Wrap Text
TR-1: Standard Form for Notification of Major Holdings
INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code: ITU
LEI: 213800JSNTERD5CJZO95
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Intu Properties Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
24 October 2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 25 October 2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
2.66% 6.01% 8.67% 1,355,040,243
threshold was
crossed or reached
Position of previous
notification (if N/A N/A N/A
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0006834344 36,052,836 2.66%
SUBTOTAL 8. A 36,052,836 2.66%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
01/11/2022 01/11/2022
Convertible Bond 1,626,406 0.12
Right to Recall N/A N/A 551,001 0.04
SUBTOTAL 8. B 1 2,177,407 0.16%
* Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
pending on the share price of Hammerson Plc.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Physical or
Type of finan- Expiration Exercise/ cash Number of
Conversion Period xi settlementxii Voting rights % of voting rights
cial instrument datex
Cash Settled
Call or Put Cash
Option* 11/01/2019 Put: 255p Call:382.5p 1,064,226 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 18/01/2019 1,064,203 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 25/01/2019 1,064,135 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 01/02/2019 1,063,999 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 08/02/2019 1,063,767 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 15/02/2019 1,063,415 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 22/02/2019 1,062,921 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 01/03/2019 1,062,272 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 08/03/2019 1,061,459 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 15/03/2019 1,060,480 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 22/03/2019 1,059,334 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 29/03/2019 1,058,026 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 05/04/2019 1,056,563 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 12/04/2019 1,054,953 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 18/04/2019 1,053,543 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 26/04/2019 1,052,024 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 03/05/2019 1,050,064 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 10/05/2019 1,048,389 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 17/05/2019 1,046,242 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 24/05/2019 1,043,991 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 31/05/2019 1,042,102 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 07/06/2019 1,039,715 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 14/06/2019 1,037,261 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 21/06/2019 1,034,745 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 28/06/2019 1,031,894 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 05/07/2019 1,028,988 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 12/07/2019 1,026,035 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 19/07/2019 1,023,043 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 26/07/2019 1,020,019 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 02/08/2019 1,016,969 0.08
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 09/08/2019 1,013,899 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 16/08/2019 1,010,814 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 23/08/2019 1,007,698 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 30/08/2019 1,005,167 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 06/09/2019 1,002,062 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 13/09/2019 998,957 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 20/09/2019 995,855 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 27/09/2019 992,758 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 04/10/2019 989,670 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 11/10/2019 986,591 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 18/10/2019 983,525 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 25/10/2019 980,471 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 01/11/2019 977,433 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 08/11/2019 974,411 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 15/11/2019 971,406 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 22/11/2019 968,420 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 29/11/2019 965,452 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 06/12/2019 962,504 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 13/12/2019 959,577 0.07
