Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Hammerson Plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
J.P. Morgan Securities LLC
Name
J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
30 January 2019
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 01 February 2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial in- (8.A + 8.B) voting rights of
(total of 8. A) struments issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
0.13% 5.21% 5.34 % 766,352,172
crossed or reached
Position of previous
notification (if 0.37% 4.94% 5.31 %
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0004065016 998,091 0.13%
SUBTOTAL 8. A 998,091 0.13%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
% of voting rights
instrument datex Conversion Periodxi the instrument is
exercised/converted.
Physically Settled
05/02/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
12/02/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
19/02/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
26/02/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
05/03/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
12/03/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
19/03/2019 Call: 7.864, Put: 5.243 739,705 0.10%
Call or Put Option*
Physically Settled
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
21/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.08%
Call or Put Option*
Physically Settled
21/12/2020 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
11/01/2021 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
18/01/2021 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
25/01/2021 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
01/02/2021 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Physically Settled
08/02/2021 Call: 7.479, Put: 4.986 600,000 0.08%
Call or Put Option*
Right of Recall n/a n/a 5,000 0.00%
SUBTOTAL 8. B 1 26,182,935 3.42%
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
depending on the share price of Hammerson Plc.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/
Type of financial Expiration Physical or cash Number of
Conversion % of voting rights
instrument datex settlementxii voting rights
Period xi
Cash-settled
25/02/2019 25/02/2019 Cash 3,977,750 0.52%
Equity Swap
Cash-settled
08/03/2019 08/03/2019 Cash 2,250,000 0.29%
Equity Swap
Cash-settled
12/04/2019 12/04/2019 Cash 54,792 0.01%
Equity Swap
Cash-settled
18/04/2019 18/04/2019 Cash 9,334 0.00%
Equity Swap
Cash-settled
24/04/2019 24/04/2019 Cash 1,250,000 0.16%
Equity Swap
Cash-settled
02/05/2019 02/05/2019 Cash 2,133,000 0.28%
Equity Swap
Cash-settled
05/06/2019 05/06/2019 Cash 21,663 0.00%
Equity Swap
Cash-settled
12/06/2019 12/06/2019 Cash 7,135 0.00%
Equity Swap
Cash-settled
17/07/2019 17/07/2019 Cash 6,232 0.00%
Equity Swap
Cash-settled
19/07/2019 19/07/2019 Cash 463 0.00%
Equity Swap
Cash-settled
22/08/2019 22/08/2019 Cash 3,000 0.00%
Equity Swap
Cash-settled
23/09/2019 23/09/2019 Cash 10,755 0.00%
Equity Swap
Cash-settled
02/10/2019 02/10/2019 Cash 1,531 0.00%
Equity Swap
Cash-settled
13/12/2019 13/12/2019 Cash 139,018 0.02%
Equity Swap
Cash-settled
30/12/2019 30/12/2019 Cash 5,568 0.00%
Equity Swap
Cash-settled
06/01/2020 06/01/2020 Cash 9,698 0.00%
Equity Swap
Cash-settled
15/01/2020 15/01/2020 Cash 2,145,395 0.28%
Equity Swap
Cash-settled
13/02/2020 13/02/2020 Cash 25,372 0.00%
Equity Swap
Cash-settled
17/02/2020 17/02/2020 Cash 1,076,079 0.14%
Equity Swap
Cash-settled
18/02/2020 18/02/2020 Cash 2,287 0.00%
Equity Swap
Cash-settled
26/02/2020 26/02/2020 Cash 4,062 0.00%
Equity Swap
Cash-settled
03/03/2020 03/03/2020 Cash 248 0.00%
Equity Swap
Cash-settled
01/05/2020 01/05/2020 Cash 15,093 0.00%
Equity Swap
Cash-settled
26/05/2020 26/05/2020 Cash 22,216 0.00%
Equity Swap
Cash-settled
08/02/2023 08/02/2023 Cash 575,374 0.08%
Equity Swap
Cash-settled
21/12/2023 21/12/2023 Cash 163 0.00%
Equity Swap
SUBTOTAL
8.B.2
13,746,228 1.79%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Internation-
al Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
5.21% 5.34%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Internation-
al Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 20,646,368 (2.69%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
Place of completion London, United Kingdom
Date of completion 01 February 2019
For further information contact:
Verity Pickard
Assistant Company Secretary
Tel: +44 (0)20 7887 1000
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the
Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited
Date: 04/02/2019 01:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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