HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 16/05/2018 15:20
Code(s): HMN
 
Wrap Text
TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                 Hammerson Plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                          X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                                                         JPMorgan Chase & Co.
 City and country of registered office (if applicable)                                    Wilmington, Delaware, USA

 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                                                       J.P. Morgan Securities plc

 City and country of registered office (if applicable)                                       London, United Kingdom

 5. Date on which the threshold was crossed or
                                                                                                         11 May 2018
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                                                          15 May 2018

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                    Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                     voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                         suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 0.47%                     4.55%                    5.02%              794,227,196


                                                                                                                  1
threshold was
crossed or reached

Position of previous
                           Below Minimum            Below Minimum                 Below Minimum
notification (if
applicable)                  Threshold                Threshold                     Threshold



8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                          % of voting rights
shares
ISIN code (if possible)          Direct                 Indirect                      Direct                   Indirect
                             (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                        (DTR5.2.1)                                             (DTR5.2.1)

  GB0004065016                                         3,726,339                                                0.47%




SUBTOTAL 8. A                              3,726,339                                               0.47%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                           Number of voting rights
Type of financial in-     Expiration       Exercise/                       that may be acquired if
                                                                                                        % of voting rights
strument                  datex            Conversion Periodxi             the instrument is
                                                                           exercised/converted.
Physically Settled
                          15/06/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          22/06/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          29/06/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          06/07/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          13/07/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          20/07/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          27/07/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          03/08/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          10/08/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          17/08/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                          24/08/2020 Call: 7.864, Put: 5.243                       600,000                      0.08%
Call or Put Option*
Physically Settled
                      31/08/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      07/09/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      14/09/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      21/09/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      28/09/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      05/10/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      12/10/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      19/10/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      26/10/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      02/11/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      09/11/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      16/11/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      23/11/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      30/11/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      07/12/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      14/12/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      21/12/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      28/12/2020 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      04/01/2021 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      11/01/2021 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      18/01/2021 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      25/01/2021 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      01/02/2021 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      08/02/2021 Call: 7.864, Put: 5.243   600,000   0.08%
Call or Put Option*
Physically Settled
                      15/01/2019 Call: 7.479, Put: 4.986   739,705   0.09%
Call or Put Option*
Physically Settled
                      22/01/2019 Call: 7.479, Put: 4.986   739,705   0.09%
Call or Put Option*
Physically Settled
                      29/01/2019 Call: 7.479, Put: 4.986   739,705   0.09%
Call or Put Option*
Physically Settled
                        05/02/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Physically Settled
                        12/02/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Physically Settled
                        19/02/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Physically Settled
                        26/02/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Physically Settled
                        05/03/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Physically Settled
                        12/03/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Physically Settled
                        19/03/2019 Call: 7.479, Put: 4.986              739,705                  0.09%
Call or Put Option*
Right of Recall                  n/a n/a                               3,557,725                 0.45%

                                     SUBTOTAL 8. B 1                   31,954,775                4.02%



     * Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
     pending on the share price of Hammerson Plc.



