Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the ‘Company’)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
Awards of Ordinary Shares were made under the Company’s Bonus Share Plan (“BSP”) and Long Term
Incentive Plan (“LTIP”) at nil cost on 9 March 2018 to Directors/PDMRs as detailed below.
Awards made under the BSP
Under the terms of the BSP, two thirds of each Share award will be released in 2021, subject to
continued employment. The remaining one third of each award will be subject to a further holding
period of two years, and will be released in 2023.
Name of Director / PDMR Number of Shares
Mark Cutifani 70,035
Stephen Pearce 41,446
Tony O'Neill 46,049
Didier Charreton 30,169
Bruce Cleaver 40,841
Seamus French 35,842
Norman Mbazima 32,435
Anik Michaud 26,713
Duncan Wanblad 38,846
Peter Whitcutt 40,513
Awards Made Under the LTIP
The LTIP provides Directors and executive management with Shares awarded on a conditional basis as
determined by the Board’s Remuneration Committee. These awards will vest in 2021, subject to the
satisfaction of performance conditions as explained in the Group’s Annual Report. The vested Shares
will then be subject to a further holding period of two years and will be released in 2023.
Name of Director / PDMR Number of Shares
Mark Cutifani 222,263
Stephen Pearce 133,952
Tony O'Neill 138,914
Didier Charreton 70,519
Bruce Cleaver 102,841
Seamus French 111,716
Norman Mbazima 70,861
Anik Michaud 70,289
Duncan Wanblad 105,865
Peter Whitcutt 95,996
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 70,035
e) Aggregated information
Aggregated volume 70,035
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 222,263
e) Aggregated information
Aggregated volume 222,263
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 41,446
e) Aggregated information
Aggregated volume 41,446
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 133,952
e) Aggregated information
Aggregated volume 133,952
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 46,049
e) Aggregated information
Aggregated volume 46,049
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 138,914
e) Aggregated information
Aggregated volume 138,914
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People & Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 30,169
e) Aggregated information
Aggregated volume 30,169
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 70,519
e) Aggregated information
Aggregated volume 70,519
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO of De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 40,841
e) Aggregated information
Aggregated volume 40,841
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 102,841
e) Aggregated information
Aggregated volume 102,841
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 35,842
e) Aggregated information
Aggregated volume 35,842
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 111,716
e) Aggregated information
Aggregated volume 111,716
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Norman Mbazima
2. Reason for the notification
a) Position / status Deputy Chairman of Anglo American South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 5,675
e) Aggregated information
Aggregated volume 5,675
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 26,760
e) Aggregated information
Aggregated volume 26,760
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction Johannesburg Stock Exchange – XJSE
4.3 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 12,105
e) Aggregated information
Aggregated volume 12,105
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.4 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 58,756
e) Aggregated information
Aggregated volume 58,756
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 26,713
e) Aggregated information
Aggregated volume 26,713
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 70,289
e) Aggregated information
Aggregated volume 70,289
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status CEO Base Metals & Group Director – Strategy & Business
Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 38,846
e) Aggregated information
Aggregated volume 38,846
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 105,865
e) Aggregated information
Aggregated volume 105,865
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in 2021; the
remaining third in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 40,513
e) Aggregated information
Aggregated volume 40,513
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2021; the Shares
will then be subject to a further holding period of two years and
will be released in 2023.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 95,996
e) Aggregated information
Aggregated volume 95,996
Price GBP 0.00
f) Date of the transaction 2018-03-09
g) Place of the transaction London Stock Exchange – XLON
Clare Davage
Deputy Secretary
9 March 2018
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 12/03/2018 07:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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