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INVESTEC LIMITED - Transactions in Investec plc ordinary shares

Release Date: 11/06/2018 17:00
Code(s): INL INP     PDF:  
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Transactions in Investec plc ordinary shares

 Investec Limited                                               Investec plc
 Incorporated in the Republic of South Africa                   Incorporated in England and Wales
 Registration number 1925/002833/06                             Registration number 3633621
 JSE share code: INL                                            LSE share code: INVP
 NSX share code: IVD                                            JSE share code: INP
 BSE share code: INVESTEC                                       ISIN: GB00B17BBQ50
 ISIN: ZAE000081949


As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”)
notify both the London and Johannesburg Stock Exchanges of those interests (and changes to those
interests) of (i) directors of both entities and the respective company secretaries, (ii) persons
discharging managerial responsibilities (PDMRs) across the group, and (iii) in certain instances the
directors of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited
which are required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation
596/2014), the Disclosure Guidance and Transparency Rules of the United Kingdom Listing Authority
(the “UKLA”) and/or the JSE Listing Requirements.


TRANSACTIONS BY DIRECTORS IN INVESTEC PLC ORDINARY SHARES

Disposal of shares by a director

Sale of shares pursuant to the vesting of forfeitable shares and the release of fixed allowance
retention shares.

     1    Details of the person discharging managerial responsibilities / person closely
          associated

     a)   Name
                                               Bernard Kantor

     2    Reason for the notification

     a)   Position/status                      Director


     b)   Initial               notification   Initial Notification
          /Amendment


     3    Details of the issuer, emission allowance market participant, auction platform,
          auctioneer or auction monitor

     a)   Name                                 Investec plc


     b)   LEI                                  2138007Z3U5GWDN3MY22


     4    Details of the transaction(s): section to be repeated for (i) each type of
          instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
          where transactions have been conducted


     a)   Description of the financial
          instrument, type of instrument       Ordinary shares of GBP0.0002 each

          Identification code                  GB00B17BBQ50

     b)   Nature of the transaction         On market sale of 7,897 shares following the vesting
                                            of forfeitable shares.

     c)   Price(s) and volume(s)
                                             Price(s)                  Volume(s)


                                             GBP5.56                   7,897


     d)   Aggregated information


          - Aggregated volume               7,897


          - Price                           GBP5.56


     e)   Date of the transaction           08 June 2018


     f)   Place of the transaction          London



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information:

               Number of shares                         7,897
               Volume weighted average                  GBP5.56
               selling price
               Total value of transaction               GBP43,921.38
               Highest price                            GBP5.63
               Lowest price                             GBP5.50
               Nature of interest                       Direct beneficial
               Date and place of transaction            08 June 2018, London


     1    Details of the person discharging managerial responsibilities / person closely
          associated

     a)   Name
                                            Glynn Burger

     2    Reason for the notification

     a)   Position/status                   Director


     b)   Initial            notification   Initial Notification
          /Amendment


     3    Details of the issuer, emission allowance market participant, auction platform,
          auctioneer or auction monitor
     a)   Name                             Investec plc


     b)   LEI                              2138007Z3U5GWDN3MY22


     4    Details of the transaction(s): section to be repeated for (i) each type of
          instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
          where transactions have been conducted


     a)   Description of the financial
          instrument, type of instrument   Ordinary shares of GBP0.0002 each

          Identification code              GB00B17BBQ50


     b)   Nature of the transaction        On market sale of 55,132 shares following the vesting
                                           of forfeitable shares and the release of fixed
                                           allowance retention shares.
     c)   Price(s) and volume(s)
                                            Price(s)                  Volume(s)


                                            GBP5.57                   55,132


     d)   Aggregated information


          - Aggregated volume              55,132


          - Price                          GBP5.57


     e)   Date of the transaction          08 June 2018


     f)   Place of the transaction         London



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information:

                Number of shares                       55,132
                Volume weighted average                GBP5.57
                selling price
                Total value of transaction             GBP307,122.18
                Highest price                          GBP5.63
                Lowest price                           GBP5.54
                Nature of interest                     Direct beneficial
                Date and place of transaction          08 June 2018, London


TRANSACTIONS BY PDMRS IN INVESTEC PLC ORDINARY SHARES.
Investec has been advised that Ciaran Whelan and Marc Kahn disposed of the following number of
ordinary shares respectively in Investec plc on 08 June 2018 following the vesting of forfeitable shares.

     1    Details of the person discharging managerial responsibilities / person closely
          associated

     a)   Name
                                             Ciaran Whelan

     2    Reason for the notification

     a)   Position/status                    PDMR


     b)   Initial notification /Amendment    Initial notification


     3    Details of the issuer, emission allowance market participant, auction platform,
          auctioneer or auction monitor

     a)   Name                               Investec plc


     b)   LEI                                2138007Z3U5GWDN3MY22


     4    Details of the transaction(s): section to be repeated for (i) each type of instrument;
          (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
          have been conducted


     a)   Description of the financial       Ordinary shares of GBP0.0002 each
          instrument, type of instrument
                                             GB00B17BBQ50
          Identification code


     b)   Nature of the transaction          On market sale of 3,795 shares following the vesting of
                                             forfeitable shares.

     c)   Price(s) and volume(s)
                                               Price(s)                    Volume(s)

                                               GBP5.56                     3,795




     d)   Aggregated information


          - Aggregated volume                3,795


          - Price                            GBP5.56

     e)   Date of the transaction            08 June 2018
     f)   Place of the transaction          London



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information:


                Number of shares                       3,795
                Volume weighted average                GBP5.56
                selling price
                Total value of transaction             GBP21,106.96
                Highest price                          GBP5.63
                Lowest price                           GBP5.50
                Nature of interest                     Direct beneficial
                Date and place of transaction          08 June 2018, London

     1    Details of the person discharging managerial responsibilities / person closely
          associated

     a)   Name
                                            Marc Kahn

     2    Reason for the notification

     a)   Position/status                   PDMR


     b)   Initial notification /Amendment   Initial notification


     3    Details of the issuer, emission allowance market participant, auction platform,
          auctioneer or auction monitor

     a)   Name                              Investec plc


     b)   LEI                               2138007Z3U5GWDN3MY22


     4    Details of the transaction(s): section to be repeated for (i) each type of instrument;
          (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
          have been conducted


     a)   Description of the financial      Ordinary shares of GBP0.0002 each
          instrument, type of instrument
                                            GB00B17BBQ50
          Identification code


     b)   Nature of the transaction         On market sale of 378 shares following the vesting of
                                            forfeitable shares.

     c)   Price(s) and volume(s)
                                                Price(s)                 Volume(s)
                                               GBP5.56                  378




     d)   Aggregated information


          - Aggregated volume              378


          - Price                          GBP5.56

     e)   Date of the transaction          08 June 2018


     f)   Place of the transaction         London



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following
additional information:


               Number of shares                     378
               Volume weighted average              GBP5.56
               selling price
               Total value of transaction           GBP2,102.35
               Highest price                        GBP5.63
               Lowest price                         GBP5.50
               Nature of interest                   Direct beneficial
               Date and place of transaction        08 June 2018, London


11 June 2018

Sponsor:
Investec Bank Limited

Date: 11/06/2018 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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