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OLD MUTUAL PLC - Form 8.3 Disclosure - Lonmin

Release Date: 09/01/2018 14:22
Code(s): OML     PDF:  
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Form 8.3 Disclosure - Lonmin

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual

                                                  FORM 8.3

             PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                        Rule 8.3 of the Takeover Code (the “Code”)

1.      KEY INFORMATION

 (a) Identity of the person whose positions/dealings are                      Old Mutual plc
     being disclosed:
                                                                            (and subsidiaries)
 (b) Owner or controller of interests and short positions
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient
 (c) Name of offeror/offeree in relation to whose relevant
     securities this form relates:
                                                                                Lonmin PLC
     Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:
 (e) Date position held/dealing undertaken:                                     08/01/2018
 (f) Has the discloser previously disclosed, or are they                    Sibanye-Stillwater
     today disclosing, under the Code in respect of any
     other party to this offer?

2.      POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)     Interests and short positions in the relevant securities of the offeror or offeree to which
        the disclosure relates following the dealing (if any)

 Class of relevant security:                                   (Ordinary USD 0.0001)
                                                        Interests                    Short positions
                                                  Number              %             Number           %
 (1) Relevant securities owned                    947,126           0.33%
     and/or controlled:
 (2) Derivatives (other than options):
 (3) Options and agreements to
     purchase/sell:
                                                  947,126           0.33%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).
                                                                                                                   2

(b)        Rights to subscribe for new securities (including directors’ and other executive options)

 Class of relevant security in relation to
 which subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

        Class of relevant           Purchase/sale           Number of securities            Price per unit
            security
            Ordinary                      Sale                      44,411                     0.85 GBP


(b)        Derivatives transactions (other than options)

 Class of relevant           Product               Nature of dealing           Number of        Price per unit
     security               description          e.g. opening/closing a        reference
                             e.g. CFD              long/short position,        securities
                                                 increasing/reducing a
                                                    long/short position


(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

     Class of     Product           Writing,       Number of     Exercise      Type         Expiry      Option
     relevant    description      purchasing,      securities    price per      e.g.         date       money
     security      e.g. call        selling,        to which        unit     American,                   paid/
                    option        varying etc.       option                  European                  received
                                                     relates                    etc.                    per unit




(ii)       Exercising

        Class of relevant        Product description        Number of securities         Exercise price per
            security                e.g. call option                                            unit



(d)        Other dealings (including subscribing for new securities)

       Class of relevant             Nature of dealing                    Details            Price per unit (if
           security            e.g. subscription, conversion                                   applicable)



The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in.
                                                                                                       3


4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or
 informal, relating to relevant securities which may be an inducement to deal or refrain from
 dealing entered into by the person making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the
 person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
      derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                                         No

 This is the Opening Position of Old Mutual Plc.


  Date of disclosure:                                        05/01/2018

  Contact name:                                            Vimbai Phiri

  Telephone number:                                        0207 002 7459



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must
also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance
Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20
7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking

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