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Notification of transactions by Directors / PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
The Company received notification on 5 and 6 March 2018 of the following transactions in its Ordinary
Shares by Directors/PDMRs:
Vesting of Shares awarded at nil cost under the Company’s Bonus Share Plan (“BSP”) and Long Term
Incentive Plan (“LTIP”)
Awards made under the BSP and LTIP in March 2015 vested on 3 March 2018 to Directors/PDMRs as
noted below. Shares were released and sold to cover withholding taxes on 5 March 2018, the first
trading day after vesting, at £16.934 per share.
In the case of awards granted under the LTIP in 2015, the relevant performance conditions were met
as to 50% (full details can be found in the Company’s 2017 Annual Report and Accounts). 50% of the
awards therefore vested to the following Directors/PDMRs, net of the shares sold to cover taxes, as
noted below. The net shares are subject to a further two-year holding period, during which time they
may not be sold or transferred. The remaining 50% of the share awards did not vest and lapsed on the
same date.
Bruce Cleaver’s and Anik Michaud’s 2015 LTIP awards were made prior to their becoming PDMRs,
therefore these were not subject to the performance condition or a holding period and have vested
and been released in full.
Director/PDMR Share Shares Shares Shares sold Net shares retained by
Plan Granted Vested for tax Director/PDMR
Mark Cutifani BSP 51,061 51,061 23,999 27,062
Mark Cutifani LTIP 362,275 181,137 85,135 96,002
Tony O'Neill BSP 31,381 31,381 14,750 16,631
Tony O'Neill LTIP 195,000 97,500 45,825 51,675
Bruce Cleaver BSP 29,508 29,508 13,870 15,638
Bruce Cleaver LTIP 22,300 22,300 10,481 11,819
Seamus French BSP 30,146 30,146 14,169 15,977
Seamus French LTIP 135,000 67,500 31,725 35,775
Anik Michaud BSP 15,204 15,204 7,146 8,058
Anik Michaud LTIP 18,200 18,200 8,554 9,646
Duncan Wanblad BSP 22,162 22,162 10,417 11,745
Duncan Wanblad LTIP 135,000 67,500 31,725 35,775
Peter Whitcutt BSP 28,670 28,670 13,475 15,195
Peter Whitcutt LTIP 135,000 67,500 31,725 35,775
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 51,061
GBP 0.00 181,137
e) Aggregated information
Aggregated volume 232,198
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 23,999
GBP 16.934 85,135
e) Aggregated information
Aggregated volume 109,134
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 31,381
GBP 0.00 97,500
e) Aggregated information
Aggregated volume 128,881
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 14,750
GBP 16.934 45,825
e) Aggregated information
Aggregated volume 60,575
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 29,508
GBP 0.00 22,300
e) Aggregated information
Aggregated volume 51,808
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 13,870
GBP 16.934 10,481
e) Aggregated information
Aggregated volume 24,351
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities – Coal and Iron Ore (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 30,146
GBP 0.00 67,500
e) Aggregated information
Aggregated volume 97,646
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 14,169
GBP 16.934 31,725
e) Aggregated information
Aggregated volume 45,894
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 15,204
GBP 0.00 18,200
e) Aggregated information
Aggregated volume 33,404
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 7,146
GBP 16.934 8,554
e) Aggregated information
Aggregated volume 15,700
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status CEO Base Metals & Group Director – Strategy & Business
Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 22,162
GBP 0.00 67,500
e) Aggregated information
Aggregated volume 89,662
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 10,417
GBP 16.934 31,725
e) Aggregated information
Aggregated volume 42,142
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2015 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 28,670
GBP 0.00 67,500
e) Aggregated information
Aggregated volume 96,170
Price GBP 0.00
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 16.934 13,475
GBP 16.934 31,725
e) Aggregated information
Aggregated volume 45,200
Price GBP 16.934
f) Date of the transaction 2018-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Ordinary Shares
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 17.359 8,237
e) Aggregated information
Aggregated volume 8,237
Price GBP 17.359
f) Date of the transaction 2018-03-06
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Transfer of Ordinary Shares to spouse at nil cost.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 19,220
e) Aggregated information
Aggregated volume 19,220
Price GBP 0.00
f) Date of the transaction 2018-03-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Adele Cleaver
2. Reason for the notification
a) Position / status PCA – Spouse of Bruce Cleaver, a PDMR.
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Transfer of Ordinary Shares from spouse at nil cost.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 19,220
e) Aggregated information
Aggregated volume 19,220
Price GBP 0.00
f) Date of the transaction 2018-03-06
g) Place of the transaction London Stock Exchange – XLON
John Mills
Group Company Secretary
7 March 2018
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 07/03/2018 03:50:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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