Cash Settled Put: 255p Call:382.5p Cash
Call or Put
Option* 20/12/2019 956,671 0.07
Cash-settled Cash
Equity Swap 29/10/2018 29/10/2018 12,804 0.00
Cash-settled Cash
Equity Swap 30/10/2018 30/10/2018 30,855 0.00
Cash-settled Cash
Equity Swap 31/10/2018 31/10/2018 8,297 0.00
Cash-settled Cash
Equity Swap 01/11/2018 01/11/2018 20,049 0.00
Cash-settled Cash
Equity Swap 02/11/2018 02/11/2018 8,574 0.00
Cash-settled Cash
Equity Swap 05/11/2018 05/11/2018 25,086 0.00
Cash-settled Cash
Equity Swap 06/11/2018 06/11/2018 19,455 0.00
Cash-settled Cash
Equity Swap 07/11/2018 07/11/2018 15,063 0.00
Cash-settled Cash
Equity Swap 08/11/2018 08/11/2018 13,983 0.00
Cash-settled Cash
Equity Swap 09/11/2018 09/11/2018 22,435 0.00
Cash-settled Cash
Equity Swap 12/11/2018 12/11/2018 25,034 0.00
Cash-settled Cash
Equity Swap 13/11/2018 13/11/2018 24,447 0.00
Cash-settled Cash
Equity Swap 14/11/2018 14/11/2018 27,865 0.00
Cash-settled Cash
Equity Swap 15/11/2018 15/11/2018 38,488 0.00
Cash-settled Cash
Equity Swap 16/11/2018 16/11/2018 2,717 0.00
Cash-settled Cash
Equity Swap 22/11/2018 22/11/2018 9,778 0.00
Cash-settled Cash
Equity Swap 27/11/2018 27/11/2018 9,438 0.00
Cash-settled Cash
Equity Swap 30/11/2018 30/11/2018 1,769,653 0.13
Cash-settled Cash
Equity Swap 05/12/2018 05/12/2018 3,391 0.00
Cash-settled Cash
Equity Swap 06/12/2018 06/12/2018 2,743 0.00
Cash-settled Cash
Equity Swap 31/12/2018 31/12/2018 1,547 0.00
Cash-settled Cash
Equity Swap 02/01/2019 02/01/2019 1,656 0.00
Cash-settled Cash
Equity Swap 03/01/2019 03/01/2019 14,522 0.00
Cash-settled Cash
Equity Swap 07/01/2019 07/01/2019 3,842 0.00
Cash-settled Cash
Equity Swap 08/01/2019 08/01/2019 2,380 0.00
Cash-settled Cash
Equity Swap 09/01/2019 09/01/2019 776 0.00
Cash-settled Cash
Equity Swap 11/01/2019 11/01/2019 2,591 0.00
Cash-settled Cash
Equity Swap 16/01/2019 16/01/2019 841 0.00
Cash-settled
Cash
Equity Swap 18/01/2019 18/01/2019 2,067 0.00
Cash-settled
Cash
Equity Swap 24/01/2019 24/01/2019 8,891 0.00
Cash-settled
Cash
Equity Swap 05/02/2019 05/02/2019 2,685 0.00
Cash-settled
Cash
Equity Swap 07/02/2019 07/02/2019 3,210 0.00
Cash-settled
Cash
Equity Swap 08/02/2019 08/02/2019 421 0.00
Cash-settled
Cash
Equity Swap 04/03/2019 04/03/2019 3,551 0.00
Cash-settled
Cash
Equity Swap 05/03/2019 05/03/2019 7,181 0.00
Cash-settled
Cash
Equity Swap 06/03/2019 06/03/2019 228 0.00
Cash-settled
Cash
Equity Swap 07/03/2019 07/03/2019 175 0.00
Cash-settled
Cash
Equity Swap 15/03/2019 15/03/2019 327 0.00
Cash-settled
Cash
Equity Swap 21/03/2019 21/03/2019 168 0.00
Cash-settled
Cash
Equity Swap 26/03/2019 26/03/2019 1,404 0.00
Cash-settled
Cash
Equity Swap 27/03/2019 27/03/2019 356 0.00
Cash-settled
Cash
Equity Swap 29/03/2019 29/03/2019 2,181 0.00
Cash-settled
Cash
Equity Swap 05/04/2019 05/04/2019 1,134,183 0.08
Cash-settled
Cash
Equity Swap 12/04/2019 12/04/2019 5,336,000 0.39
Cash-settled
Cash
Equity Swap 22/05/2019 22/05/2019 2,321 0.00
Cash-settled
Cash
Equity Swap 06/06/2019 06/06/2019 3,283 0.00
Cash-settled
Cash
Equity Swap 07/06/2019 07/06/2019 18 0.00
Cash-settled
Cash
Equity Swap 10/06/2019 10/06/2019 1,740 0.00
Cash-settled
Cash
Equity Swap 11/06/2019 11/06/2019 1,881 0.00
Cash-settled
Cash
Equity Swap 13/06/2019 13/06/2019 100 0.00
Cash-settled
Cash
Equity Swap 17/06/2019 17/06/2019 2,397 0.00
Cash-settled
Cash
Equity Swap 18/06/2019 18/06/2019 2,573 0.00
Cash-settled
Cash
Equity Swap 19/06/2019 19/06/2019 3,380 0.00
Cash-settled
Cash
Equity Swap 20/06/2019 20/06/2019 2,906 0.00
Cash-settled
Cash
Equity Swap 10/07/2019 10/07/2019 4,096 0.00
