): TAW PDF(s):
Form 604 Notice of change of interests of substantial holder
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
JSE ISIN: AU0000TAWDA9
Share code on the Australian Securities Exchange Limited: TAW
ASX ISIN: AU000000TAW7
(“the Company” or “Tawana”)
Corporations Act 2001
Notice of change of interests of substantial holder
To Company Name/Scheme Tawana Resources NL
ACN/ARSN ACN 085 166 721
1. Details of substantial
Name CORPORATE & RESOURCE CONSULTANTS PTY LTD
ACN/ARSN (if applicable) ACN 073 232 318
There was a change in the
interests of the substantial
holder on 12/09/2017
The previous notice was given
to the company on 12/05/2017
The previous notice was dated 12/05/2017
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme
that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now
required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) Previous notice Present notice
Person’s Voting power (5) Person’s votes Voting power (5)
Ordinary shares 32,886,875 7.87% 27,791,875 6.29%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an
associate in voting securities of the company or scheme, since the substantial holder was last required to give a
substantial holding notice to the company are as follows:
Date of Person Nature of change Consideration Class and Person’s votes
change whose (6) given in relation to number of affected
relevant change (7) securities
8, 9, 10, CORPORATE Disposal of shares AUD$912,309.87 3,950,000 CORPORATE &
11, 12 and & RESOURCE Ordinary RESOURCE
30 May CONSULTAN Shares CONSULTANTS
2017 TS PTY LTD PTY LTD
12 and 18 CORPORATE Disposal of shares AUD$150,688.72 600,000 CORPORATE &
September & RESOURCE Ordinary RESOURCE
2017 CONSULTAN Shares CONSULTANTS
TS PTY LTD PTY LTD
3, 9 and 11 CORPORATE Disposal of shares AUD$151,288.15 545,000 CORPORATE &
October & RESOURCE Ordinary RESOURCE
2017 CONSULTAN Shares CONSULTANTS
TS PTY LTD PTY LTD
Corporate & Resource Consultants Pty Ltd’s relevant interest has reduced both as a result of disposal
of shares as noted above and also as a result of Tawana Resources NL completing the issue of
24,100,000 new shares on 8 June 2017.
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as
Holder of Registered Person entitled to Nature of Class and Person’s
relevant holder of be registered as relevant interest number of votes
interest securities holder (8) (6) securities
CORPORATE & CORPORATE & CORPORATE & N/A 27,791,875 27,791,875
RESOURCE RESOURCE RESOURCE
CONSULTANTS CONSULTANTS CONSULTANTS
PTY LTD PTY LTD PTY LTD
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of
their association (9) with, the substantial holder in relation to voting interests in the company or scheme are
Name and ACN/ARSN (if applicable) Nature of association
The addresses of persons named in this form are:
CORPORATE & RESOURCE CONSULTANTS 389 Oxford Street, Mount Hawthorn, WA 6015
print name RON GAJEWSKI capacity Director
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and
its related corporations, or the manager and trustee of an equity trust), the names could be included in an
annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be
referred to throughout the form as a specifically named group if the membership of each group, with the
names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest
occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any
relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying
this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the
exercise of, the voting powers or disposal of the securities to which the relevant interest relates
(indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from
whom a relevant interest was acquired has, or may, become entitled to receive in relation to that
acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its
associate in relation to the acquisitions, even if they are not paid directly to the person from whom the
relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest
arises because of an option) write “unknown”.
(9) Give details, if appropriate, of the present association and any change in that association since the last
substantial holding notice.
12 October 2017
PricewaterhouseCoopers Corporate Finance (Pty) Limited
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