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INVESTEC PLC - Notification of Major Holdings

Release Date: 05/03/2018 17:00
Code(s): INP INL     PDF:  
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Notification of Major Holdings

Investec Limited                                          Investec plc
Incorporated in the Republic of South Africa              Incorporated in England and Wales
Registration number 1925/002833/06                        Registration number 3633621
JSE share code: INL                                       LSE share code: INVP
NSX share code: IVD                                       JSE share code: INP
BSE share code: INVESTEC                                  ISIN: GB00B17BBQ50
ISIN: ZAE000081949

                                                   (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London
Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure
Guidance, Transparency Rules and Listing Rules of the United Kingdom Listing Authority (the “UKLA”)
and/or the JSE Listing Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:


TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS

1a. Identity of the issuer or the underlying issuer
                                                                                                      Investec Plc
of existing shares to which voting rights are
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                     X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
                                                               Coronation Asset Management (Pty) Ltd acting as
Name                                                           discretionary investment manager on behalf of man-
                                                               aged portfolios
City and country of registered office (if applicable)          Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.)v

Name                                                           N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                               05/03/2018
reached vi:

6. Date on which issuer notified (DD/MM/YYYY):                       05/03/2018

7. Total positions of person(s) subject to the notification obligation

                                                         % of voting rights
                            % of voting rights                                                                  Total number of
                                                        through financial in-         Total of both in %
                            attached to shares                                                                  voting rights of
                                                             struments                   (8.A + 8.B)
                               (total of 8. A)                                                                  issuervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                  8.00%                                                    8.00%                    669,838,695
threshold was
crossed or reached
Position of previous
notification (if                  7.18%                                                    7.18%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii

 A: Voting rights attached to shares

 Class/type of              Number of voting rightsix                             % of voting rights
 shares

 ISIN code (if possible)            Direct                   Indirect                      Direct                   Indirect
                             (Art 9 of Directive        (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                             2004/109/EC) (DTR5.1)      2004/109/EC)                  2004/109/EC) (DTR5.1)     2004/109/EC)
                                                        (DTR5.2.1)                                             (DTR5.2.1)

 GB0006834344               53 588 408                                                8.00%




 SUBTOTAL 8. A              53 588 408                                                8.00%



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

                                                                                Number of voting rights
 Type of financial          Expiration       Exercise/                          that may be acquired if
                                                                                                             % of voting rights
 instrument                 datex            Conversion Periodxi                the instrument is
                                                                                exercised/converted.




                                             SUBTOTAL 8. B 1



 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
 2004/109/EC (DTR5.3.1.1 (b))

                                           Exercise/             Physical or
 Type of financial     Expiration                                                      Number of
                                           Conversion            cash                                     % of voting rights
 instrument            datex                                                           voting rights
                                           Period xi             settlementxii




                                                                 SUBTOTAL
                                                                 8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv    X
(please add additional rows as necessary)
                                                                  % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                  through financial in-
                                 equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                 than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
Coronation Fund Manag-
ers Ltd
Coronation Investment
Management SA (Pty) Ltd
Coronation Asset Man-
                                  8.00%                                                              8.00%
agement (Pty) Ltd




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional information xvi
Place of completion   Cape Town, South Africa

Date of completion    05 March 2018

Date: 05/03/2018 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

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