Wrap Text
Notification of transactions by Directors and Persons Discharging Managerial Responsibilities
QUILTER PLC
Incorporated under the Companies Act 1985 with registered number 06404270 and re-
registered as a public limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
21 April 2021
For immediate release
Quilter plc
(the “Company”)
Notification of transactions by Directors and Persons Discharging Managerial
Responsibilities ("PDMRs")
The Company announces the following transactions by Directors and PDMRs in the Company’s ordinary
shares of £0.07 each (“Shares”) which include the vesting, exercise and sale of Shares and Share Options
that had been granted pursuant to:
a) the 2017 Deferred Bonus awards made under the Old Mutual Wealth Phantom Share Reward Plan
(“Phantom SRP”);
b) the 2018 and 2019 Deferred Bonus awards made under the Quilter Share Reward Plan (“Quilter
SRP”);
c) the 2018 Restricted Stock Unit awards made under the Quilter Performance Share Plan (“Quilter
PSP”);
d) the 2018 Long Term Incentive awards made under the Quilter PSP; and
e) a Recruitment Award made under the Quilter SRP.
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Matthew Burton
2 Reason for the notification
a) Position/status Chief Risk Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 27,691 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
ii) Sale of 27,691 Shares vested under i) above
iii) Vesting of 44,952 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
iv) Sale of 44,952 Shares vested under iii) above
v) Vesting of 112,940 Shares pursuant to the 2018
Restricted Stock Unit award under the Quilter PSP (note
these shares remain subject to clawback for two years
following vesting)
vi) Sale of 112,940 Shares vested under v) above
vii) Vesting of 44,715 Shares pursuant to the 2019 Deferred
Bonus award under the Quilter SRP
viii) Sale of 44,715 Shares vested under vii) above
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 27,691
ii) £1.651170 ii) 27,691
iii) Nil iii) 44,952
iv) £1.651170 iv) 44,952
v) Nil v) 112,940
vi) £1.651170 vi) 112,940
vii) Nil vii) 44,715
viii) £1.651170 viii) 44,715
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.651170
iii) Consideration price: Nil
iv) Sale price: £1.651170
v) Consideration price: Nil
vi) Sale price: £1.651170
vii) Consideration price: Nil
viii) Sale price: £1.651170
e) Date of the transaction i) 2021-04-19
ii) 2021-04-19 15:35:00 UTC
iii) 2021-04-19
iv) 2021-04-19 15:35:00 UTC
v) 2021-04-19
vi) 2021-04-19 15:35:00 UTC
vii) 2021-04-19
viii) 2021-04-19 15:35:00 UTC
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
vii) Outside a trading venue
viii) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Karin Cook
2 Reason for the notification
a) Position/status Chief Operating Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 65,305 Shares under the Quilter SRP
(Recruitment award)
ii) Sale of 30,801 Shares vested under i) above to settle tax
liability and dealing costs
iii) Vesting of 91,152 Shares pursuant to the 2019 Deferred
Bonus award under the Quilter SRP
iv) Sale of 42,993 Shares vested under iii) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 65,305
ii) £1.651170 ii) 30,801
iii) Nil iii) 91,152
iv) £1.651170 iv) 42,993
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Market value: £1.651170
iii) Consideration price: Nil
iv) Market value: £1.651170
e) Date of the transaction i) 2021-04-19
ii) 2021-04-19 15:35:00 UTC
iii) 2021-04-19
iv) 2021-04-19 15:35:00 UTC
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Paul Feeney
2 Reason for the notification
a) Position/status Chief Executive Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 418,914 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
ii) Sale of 308,635 Shares vested under i) above to settle
tax liability and dealing costs and to fulfil a personal
financial commitment forming part of a divorce
settlement.
iii) Vesting of 161,476 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
iv) Sale of 118,969 Shares vested under iii) above to settle
tax liability and dealing costs and to fulfil a personal
financial commitment forming part of a divorce
settlement.
v) Vesting and exercise of 540,475 Nil-cost Options
pursuant to the 2018 Long Term Incentive award under
the Quilter PSP
vi) Sale of 254,055 Shares vested under v) above to settle
tax liability and dealing costs; the remaining 286,420
shares are subject to a minimum two-year holding period
and subject to clawback during that period
vii) Vesting of 152,639 Shares pursuant to the 2019 Deferred
Bonus award under the Quilter SRP
viii) Sale of 71,771 Shares vested under vii) above to settle
tax liability and dealing costs.