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                    Exercise/          Physical or
Type of financial   Expiration                                            Number of
                                    Conversion Pe-     cash                                % of voting rights
instrument          datex                                                 voting rights
                                    riod xi            settlementxii
 Cash-settled
                      30/11/2018                             Cash            42,732              0.01%
 Equity Swap
 Cash-settled
                      03/12/2018                             Cash            27,505              0.00%
 Equity Swap
 Cash-settled
                      11/12/2018                             Cash            83,912              0.01%
 Equity Swap
 Cash-settled
                      07/01/2019                             Cash             6,173              0.00%
 Equity Swap
 Cash-settled
                      08/02/2019                             Cash             3,351              0.00%
 Equity Swap
 Cash-settled
                      11/02/2019                             Cash             3,111              0.00%
 Equity Swap
 Cash-settled
                      12/02/2019                             Cash            10,308              0.00%
 Equity Swap
 Cash-settled
                      13/02/2019                             Cash             3,323              0.00%
 Equity Swap
 Cash-settled
                      14/02/2019                             Cash            18,333              0.00%
 Equity Swap
 Cash-settled
                      15/02/2019                             Cash            21,999              0.00%
 Equity Swap
 Cash-settled
                      18/02/2019                             Cash            13,255              0.00%
 Equity Swap
 Cash-settled
                      19/02/2019                             Cash            21,517              0.00%
 Equity Swap
Cash-settled
               20/02/2019   Cash   14,853   0.00%
Equity Swap
Cash-settled
               21/02/2019   Cash   17,151   0.00%
Equity Swap
Cash-settled
               22/02/2019   Cash   5,811    0.00%
Equity Swap
Cash-settled
               25/02/2019   Cash   14,545   0.00%
Equity Swap
Cash-settled
               26/02/2019   Cash   2,658    0.00%
Equity Swap
Cash-settled
               27/02/2019   Cash   11,747   0.00%
Equity Swap
Cash-settled
               28/02/2019   Cash   10,734   0.00%
Equity Swap
Cash-settled
               01/03/2019   Cash   3,581    0.00%
Equity Swap
Cash-settled
               04/03/2019   Cash   8,465    0.00%
Equity Swap
Cash-settled
               05/03/2019   Cash   6,786    0.00%
Equity Swap
Cash-settled
               06/03/2019   Cash   5,803    0.00%
Equity Swap
Cash-settled
               07/03/2019   Cash   6,683    0.00%
Equity Swap
Cash-settled
               08/03/2019   Cash   9,789    0.00%
Equity Swap
Cash-settled
               11/03/2019   Cash   10,295   0.00%
Equity Swap
Cash-settled
               12/03/2019   Cash   13,097   0.00%
Equity Swap
Cash-settled
               13/03/2019   Cash   6,321    0.00%
Equity Swap
Cash-settled
               14/03/2019   Cash   15,969   0.00%
Equity Swap
Cash-settled
               15/03/2019   Cash   18,140   0.00%
Equity Swap
Cash-settled
               18/03/2019   Cash   8,363    0.00%
Equity Swap
Cash-settled
               19/03/2019   Cash   7,759    0.00%
Equity Swap
Cash-settled
               20/03/2019   Cash   23,013   0.00%
Equity Swap
Cash-settled
               21/03/2019   Cash   10,852   0.00%
Equity Swap
Cash-settled
               22/03/2019   Cash   4,554    0.00%
Equity Swap
Cash-settled
               26/03/2019   Cash    708     0.00%
Equity Swap
Cash-settled
               29/03/2019   Cash   5,651    0.00%
Equity Swap
Cash-settled
               01/04/2019   Cash    843     0.00%
Equity Swap
Cash-settled
               02/04/2019   Cash   2,893    0.00%
Equity Swap
Cash-settled
               08/04/2019   Cash    4,346      0.00%
Equity Swap
Cash-settled
               11/04/2019   Cash    4,641      0.00%
Equity Swap
Cash-settled
               12/04/2019   Cash    8,120      0.00%
Equity Swap
Cash-settled
               15/04/2019   Cash   117,777     0.01%
Equity Swap
Cash-settled
               16/04/2019   Cash    11,207     0.00%
Equity Swap
Cash-settled
               17/04/2019   Cash    4,221      0.00%
Equity Swap
Cash-settled
               18/04/2019   Cash    76,577     0.01%
Equity Swap
Cash-settled
               23/04/2019   Cash   2,092,893   0.26%
Equity Swap
Cash-settled
               24/04/2019   Cash      55       0.00%
Equity Swap
Cash-settled
               25/04/2019   Cash    45,189     0.01%
Equity Swap
Cash-settled
               26/04/2019   Cash    16,033     0.00%
Equity Swap
Cash-settled
               29/04/2019   Cash    26,913     0.00%
Equity Swap
Cash-settled
               30/04/2019   Cash   287,394     0.04%
Equity Swap
Cash-settled
               01/05/2019   Cash    12,613     0.00%
Equity Swap
Cash-settled
               02/05/2019   Cash    14,705     0.00%
Equity Swap
Cash-settled
               03/05/2019   Cash    12,956     0.00%
Equity Swap
Cash-settled
               08/05/2019   Cash    10,044     0.00%
Equity Swap
Cash-settled
               09/05/2019   Cash    28,716     0.00%
Equity Swap
Cash-settled
               10/05/2019   Cash    15,639     0.00%
Equity Swap
Cash-settled
               13/05/2019   Cash    8,015      0.00%
Equity Swap
Cash-settled
               14/05/2019   Cash    45,807     0.01%
Equity Swap
Cash-settled
               15/05/2019   Cash    19,698     0.00%
Equity Swap
Cash-settled
               22/05/2019   Cash    1,610      0.00%
Equity Swap
Cash-settled
               05/06/2019   Cash   221,642     0.03%
Equity Swap
Cash-settled
               06/06/2019   Cash    7,593      0.00%
Equity Swap
Cash-settled
               12/06/2019   Cash    20,803     0.00%
Equity Swap
Cash-settled
               19/07/2019   Cash     463       0.00%
Equity Swap
  Cash-settled
                        23/09/2019                                    Cash                10,755                0.00%
  Equity Swap
  Cash-settled
                        30/10/2019                                    Cash                77,628                0.01%
  Equity Swap
  Cash-settled
                        08/02/2023                                    Cash               205,280                0.03%
  Equity Swap
  Cash-settled
                        17/04/2023                                    Cash                  192                 0.00%
  Equity Swap
  Call Option
                        29/06/2018                                    Cash               302,297                0.04%
     Cash
                                                                SUBTOTAL
                                                                8.B.2
                                                                                        4,214,405               0.53%




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv    X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited


J.P. Morgan Securities
                                                                            4.55%                           5.02%
plc
10. In case of proxy voting, please identify:
Name of the proxy holder                                                                                                N/A

The number and % of voting rights held                                                                                  N/A

The date until which the voting rights will be held                                                                     N/A



11. Additional informationxvi
  Table 8A) Includes stock borrows of 20,295,693 (2.56%)

  Chain of controlled undertakings:

  JPMorgan Chase & Co.
  JPMorgan Chase Bank, National Association (100%)
  J.P. Morgan International Finance Limited (100%)
  J.P. Morgan Capital Holdings Limited (100%)
  J.P. Morgan Securities plc (100%)



  Place of completion                                                              London, United Kingdom

  Date of completion                                                                           15 May 2018



For further information contact:

Michael Pasmore
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the
Johannesburg Stock Exchange.

Joint Sponsors:
Deutsche Securities (SA) Proprietary Limited
Java Capital

16 May 2018

Date: 16/05/2018 03:20:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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