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QUILTER PLC - TR-1: Standard form for notification of major holdings

Release Date: 26/11/2018 14:00
Code(s): QLT     PDF:  
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TR-1: Standard form for notification of major holdings

QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number 06404270 and re-
registered as a public limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
          i
possible)

1a. Identity of the issuer or the underlying issuer of
                                                     ii                                   Quilter plc
existing shares to which voting rights are attached :

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                                X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights
                       iii
Other (please specify) :
                                                                   iv
3. Details of person subject to the notification obligation
                                                                    Prudential Portfolio Managers
Name
                                                                    (South Africa) (PTY) Ltd
City and country of registered office (if applicable)               Cape Town, South Africa
                                                          v
4. Full name of shareholder(s) (if different from 3.)

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
        vi                                                          20/11/2018
reached :

6. Date on which issuer notified (DD/MM/YYYY):                      23/11/2018

7. Total positions of person(s) subject to the notification obligation

                             % of voting rights          % of voting rights       Total of both in %    Total number of
                             attached to shares         through financial in-        (8.A + 8.B)        voting rights of

                                                                                                                      1
                                                                                                                   vii
                            (total of 8. A)                struments                                      issuer
                                                    (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                        5.09%                        0.00%                     5.09%           1,902,251,098
threshold was
crossed or reached
Position of previous
notification (if                              N/A                       N/A                         N/A
applicable)

                                                                                                                         viii
 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

 A: Voting rights attached to shares
 Class/type of             Number of voting rights
                                                       ix
                                                                               % of voting rights
 shares
 ISIN code (if possible)          Direct                   Indirect                     Direct                   Indirect
                            (Art 9 of Directive      (Art 10 of Directive         (Art 9 of Directive      (Art 10 of Directive
                              2004/109/EC)             2004/109/EC)            2004/109/EC) (DTR5.1)         2004/109/EC)
                                 (DTR5.1)                (DTR5.2.1)                                            (DTR5.2.1)
 ORD GBP0.07
                                                              96,885,134                                                   5.09%
 GB00BDCXV269




 SUBTOTAL 8. A                                                96,885,134                                                   5.09%



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
 Type of financial         Expiration    Exercise/                          that may be acquired if
                                x                                                                         % of voting rights
 instrument                date          Conversion Periodxi                the instrument is
                                                                            exercised/converted.




                                         SUBTOTAL 8. B 1



 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
 (DTR5.3.1.1 (b))
                                      Exercise/         Physical or
 Type of financial Expiration                                               Number of
                          x           Conversion        cash                                  % of voting rights
 instrument          date                    xi                    xii      voting rights
                                      Period            settlement




                                                                                                                          2
                                                                 SUBTOTAL
                                                                 8.B.2




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
                                                                                                       xiii
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

Full chain of controlled undertakings through which the voting rights and/or the
                                                                                                                 xiv
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity             X
(please add additional rows as necessary)
                                                                    % of voting rights
                                     % of voting rights if it
                                                                 through financial instru-          Total of both if it equals
                   xv                 equals or is higher
            Name                                                  ments if it equals or is           or is higher than the
                                      than the notifiable
                                                                 higher than the notifiable           notifiable threshold
                                           threshold
                                                                         threshold
Prudential Portfolio Managers
                                                       5.09%                            0.00%                           5.09%
(South Africa) (PTY) Ltd




10. In case of proxy voting, please identify:

Name of the proxy holder                                                                      N/A

The number and % of voting rights held                                                        N/A

The date until which the voting rights will be held                                           N/A



                              xvi
11. Additional information




Place of completion          London, United Kingdom




                                                                                                                         3
Date of completion      23 November 2018



26 November 2018

Sponsor:
JP Morgan Equities South Africa (Pty) Ltd




                                                  4

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