Cash-settled
Cash
Equity Swap 15/07/2019 15/07/2019 2,433 0.00
Cash-settled
Cash
Equity Swap 16/07/2019 16/07/2019 518,602 0.04
Cash-settled
Cash
Equity Swap 30/07/2019 30/07/2019 1,502,347 0.11
Cash-settled
Cash
Equity Swap 05/08/2019 05/08/2019 2,389 0.00
Cash-settled
Cash
Equity Swap 06/08/2019 06/08/2019 1,818 0.00
Cash-settled
Cash
Equity Swap 12/08/2019 12/08/2019 279,040 0.02
Cash-settled
Cash
Equity Swap 21/08/2019 21/08/2019 2,573 0.00
Cash-settled
Cash
Equity Swap 28/08/2019 28/08/2019 4,411 0.00
Cash-settled
Cash
Equity Swap 29/08/2019 29/08/2019 5,981 0.00
Cash-settled
Cash
Equity Swap 30/08/2019 30/08/2019 2,745 0.00
Cash-settled
Cash
Equity Swap 02/09/2019 02/09/2019 5,273 0.00
Cash-settled
Cash
Equity Swap 03/09/2019 03/09/2019 8,548 0.00
Cash-settled
Cash
Equity Swap 05/09/2019 05/09/2019 16,150 0.00
Cash-settled
Cash
Equity Swap 06/09/2019 06/09/2019 14,485 0.00
Cash-settled
Cash
Equity Swap 09/09/2019 09/09/2019 16,376 0.00
Cash-settled
Cash
Equity Swap 10/09/2019 10/09/2019 14,492 0.00
Cash-settled
Cash
Equity Swap 11/09/2019 11/09/2019 15,371 0.00
Cash-settled
Cash
Equity Swap 12/09/2019 12/09/2019 13,961 0.00
Cash-settled
Cash
Equity Swap 13/09/2019 13/09/2019 13,845 0.00
Cash-settled
Cash
Equity Swap 16/09/2019 16/09/2019 15,725 0.00
Cash-settled
Cash
Equity Swap 17/09/2019 17/09/2019 6,147,941 0.45
Cash-settled
Cash
Equity Swap 18/09/2019 18/09/2019 13,445 0.00
Cash-settled
Cash
Equity Swap 23/09/2019 23/09/2019 19,268 0.00
Cash-settled
Cash
Equity Swap 24/09/2019 24/09/2019 16,923 0.00
Cash-settled
Cash
Equity Swap 25/09/2019 25/09/2019 16,870 0.00
Cash-settled
Cash
Equity Swap 26/09/2019 26/09/2019 30,491 0.00
Cash-settled
Cash
Equity Swap 27/09/2019 27/09/2019 17,358 0.00
Cash-settled
Cash
Equity Swap 30/09/2019 30/09/2019 11,600 0.00
Cash-settled
Cash
Equity Swap 01/10/2019 01/10/2019 33,019 0.00
Cash-settled
Cash
Equity Swap 02/10/2019 02/10/2019 7,297 0.00
Cash-settled
Cash
Equity Swap 03/10/2019 03/10/2019 8,616,019 0.64
Cash-settled
Cash
Equity Swap 04/10/2019 04/10/2019 23,162 0.00
Cash-settled
Cash
Equity Swap 07/10/2019 07/10/2019 24,508 0.00
Cash-settled
Cash
Equity Swap 08/10/2019 08/10/2019 533,820 0.04
Cash-settled
Cash
Equity Swap 09/10/2019 09/10/2019 28,156 0.00
Cash-settled
Cash
Equity Swap 10/10/2019 10/10/2019 22,689 0.00
Cash-settled
Cash
Equity Swap 11/10/2019 11/10/2019 8,042 0.00
Cash-settled
Cash
Equity Swap 14/10/2019 14/10/2019 21,242 0.00
Cash-settled
Cash
Equity Swap 15/10/2019 15/10/2019 4,040 0.00
Cash-settled
Cash
Equity Swap 16/10/2019 16/10/2019 17,359 0.00
Cash-settled
Cash
Equity Swap 17/10/2019 17/10/2019 16,866 0.00
Cash-settled
Cash
Equity Swap 18/10/2019 18/10/2019 11,554 0.00
Cash-settled
Cash
Equity Swap 21/10/2019 21/10/2019 17,962 0.00
Cash-settled
Cash
Equity Swap 22/10/2019 22/10/2019 18,064 0.00
Cash-settled
Cash
Equity Swap 23/10/2019 23/10/2019 10,516 0.00
Cash-settled
Cash
Equity Swap 24/10/2019 24/10/2019 12,611 0.00
Cash-settled
Cash
Equity Swap 25/10/2019 25/10/2019 20,495 0.00
Cash-settled
Cash
Equity Swap 28/10/2019 28/10/2019 10 0.00
Cash-settled
Cash
Equity Swap 12/11/2019 12/11/2019 411,260 0.03
Cash-settled
Cash
Equity Swap 27/11/2019 27/11/2019 850,000 0.06
Cash-settled Cash
Equity Swap 15/12/2021 15/12/2021 10,473 0.00
Cash-settled Cash
Equity Swap 26/07/2023 26/07/2023 26,176 0.00
SUBTOTAL
8.B.2
79,279,954 5.85%
* Please note that either a call or a put option (but not both) can be exercised upon ma-
turity, depending on the share price of Intu Properties Plc.
Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
6.01% 8.53%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
10
11. Additional informationxvi
Table 8A) Includes stock borrows of 94,301,776 (6.96%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)
Place of completion London, United Kingdom
Date of completion 25 October 2018
26 October 2018
JSE Sponsor:
Merrill Lynch South Africa (Pty) Limited
Date: 26/10/2018 11:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
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indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
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