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INTU PROPERTIES PLC - TR-1: Standard form for notification of major holdings

Release Date: 24/05/2019 14:30
Code(s): ITU     PDF:  
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TR-1: Standard form for notification of major holdings

INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code:      ITU
LEI: 213800JSNTERD5CJZO95


TR-1: Standard form for notification of major holdings

  NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
  mat if possible)I

  1a. Identity of the issuer or the underlying is-
  suer of existing shares to which voting rights                                 Intu Properties Plc
  are attachedii:
  1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
  Non-UK issuer

  2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

  An acquisition or disposal of voting rights                                                                          X

  An acquisition or disposal of financial instruments

  An event changing the breakdown of voting rights

  Other (please specify)iii:

  3. Details of person subject to the notification obligationiv
  Name                                                                                         JPMorgan Chase & Co.
  City and country of registered office (if applicable)                                    Wilmington, Delaware, USA

  4. Full name of shareholder(s) (if different from 3.)v
                                                                                         J.P. Morgan Securities plc
  Name                                                                 JPMorgan Chase Bank, National Association
                                                               J.P. Morgan Equities South Africa Proprietary Limited
  City and country of registered office (if applicable)                                       London, United Kingdom

  5. Date on which the threshold was crossed or
                                                                                                          21 May 2019
  reachedvi:

  6. Date on which issuer notified (DD/MM/YYYY):                                                          23 May 2019

  7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                           % of voting rights at-                                                    Total number of
                                                    through financial instru-   Total of both in %
                           tached to shares (to-                                                     voting rights of is-
                                                               ments               (8.A + 8.B)
                                tal of 8. A)                                                         suervii
                                                     (total of 8.B 1 + 8.B 2)
  Resulting situation
  on the date on which
  threshold was
                                  0.41%                     5.77%                    6.18%             1,355,040,243
  crossed or reached

                                                                                                                   1
Position of previous
notification (if       0.14%   5.84%   5.98%
applicable)




                                               2
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                          % of voting rights
shares
ISIN code (if possible)          Direct                  Indirect                      Direct                  Indirect
                             (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                        (DTR5.2.1)                                             (DTR5.2.1)

  GB0006834344                                          5,603,473                                               0.41%




SUBTOTAL 8. A                               5,603,473                                              0.41%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                           Number of voting rights
Type of financial in-     Expiration          Exercise/                    that may be acquired if
                                                                                                        % of voting rights
strument                  datex               Conversion Periodxi          the instrument is
                                                                           exercised/converted.

   Right to Recall               N/A                    N/A                          200,001                    0.01%

 Convertible Bond          01/11/2022              01/11/2022                     6,079,027                     0.45%

 Convertible Bond
                           01/11/2022              01/11/2022                        506,586                    0.04%
  Right to Recall
                                              SUBTOTAL 8. B 1                     6,785,614                     0.50%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                                                     Physical or
Type of finan-      Expiration         Exercise/                                      Number of
                                                                     cash                               % of voting rights
cial instrument     datex              Conversion Period xi                           voting rights
                                                                     settlementxii
 Cash Settled
  Call or Put        24/05/2019        Put: 255p Call:382.5p               Cash         1,060,030               0.08%
   Option*
 Cash Settled
  Call or Put        31/05/2019        Put: 255p Call:382.5p               Cash         1,060,030               0.08%
   Option*
 Cash Settled
  Call or Put        07/06/2019        Put: 255p Call:382.5p               Cash         1,060,030               0.08%
   Option*
 Cash Settled
  Call or Put        14/06/2019        Put: 255p Call:382.5p               Cash         1,060,030               0.08%
   Option*



                                                                                                                         3
Cash Settled
 Call or Put   21/06/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   28/06/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   05/07/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   12/07/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   19/07/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   26/07/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   02/08/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   09/08/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   16/08/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   23/08/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   30/08/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   06/09/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   13/09/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   20/09/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   27/09/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   04/10/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*
Cash Settled
 Call or Put   11/10/2019   Put: 255p Call:382.5p   Cash   1,060,030   0.08%
  Option*




