To view the PDF file, sign up for a MySharenet subscription.

THUNGELA RESOURCES LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 17/09/2021 12:00
Code(s): TGA     PDF:  
Wrap Text
TR-1: Standard form for notification of major holdings

Thungela Resources Limited
Incorporated in the Republic of South Africa
Registration number: 2021/303811/06
ISIN: ZAE000296554
Share code: TGA
(“Thungela Resources” or “Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)(i)

1a. Identity of the issuer or the underlying issuer            THUNGELA RESOURCES LIMITED
of existing shares to which voting rights are
attached(ii):

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer                                                                                                  X

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                    X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:

3. Details of person subject to the notification obligation(iv)

Name                                                           PUBLIC INVESTMENT CORPORATION SOC LIMITED
City and country of registered office (if applicable)          PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or                  15/09/2021
reached(vi):

6. Date on which issuer notified (DD/MM/YYYY):                 16/09/2021

7. Total positions of person(s) subject to the notification obligation

                              % of voting rights      % of voting rights      Total of both in %   Total number of
                              attached to shares      through financial         (8.A + 8.B)       voting rights of
                                 (total of 8. A)         instruments                                   issuer(vii)
                                                   (total of 8.B 1 + 8.B 2)
Resulting situation               7.636%                                          7.636%            136 311 808
on the date on which
threshold was
crossed or reached
                                                                                                           
Position of previous              8.678%                                          8.678%
notification (if
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached(viii)
A: Voting rights attached to shares
Class/type of             Number of voting rights(ix)                          % of voting rights
shares
ISIN code (if possible)           Direct                   Indirect                       Direct                   Indirect
                              (Art 9 of Directive     (Art 10 of Directive            (Art 9 of Directive      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)        2004/109/EC)               2004/109/EC) (DTR5.1)         2004/109/EC)
                                                          (DTR5.2.1)                                               (DTR5.2.1)
Ordinary Shares                10 408 219                                                       7.636%

SUBTOTAL 8. A                               10 408 219                                                7.636%


B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial         Expiration       Exercise/                         Number of voting rights        % of voting rights
instrument                date(x)          Conversion Period(xi)             that may be acquired if
                                                                             the instrument is
                                                                             exercised/converted.

                                           SUBTOTAL 8. B 1                   NIL                            NIL


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial    Expiration            Exercise/             Physical or             Number of          % of voting rights
instrument           date(x)               Conversion            cash                    voting rights
                                           Period xi             settlement(xii)

                                                                 SUBTOTAL
                                                                 8.B.2                   NIL                 NIL


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv           X
(please add additional rows as necessary)
                                                                                                                             
Name(xv)                     % of voting rights if it   % of voting rights         Total of both if it
                             equals or is higher        through financial          equals or is higher
                             than the notifiable        instruments if it equals   than the notifiable
                             threshold                  or is higher than the      threshold
                                                        notifiable threshold
PUBLIC INVESTMENT            7.636%                                                7.636%
CORPORATION SOC
LIMITED

10. In case of proxy voting, please identify:
Name of the proxy holder                                N/A

The number and % of voting rights held                  N/A

The date until which the voting rights will be held     N/A

11. Additional information(xvi)
Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747

Place of completion      PRETORIA, SOUTH AFRICA
Date of completion       16 September 2021


Johannesburg
17 September 2021

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)                                                                                                  
Date: 17-09-2021 12:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story