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Transactions by PDMR in Investec plc ordinary shares
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of
(i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (“PDMRs”) and persons closely associated with them, and (iii) in certain instances the
directors of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited
which are required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014),
the Listing Rules, and the Disclosure Guidance and Transparency Rules of the United Kingdom Listing
Authority (the “UKLA”) and/or the JSE Listings Requirements.
TRANSACTIONS BY PDMR IN INVESTEC PLC ORDINARY SHARES OF GBP0.0002 EACH
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ruth Leas
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Take up of shares on vesting of nil cost options
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 7,935
d) Aggregated information
- Aggregated volume 7,935
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP34,807.69
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ruth Leas
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On Market Sale of shares to cover taxation pursuant to
the exercise and sale of nil cost options exercised
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 7,065
d) Aggregated information
- Aggregated volume 7,065
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP30,991.34
Highest price GBP4.42
Lowest price GBP4.34
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ruth Leas
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Off market take up of shares on vesting of conditional
shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 5,290
d) Aggregated information
- Aggregated volume 5,290
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP23,205.12
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ruth Leas
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On Market Sale of shares to cover taxation due on
vesting of conditional awards
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 4,710
d) Aggregated information
- Aggregated volume 4,710
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP20,660.9
Highest price GBP4.42
Lowest price GBP4.34
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name David van der Walt
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Take up of shares on vesting of nil cost options
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 16,532
d) Aggregated information
- Aggregated volume 16,532
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP72,519.3
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name David van der Walt
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On Market Sale of shares to cover taxation pursuant to
the exercise and sale of nil cost options exercised
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 14,718
d) Aggregated information
- Aggregated volume 14,718
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP64,562.01
Highest price GBP4.42
Lowest price GBP4.34
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name David van der Walt
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Off market take up of shares on vesting of conditional
shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 26,453
d) Aggregated information
- Aggregated volume 26,453
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP116,038.78
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name David van der Walt
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On Market Sale of shares to cover taxation due on
vesting of conditional awards
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 23,547
d) Aggregated information
- Aggregated volume 23,547
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP103,291.32
Highest price GBP4.42
Lowest price GBP4.34
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ciaran Whelan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Take up of shares on vesting of nil cost options
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 31,250
d) Aggregated information
- Aggregated volume 31,250
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP138,125
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ciaran Whelan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Take up of shares on vesting of nil cost options
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.38 31,250
d) Aggregated information
- Aggregated volume 31,250
- Price GBP4.38
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.38 per share
Total value of transaction GBP136,875
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Ciaran Whelan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Off market take up of shares on vesting of conditional
shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP4.42 50,000
d) Aggregated information
- Aggregated volume 50,000
- Price GBP4.42
e) Date of the transaction 02 December 2019
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:
Volume weighted average price GBP4.42 per share
Total value of transaction GBP221,000
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
Clearance was obtained for the above dealings in securities.
Johannesburg and London
04 December 2019
Sponsor:
Investec Bank Limited
Date: 04-12-2019 04:00:00
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