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 418,914
ii) £1.651170 ii) 308,635
iii) Nil iii) 161,476
iv) £1.651170 iv) 118,969
v) Nil v) 540,475
vi) £1.651170 vi) 254,055
vii) Nil vii) 152,639
viii) £1.651170 viii) 71,771
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.651170
iii) Consideration price: Nil
iv) Sale price: £1.651170
v) Consideration price: Nil
vi) Sale price: £1.651170
vii) Consideration price: Nil
viii) Sale price: £1.651170
e) Date of the transaction i) 2021-04-19
ii) 2021-04-19 15:35:00 UTC
iii) 2021-04-19
iv) 2021-04-19 15:35:00 UTC
v) 2021-04-19
vi) 2021-04-19 15:35:00 UTC
vii) 2021-04-19
viii) 2021-04-19 15:35:00 UTC
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
vii) Outside a trading venue
viii) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Levin
2 Reason for the notification
a) Position/status CEO at Quilter’s investment platform (Old Mutual Wealth) and
Quilter Investors – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 44,731 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
ii) Sale of 44,731 Shares vested under i) above
iii) Vesting of 64,072 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
iv) Sale of 64,072 Shares vested under iii) above
v) Vesting and exercise of 140,123 Nil-cost Options
pursuant to the 2018 Long Term Incentive award under
the Quilter PSP
vi) Sale of 66,090 Shares vested under v) above to settle tax
liability and dealing costs; the remaining 74,033 shares
are subject to a minimum two-year holding period and
subject to clawback during that period
vii) Vesting of 63,635 Shares pursuant to the 2019 Deferred
Bonus award under the Quilter SRP
viii) Sale of 63,635 Shares vested under vii) above
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 44,731
ii) £1.651170 ii) 44,731
iii) Nil iii) 64,072
iv) £1.651170 iv) 64,072
v) Nil v) 140,123
vi) £1.651170 vi) 66,090
vii) Nil vii) 63,635
viii) £1.651170 viii) 63,635
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.651170
iii) Consideration price: Nil
iv) Sale price: £1.651170
v) Consideration price: Nil
vi) Sale price: £1.651170
vii) Consideration price: Nil
viii) Sale price: £1.651170
e) Date of the transaction i) 2021-04-19
ii) 2021-04-19 15:35:00 UTC
iii) 2021-04-19
iv) 2021-04-19 15:35:00 UTC
v) 2021-04-19
vi) 2021-04-19 15:35:00 UTC
vii) 2021-04-19
viii) 2021-04-19 15:35:00 UTC
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
vii) Outside a trading venue
viii) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew McGlone
2 Reason for the notification
a) Position/status CEO, Quilter Cheviot – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 17,846 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
ii) Sale of 17,846 Shares vested under i) above
iii) Vesting of 40,819 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
iv) Sale of 40,819 Shares vested under iii) above
v) Vesting of 57,599 Shares pursuant to the 2018 Restricted
Stock Unit award under the Quilter PSP
vi) Sale of 57,599 Shares vested under v) above (note these
shares remain subject to clawback for two years
following vesting)
vii) Vesting of 45,288 Shares pursuant to the 2019 Deferred
Bonus award under the Quilter SRP
viii) Sale of 45,288 Shares vested under vii) above
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 17,846
ii) £1.651170 ii) 17,846
iii) Nil iii) 40,819
iv) £1.651170 iv) 40,819
v) Nil v) 57,599
vi) £1.651170 vi) 57,599
vii) Nil vii) 45,288
viii) £1.651170 viii) 45,288
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.651170
iii) Consideration price: Nil
iv) Sale price: £1.651170
v) Consideration price: Nil
vi) Sale price: £1.651170
vii) Consideration price: Nil
viii) Sale price: £1.651170
e) Date of the transaction i) 2021-04-19
ii) 2021-04-19 15:35:00 UTC
iii) 2021-04-19
iv) 2021-04-19 15:35:00 UTC
v) 2021-04-19
vi) 2021-04-19 15:35:00 UTC
vii) 2021-04-19
viii) 2021-04-19 15:35:00 UTC
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
vii) Outside a trading venue
viii) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Mark Satchel
2 Reason for the notification
a) Position/status Chief Financial Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 51,833 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
ii) Sale of 24,447 Shares vested under i) above to settle tax
liability and dealing costs
iii) Vesting of 81,641 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
iv) Sale of 38,505 Shares vested under iii) above to settle
tax liability and dealing costs
v) Vesting and exercise of 174,152 Nil-cost Options
pursuant to the 2018 Long Term Incentive award under
the Quilter PSP
vi) Sale of 82,140 Shares vested under v) above to settle tax
liability and dealing costs; the remaining 92,012 shares
are subject to a minimum two-year holding period and
subject to clawback during that period
vii) Vesting of 107,491 Shares pursuant to the 2019 Deferred
Bonus award under the Quilter SRP
viii) Sale of 50,699 Shares vested under vii) above to settle
tax liability and dealing costs
ix) Sale of 180,000 Shares
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 51,833
ii) £1.651170 ii) 24,447
iii) Nil iii) 81,641
iv) £1.651170 iv) 38,505
v) Nil v) 174,152
vi) £1.651170 vi) 82,140
vii) Nil vii) 107,491
viii) £1.651170 viii) 50,699
ix) £1.626300 ix) 180,000
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.651170
iii) Consideration price: Nil
iv) Sale price: £1.651170
v) Consideration price: Nil
vi) Sale price: £1.651170
vii) Consideration price: Nil
viii) Sale price: £1.651170
ix) Sale price: £1.626300
e) Date of the transaction i) 2021-04-19
ii) 2021-04-19 15:35:00 UTC
iii) 2021-04-19
iv) 2021-04-19 15:35:00 UTC
v) 2021-04-19
vi) 2021-04-19 15:35:00 UTC
vii) 2021-04-19
viii) 2021-04-19 15:35:00 UTC
ix) 2021-04-20 07:59:52 UTC
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
vii) Outside a trading venue
viii) London Stock Exchange, Main Market (XLON)
ix) London Stock Exchange, Main Market (XLON)
Enquiries:
Patrick Gonsalves
Company Secretary
+ 44 (0)7391867081
JSE Sponsor: J.P. Morgan Equities South Africa Proprietary Limited
Date: 21-04-2021 04:00:00
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