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ANGLO AMERICAN PLC - Notification of transactions by Directors / PDMRs

Release Date: 12/03/2018 07:05
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by Directors / PDMRs

Anglo American plc (the ‘Company’)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors / PDMRs

Awards of Ordinary Shares were made under the Company’s Bonus Share Plan (“BSP”) and Long Term
Incentive Plan (“LTIP”) at nil cost on 9 March 2018 to Directors/PDMRs as detailed below.

Awards made under the BSP
Under the terms of the BSP, two thirds of each Share award will be released in 2021, subject to
continued employment. The remaining one third of each award will be subject to a further holding
period of two years, and will be released in 2023.

 Name of Director / PDMR                            Number of Shares
 Mark Cutifani                                      70,035
 Stephen Pearce                                     41,446
 Tony O'Neill                                       46,049
 Didier Charreton                                   30,169
 Bruce Cleaver                                      40,841
 Seamus French                                      35,842
 Norman Mbazima                                     32,435
 Anik Michaud                                       26,713
 Duncan Wanblad                                     38,846
 Peter Whitcutt                                     40,513

Awards Made Under the LTIP
The LTIP provides Directors and executive management with Shares awarded on a conditional basis as
determined by the Board’s Remuneration Committee. These awards will vest in 2021, subject to the
satisfaction of performance conditions as explained in the Group’s Annual Report. The vested Shares
will then be subject to a further holding period of two years and will be released in 2023.

 Name of Director / PDMR                            Number of Shares
 Mark Cutifani                                      222,263
 Stephen Pearce                                     133,952
 Tony O'Neill                                       138,914
 Didier Charreton                                   70,519
 Bruce Cleaver                                      102,841
 Seamus French                                      111,716
 Norman Mbazima                                     70,861
 Anik Michaud                                       70,289
 Duncan Wanblad                                     105,865
 Peter Whitcutt                                     95,996

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.    Details of PDMR / person closely associated (PCA)

a)    Name                              Mark Cutifani

2.    Reason for the notification

a)    Position / status                 Chief Executive (Director/PDMR)

b)    Initial notification /            Initial notification
      amendment
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity           Anglo American plc

b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Bonus Share Plan. Subject to continued employment, two
                                        thirds of the Share award will be released in 2021; the
                                        remaining third in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              70,035

e)    Aggregated information
      Aggregated volume                 70,035
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Long Term Incentive Plan. Subject to the satisfaction of
                                        performance conditions, the award will vest in 2021; the Shares
                                        will then be subject to a further holding period of two years and
                                        will be released in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)             Volume(s)

                                        GBP 0.00             222,263

e)    Aggregated information
      Aggregated volume                 222,263
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                              Stephen Pearce

2.    Reason for the notification

a)    Position / status                 Finance Director (Director/PDMR)

b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc

b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Bonus Share Plan. Subject to continued employment, two
                                        thirds of the Share award will be released in 2021; the
                                        remaining third in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)             Volume(s)

                                        GBP 0.00             41,446


e)    Aggregated information
      Aggregated volume                 41,446
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Long Term Incentive Plan. Subject to the satisfaction of
                                        performance conditions, the award will vest in 2021; the Shares
                                        will then be subject to a further holding period of two years and
                                        will be released in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              133,952

e)    Aggregated information
      Aggregated volume                 133,952
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                              Tony O'Neill

2.    Reason for the notification

a)    Position / status                 Technical Director (Director/PDMR)

b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity           Anglo American plc

b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Bonus Share Plan. Subject to continued employment, two
                                        thirds of the Share award will be released in 2021; the
                                        remaining third in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              46,049

e)    Aggregated information
      Aggregated volume                 46,049
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Long Term Incentive Plan. Subject to the satisfaction of
                                        performance conditions, the award will vest in 2021; the Shares
                                        will then be subject to a further holding period of two years and
                                        will be released in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              138,914
e)    Aggregated information
      Aggregated volume                 138,914
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                              Didier Charreton

2.    Reason for the notification

a)    Position / status                 Group Director – People & Organisation (PDMR)

b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity           Anglo American plc

b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Bonus Share Plan. Subject to continued employment, two
                                        thirds of the Share award will be released in 2021; the
                                        remaining third in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              30,169


e)    Aggregated information
      Aggregated volume                 30,169
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Long Term Incentive Plan. Subject to the satisfaction of
                                        performance conditions, the award will vest in 2021; the Shares
                                        will then be subject to a further holding period of two years and
                                        will be released in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)             Volume(s)

                                        GBP 0.00             70,519


e)    Aggregated information
      Aggregated volume                 70,519
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                              Bruce Cleaver

2.    Reason for the notification

a)    Position / status                 CEO of De Beers (PDMR)

b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity           Anglo American plc

b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Bonus Share Plan. Subject to continued employment, two
                                        thirds of the Share award will be released in 2021; the
                                        remaining third in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              40,841


e)    Aggregated information
      Aggregated volume                 40,841
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820

b)    Nature of the transaction         Award of Shares under the terms of the Anglo American plc
                                        Long Term Incentive Plan. Subject to the satisfaction of
                                        performance conditions, the award will vest in 2021; the Shares
                                        will then be subject to a further holding period of two years and
                                        will be released in 2023.

c)    Currency                          GBP - British Pound

d)    Price(s) and volume(s)
                                        Price(s)              Volume(s)

