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OLD MUTUAL PLC - Notification of Major Holdings

Release Date: 06/06/2018 15:30
Code(s): OML     PDF:  
Wrap Text
Notification of Major Holdings

 OLD MUTUAL PLC
 ISIN CODE: GB00B77J0862
 JSE SHARE CODE: OML
 NSX SHARE CODE: OLM
 ISSUER CODE: OLOMOL
 Old Mutual



 TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
                                                                                                  Old Mutual Plc
 of existing shares to which voting rights are at-
 tached:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                               X
 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligation
                                                          Coronation Asset Management (Pty) Ltd acting as dis-
 Name                                                     cretionary investment manager on behalf of managed
                                                          portfolios.
 City and country of registered office (if applicable)    Cape Town, South Africa

 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                     N/A

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          06/06/2018
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):           06/06/2018

 7. Total positions of person(s) subject to the notification obligation



                                                                                                         
                                                         % of voting rights                                          Total number of
                          % of voting rights at-         through financial instru-          Total of both in %       voting rights of is-
                          tached to shares (to-                ments                         (8.A + *.B)             suer vii
                               tal of 8. A)              (total of 8.B 1 + 8.B 2)                                      
                                                                                   
                                                                                                                                                       
Resulting situation
on the date on which       3.69%                                                             3.69%                    4 932 791 533
threshold was
crossed or reached
Position of previous
notification (if           4.02%                                                             4.02%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of              Number of voting rightsix                            % of voting rights
shares
ISIN code (if possible)             Direct                  Indirect                     Direct                    Indirect
                              (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                           2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                                           (DTR5.2.1)                                              (DTR5.2.1)

GB00B77J0862                  181 978 356                                                3.69%




SUBTOTAL 8. A                                 181 978 356                                               3.69%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
Type of financial in-      Expiration        Exercise/                        that may be acquired if
strument                   date x            conversion Period xi             the instrument is                     % of voting rights
                                                                              exercised/converted.
                                                                              

                                             SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                                         
Type of financial      Expiration             Exercise/               Physical or            Number of
instrument              date x                Conversion Pe-          cash                   voting rights          % of voting rights
                                              riod x9                 settlement xii          
                                                          

                                                                                                                             
                                               SUBTOTAL
                                               8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it          through financial in-                         Total of both if it
                                   equals or is higher             struments if it equals                        equals or is higher
                                    than the notifiable             or is higher than the                         than the notifiable
          Namexv                         threshold                    notifiable threshold                               threshold
                                                                                
                                                                 
                                                                                                                                                              
Coronation Fund Man-
agers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset Man-
                                3.69%                                                           3.69%
agement (Pty) Ltd



10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional information xvi


                                                                                                                      
Place of completion       Cape Town, South Africa

Date of completion        6 June 2018


Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking




                                                    

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