                                                                           4
Cash Settled
 Call or Put   18/10/2019   Put: 255p Call:382.5p   Cash   1,060,030    0.08%
  Option*
Cash Settled
 Call or Put   25/10/2019   Put: 255p Call:382.5p   Cash   1,060,030    0.08%
  Option*
Cash Settled
 Call or Put   01/11/2019   Put: 255p Call:382.5p   Cash   1,060,029    0.08%
  Option*
Cash Settled
 Call or Put   08/11/2019   Put: 255p Call:382.5p   Cash   1,060,029    0.08%
  Option*
Cash Settled
 Call or Put   15/11/2019   Put: 255p Call:382.5p   Cash   1,060,029    0.08%
  Option*
Cash Settled
 Call or Put   22/11/2019   Put: 255p Call:382.5p   Cash   1,060,028    0.08%
  Option*
Cash Settled
 Call or Put   29/11/2019   Put: 255p Call:382.5p   Cash   1,060,028    0.08%
  Option*
Cash Settled
 Call or Put   06/12/2019   Put: 255p Call:382.5p   Cash   1,060,027    0.08%
  Option*
Cash Settled
 Call or Put   13/12/2019   Put: 255p Call:382.5p   Cash   1,060,025    0.08%
  Option*
Cash Settled
 Call or Put   20/12/2019   Put: 255p Call:382.5p   Cash   1,060,023    0.08%
  Option*
Cash-settled
               17/06/2019        17/06/2019         Cash    485,138     0.04%
Equity Swap
Cash-settled
               18/06/2019        18/06/2019         Cash   1,311,873    0.10%
Equity Swap
Cash-settled
               02/07/2019        02/07/2019         Cash    17,693      0.00%
Equity Swap
Cash-settled
               30/07/2019        30/07/2019         Cash    809,612     0.06%
Equity Swap
Cash-settled
               02/08/2019        02/08/2019         Cash     9,435      0.00%
Equity Swap
Cash-settled
               05/08/2019        05/08/2019         Cash   2,694,371    0.20%
Equity Swap
Cash-settled
               03/09/2019        03/09/2019         Cash    25,190      0.00%
Equity Swap
Cash-settled
               17/09/2019        17/09/2019         Cash   12,107,167   0.89%
Equity Swap
Cash-settled
               02/10/2019        02/10/2019         Cash    293,288     0.02%
Equity Swap
Cash-settled
               09/10/2019        09/10/2019         Cash    84,377      0.01%
Equity Swap
Cash-settled
               04/11/2019        04/11/2019         Cash    259,009     0.02%
Equity Swap




                                                                            5
Cash-settled
               27/11/2019   27/11/2019   Cash   1,784,701   0.13%
Equity Swap
Cash-settled
               03/12/2019   03/12/2019   Cash   121,725     0.01%
Equity Swap
Cash-settled
               05/12/2019   05/12/2019   Cash   500,000     0.04%
Equity Swap
Cash-settled
               03/01/2020   03/01/2020   Cash    81,647     0.01%
Equity Swap
Cash-settled
               07/01/2020   07/01/2020   Cash   846,955     0.06%
Equity Swap
Cash-settled
               15/01/2020   15/01/2020   Cash    39,704     0.00%
Equity Swap
Cash-settled
               04/02/2020   04/02/2020   Cash    37,089     0.00%
Equity Swap
Cash-settled
               13/02/2020   13/02/2020   Cash    25,071     0.00%
Equity Swap
Cash-settled
               28/02/2020   28/02/2020   Cash   1,000,000   0.07%
Equity Swap
Cash-settled
               03/03/2020   03/03/2020   Cash    25,194     0.00%
Equity Swap
Cash-settled
               25/03/2020   25/03/2020   Cash   2,083,571   0.15%
Equity Swap
Cash-settled
               02/04/2020   02/04/2020   Cash    6,209      0.00%
Equity Swap
Cash-settled
               16/04/2020   16/04/2020   Cash   106,701     0.01%
Equity Swap
Cash-settled
               05/05/2020   05/05/2020   Cash    95,820     0.01%
Equity Swap
Cash-settled
               12/05/2020   12/05/2020   Cash   2,729,171   0.20%
Equity Swap
Cash-settled
               26/05/2020   26/05/2020   Cash   4,623,141   0.34%
Equity Swap
Cash-settled
               02/06/2020   02/06/2020   Cash    79,131     0.01%
Equity Swap
Cash-settled
               05/06/2020   05/06/2020   Cash   149,075     0.01%
Equity Swap
Cash-settled
               08/06/2020   08/06/2020   Cash    2,407      0.00%
Equity Swap
Cash-settled
               10/06/2020   10/06/2020   Cash    72,191     0.01%
Equity Swap
Cash-settled
               11/06/2020   11/06/2020   Cash    5,100      0.00%
Equity Swap
Cash-settled
               17/06/2020   17/06/2020   Cash   234,441     0.02%
Equity Swap
Cash-settled
               18/06/2020   18/06/2020   Cash    60,210     0.00%
Equity Swap
Cash-settled
               19/06/2020   19/06/2020   Cash    25,375     0.00%
Equity Swap
Cash-settled
               23/06/2020   23/06/2020   Cash    30,153     0.00%
Equity Swap
Cash-settled
               24/06/2020   24/06/2020   Cash   2,116,443   0.16%
Equity Swap



                                                                6
 Cash-settled
                     19/10/2020              19/10/2020                  Cash            777,569                0.06%
 Equity Swap
 Cash-settled
                     29/03/2021              29/03/2021                  Cash             43,077                0.00%
 Equity Swap
 Cash-settled
                     08/02/2023              08/02/2023                  Cash            259,709                0.02%
 Equity Swap
 Cash-settled
                     26/07/2023              26/07/2023                  Cash           2,484,331               0.18%
 Equity Swap
                                                                     SUBTOTAL
                                                                     8.B.2
                                                                                       71,403,966               5.27%




               * Please note that either a call or a put option (but not both) can be exercised upon ma-
      turity, depending on the share price of Intu Properties Plc.



9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv       X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
                                                                            5.77%                           6.13 %
plc


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association




                                                                                                                       7
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder                                                           N/A

The number and % of voting rights held                                             N/A

The date until which the voting rights will be held                                N/A




11. Additional informationxvi

Table 8) Includes stock borrows of 79,278,865 (5.85%)

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)


Place of completion                                            London, United Kingdom

Date of completion                                                       23 May 2019


     24 May 2019

     JSE Sponsor:
     Merrill Lynch South Africa (Pty) Limited



                                                                               8

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