                                        GBP 0.00              102,841


e)    Aggregated information
      Aggregated volume                 102,841
      Price                             GBP 0.00

f)    Date of the transaction           2018-03-09

g)    Place of the transaction          London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                              Seamus French

2.    Reason for the notification

a)    Position / status                 CEO of Bulk Commodities and other Minerals (PDMR)

b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity          Anglo American plc

b)    LEI                              549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Bonus Share Plan. Subject to continued employment, two
                                       thirds of the Share award will be released in 2021; the
                                       remaining third in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              35,842

e)    Aggregated information
      Aggregated volume                35,842
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Long Term Incentive Plan. Subject to the satisfaction of
                                       performance conditions, the award will vest in 2021; the Shares
                                       will then be subject to a further holding period of two years and
                                       will be released in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              111,716

e)    Aggregated information
      Aggregated volume                111,716
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                             Norman Mbazima

2.    Reason for the notification

a)    Position / status                Deputy Chairman of Anglo American South Africa (PDMR)

b)    Initial notification /           Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity          Anglo American plc

b)    LEI                              549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Bonus Share Plan. Subject to continued employment, two
                                       thirds of the Share award will be released in 2021; the
                                       remaining third in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)             Volume(s)

                                       GBP 0.00             5,675

e)    Aggregated information 
      Aggregated volume                5,675
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Bonus Share Plan. Subject to continued employment, two
                                       thirds of the Share award will be released in 2021; the
                                       remaining third in 2023.

c)    Currency                         ZAR – South African Rand

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              26,760

e)    Aggregated information 
      Aggregated volume                26,760
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         Johannesburg Stock Exchange – XJSE

4.3   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Long Term Incentive Plan. Subject to the satisfaction of
                                       performance conditions, the award will vest in 2021; the Shares
                                       will then be subject to a further holding period of two years and
                                       will be released in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              12,105

e)    Aggregated information
      Aggregated volume                12,105
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

4.4   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Long Term Incentive Plan. Subject to the satisfaction of
                                       performance conditions, the award will vest in 2021; the Shares
                                       will then be subject to a further holding period of two years and
                                       will be released in 2023.

c)    Currency                         ZAR – South African Rand

d)    Price(s) and volume(s)
                                       Price(s)            Volume(s)

                                       GBP 0.00            58,756

e)    Aggregated information
      Aggregated volume                58,756
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         Johannesburg Stock Exchange – XJSE


1.    Details of PDMR / person closely associated (PCA)

a)    Name                             Anik Michaud

2.    Reason for the notification

a)    Position / status                Group Director – Corporate Relations (PDMR)

b)    Initial notification /           Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity          Anglo American plc

b)    LEI                              549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Bonus Share Plan. Subject to continued employment, two
                                       thirds of the Share award will be released in 2021; the
                                       remaining third in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)            Volume(s)

                                       GBP 0.00            26,713

e)    Aggregated information
      Aggregated volume                26,713
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Long Term Incentive Plan. Subject to the satisfaction of
                                       performance conditions, the award will vest in 2021; the Shares
                                       will then be subject to a further holding period of two years and
                                       will be released in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              70,289

e)    Aggregated information
      Aggregated volume                70,289
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON


1.    Details of PDMR / person closely associated (PCA)

a)    Name                             Duncan Wanblad

2.    Reason for the notification
 
a)    Position / status                CEO Base Metals & Group Director – Strategy & Business
                                       Development (PDMR)
b)    Initial notification /           Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity          Anglo American plc

b)    LEI                              549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Bonus Share Plan. Subject to continued employment, two
                                       thirds of the Share award will be released in 2021; the
                                       remaining third in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              38,846

e)    Aggregated information
      Aggregated volume                38,846
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument 
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Long Term Incentive Plan. Subject to the satisfaction of
                                       performance conditions, the award will vest in 2021; the Shares
                                       will then be subject to a further holding period of two years and
                                       will be released in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              105,865

e)    Aggregated information
      Aggregated volume                105,865
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

1.    Details of PDMR / person closely associated (PCA)

a)    Name                             Peter Whitcutt

2.    Reason for the notification

a)    Position / status                CEO of Marketing (PDMR)

b)    Initial notification /           Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity          Anglo American plc
 
b)    LEI                              549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Bonus Share Plan. Subject to continued employment, two
                                       thirds of the Share award will be released in 2021; the
                                       remaining third in 2023.

c)    Currency                         GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)              Volume(s)

                                       GBP 0.00              40,513


e)    Aggregated information
      Aggregated volume                40,513
      Price                            GBP 0.00

f)    Date of the transaction          2018-03-09

g)    Place of the transaction         London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code              GB00B1XZS820

b)    Nature of the transaction        Award of Shares under the terms of the Anglo American plc
                                       Long Term Incentive Plan. Subject to the satisfaction of
                                       performance conditions, the award will vest in 2021; the Shares
                                       will then be subject to a further holding period of two years and
                                       will be released in 2023.

c)   Currency                          GBP - British Pound

d)   Price(s) and volume(s)
                                       Price(s)             Volume(s)

                                       GBP 0.00             95,996

e)   Aggregated information
     Aggregated volume                 95,996
     Price                             GBP 0.00

f)   Date of the transaction           2018-03-09

g)   Place of the transaction          London Stock Exchange – XLON


Clare Davage
Deputy Secretary
9 March 2018

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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