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Transaction by PDMR , Director of Major Subsidiary and Company Secretary in Investec Limited and Investec plc
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”)
notify both the London and Johannesburg Stock Exchanges of those interests (and changes to those
interests) of (i) directors of both entities and the respective company secretaries, (ii) persons
discharging managerial responsibilities (PDMRs) across the group, and (iii) in certain instances the
directors of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited
which are required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation
596/2014), the Disclosure Guidance and Transparency Rules of the United Kingdom Listing Authority
(the “UKLA”) and/or the JSE Listing Requirements.
TRANSACTION BY PDMR IN INVESTEC LIMITED ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Henry Blumenthal
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI 213800CU7SM6O4UWOZ70
4 Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares of ZAR0.0002 each
instrument, type of instrument
Identification code ZAE000081949
b) Nature of the transaction On Market Sale of shares pursuant to the exercise and
sale of nil cost options exercised.
c) Price(s) and volume(s)
Price(s) Volume(s)
ZAR91.50 46,875
d) Aggregated information
- Aggregated volume 46,875
- Price ZAR91.50
e) Date of the transaction 18/03/2019
f) Place of the transaction Johannesburg
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information:
Number of shares 46,875
Volume weighted average ZAR91.50
selling price
Total value of transaction ZAR4,289,062.50
Highest price ZAR91.50
Lowest price ZAR91.50
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
TRANSACTION BY PDMR, AND DIRECTOR OF A MAJOR SUBSIDIARY, IN INVESTEC LIMITED
ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Richard Wainwright
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI 213800CU7SM6O4UWOZ70
4 Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares of ZAR0.0002 each
instrument, type of instrument
Identification code ZAE000081949
b) Nature of the transaction On Market Sale of shares to cover taxation following the
vesting of conditional shares.
c) Price(s) and volume(s)
Price(s) Volume(s)
ZAR91.30 22,638
d) Aggregated information
- Aggregated volume 22,638
- Price ZAR91.30
e) Date of the transaction 18/03/2019
f) Place of the transaction Johannesburg
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information in respect of a director of a major subsidiary:
Number of shares 22,638
Volume weighted average ZAR91.30
selling price
Total value of transaction ZAR2,066,849.40
Highest price ZAR91.30
Lowest price ZAR91.30
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
TRANSACTION BY PDMR, AND DIRECTOR OF A MAJOR SUBSIDIARY, IN INVESTEC LIMITED
ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Richard Wainwright
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI 213800CU7SM6O4UWOZ70
4 Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares of ZAR0.0002 each
instrument, type of instrument
Identification code ZAE000081949
b) Nature of the transaction Take up of shares on vesting of conditional shares.
c) Price(s) and volume(s)
Price(s) Volume(s)
ZAR91.30 27,362
d) Aggregated information
- Aggregated volume 27,362
- Price ZAR91.30
e) Date of the transaction 18/03/2019
f) Place of the transaction Johannesburg
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information in respect of a director of a major subsidiary:
Number of shares 27,362
Volume weighted average ZAR91.30
selling price
Total value of transaction ZAR2,498,150.60
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
TRANSACTION BY PDMR, AND DIRECTOR OF A MAJOR SUBSIDIARY, IN INVESTEC LIMITED
ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Richard Wainwright
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI 213800CU7SM6O4UWOZ70
4 Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares of ZAR0.0002 each
instrument, type of instrument
Identification code ZAE000081949
b) Nature of the transaction On Market Sale of shares to cover taxation pursuant to
the exercise and sale of nil cost options exercised.
c) Price(s) and volume(s)
Price(s) Volume(s)
ZAR91.30 42,446
d) Aggregated information
- Aggregated volume 42,446
- Price ZAR91.30
e) Date of the transaction 18/03/2019
f) Place of the transaction Johannesburg
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information in respect of a director of a major subsidiary:
Number of shares 42,446
Volume weighted average ZAR91.30
selling price
Total value of transaction ZAR3,875,319.80
Highest price ZAR91.30
Lowest price ZAR91.30
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
TRANSACTION BY PDMR, AND DIRECTOR OF A MAJOR SUBSIDIARY, IN INVESTEC LIMITED
ORDINARY SHARES
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Richard Wainwright
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI 213800CU7SM6O4UWOZ70
4 Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares of ZAR0.0002 each
instrument, type of instrument
Identification code ZAE000081949
b) Nature of the transaction Take up of shares on vesting of nil cost options.
c) Price(s) and volume(s)
Price(s) Volume(s)
ZAR91.30 51,304
d) Aggregated information
- Aggregated volume 51,304
- Price ZAR91.30
e) Date of the transaction 18/03/2019
f) Place of the transaction Johannesburg
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information in respect of a director of a major subsidiary:
Number of shares 51,304
Volume weighted average ZAR91.30
selling price
Total value of transaction ZAR4,684,055.20
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
TRANSACTION BY A COMPANY SECRETARY IN INVESTEC LIMITED ORDINARY SHARES OF
ZAR0.0002 EACH
Transaction by the Company Secretary – Niki Van Wyk
The following on market sale of shares to cover taxation due to vesting of nil cost options is notified in
terms of Rules 3.63 – 3.74 of the JSE Listing Requirements:
Number of shares 2,547
Volume weighted average ZAR91.33
selling price
Total value of transaction ZAR232,611.91
Highest price ZAR91.42
Lowest price ZAR91.30
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
The following take up of shares on vesting of nil cost options is notified in terms of Rules 3.63 – 3.74 of
the JSE Listing Requirements:
Number of shares 3,078
Volume weighted average ZAR91.33
selling price
Total value of transaction ZAR281,106.97
Highest price N/A
Lowest price N/A
Nature of interest Direct beneficial
Date and place of transaction 18 March 2019, Johannesburg
TRANSACTIONS BY A COMPANY SECRETARY IN INVESTEC PLC ORDINARY SHARES OF
GBP0.0002 EACH
Transactions by the Company Secretary – David Miller
The following on market sale of shares following the exercise and sale of nil cost options is notified in
terms of Rules 3.63 – 3.74 of the JSE Listing Requirements:
On Market Sale of shares following the exercise and sale of
Nature of transaction
nil cost options
Number of Securities 5,625
Volume weighted average selling price GBP4.76
Total value of transaction GBP26,775.58
Highest Price GBP4.76
Lowest Price GBP4.76
Nature of interest Direct beneficial
Date and place of transaction 19 March 2019, London
Clearance was obtained for the above dealings in securities.
Johannesburg and London
20 March 2019
Sponsor:
Investec Bank Limited
Date: 20/03/2019 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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