To view the PDF file, sign up for a MySharenet subscription.

THARISA PLC - Dealings in securities by directors and company secretary of Tharisa and directors of major subsidiary

Release Date: 08/09/2017 15:00
Code(s): THA     PDF:  
Wrap Text
Dealings in securities by directors and company secretary of Tharisa and directors of major subsidiary

Tharisa plc
(Incorporated in the Republic of Cyprus with limited liability)
(Registration number HE223412)
JSE share code: THA
LSE share code: THS
ISIN: CY0103562118
('Tharisa')

Dealings in securities by directors and company secretary of Tharisa and directors of major subsidiary

Tharisa hereby advises shareholders of the sale of shares in the open market by the administrator of the
Tharisa Share Award Plan (TSAP), on behalf of the participants of the TSAP, to cover the tax obligations
resulting from the vesting and settlement of the Conditional Awards on 30 June 2017, as provided for in
the rules of the TSAP.

Total number of shares sold in the market:           953 517
Period of sales to settle tax obligations:           4 August 2017 to 4 September 2017
Lowest traded price per share:                       ZAR14.50
Weighted average price per share:                    ZAR15.0936
Highest traded price per share:                      ZAR17.50

In compliance with paragraph 3.63 of the JSE Limited Listings Requirements, and pursuant to the
announcement released on 6 July 2017, the following information relating to dealings in securities
attributable to the directors and company secretary of Tharisa and a major subsidiary, is disclosed:

Sale of shares to cover tax obligations relating to the vesting and settlement of Conditional Awards
granted on 9 April 2014

Name:                                                Loucas Pouroulis
Company:                                             Tharisa plc
Position:                                            Executive Chairman
Date:                                                4 September 2017
Nature of transaction:                               On-market sale of shares
Class of securities:                                 Ordinary shares
Number of securities:                                23 384
Total value of transaction:                          ZAR352 952.93
Nature of interest:                                  Direct, beneficial
Clearance to deal:                                   Yes


Name:                                                Phoevos Pouroulis
Company:                                             Tharisa plc
Position:                                            Executive director – Chief Executive Officer
Date:                                                4 September 2017
Nature of transaction:                               On-market sale of shares
Class of securities:                                 Ordinary shares
Number of securities:                                19 486
Total value of transaction:                          ZAR294 119.37
Nature of interest:                                  Direct, beneficial
Clearance to deal:                                   Yes

Name:                                                Michael Gifford Jones
Company:                                             Tharisa plc
Position:                                            Executive director – Chief Finance Officer
Date:                                                4 September 2017
Nature of transaction:                               On-market sale of shares
Class of securities:                                 Ordinary shares
Number of securities:                                17 538
Total value of transaction:                          ZAR264 709.17
Nature of interest:                                  Direct, beneficial
Clearance to deal:                                   Yes


Name:                                                Sanet de Witt
Company:                                             Tharisa plc
Position:                                            Group Company Secretary
Date:                                                4 September 2017
Nature of transaction:                               On-market sale of shares
Class of securities:                                 Ordinary shares
Number of securities:                                4 593
Total value of transaction:                          ZAR69 318.40
Nature of interest:                                  Direct, beneficial
Clearance to deal:                                   Yes


Name:                                               Michelle Louise Taylor
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               15 590
Total value of transaction:                         ZAR235 302.00
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes


Name:                                               Hans van Wyk
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               2316
Total value of transaction:                         ZAR34 953.63
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Thabang Gabriel Maluke
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               5 468
Total value of transaction:                         ZAR82 530.38
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes


Sale of shares to cover tax obligations relating to the vesting and settlement of Conditional Awards
granted on 30 June 2015

Name:                                               Loucas Pouroulis
Company:                                            Tharisa plc
Position:                                           Executive Chairman
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               45 994
Total value of transaction:                         ZAR694 216.15
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Phoevos Pouroulis
Company:                                            Tharisa plc
Position:                                           Executive director – Chief Executive Officer
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               38 328
Total value of transaction:                         ZAR578 508.40
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Michael Gifford Jones
Company:                                            Tharisa plc
Position:                                           Executive director – Chief Finance Officer
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               34 495
Total value of transaction:                         ZAR520 647.96
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Sanet de Witt
Company:                                            Tharisa plc
Position:                                           Group Company Secretary
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               9 575
Total value of transaction:                         ZAR144 520.71
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Michelle Louise Taylor
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               30 662
Total value of transaction:                         ZAR462 800.04
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Hans van Wyk
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               4 088
Total value of transaction:                         ZAR61 696.41
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes


Name:                                               Thabang Gabriel Maluke
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               11 158
Total value of transaction:                         ZAR168 413.78
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Sale of shares to cover tax obligations relating to the vesting and settlement of Conditional Awards
granted on 30 June 2016

Name:                                               Loucas Pouroulis
Company:                                            Tharisa plc
Position:                                           Executive Chairman
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               58 414
Total value of transaction:                         ZAR881 672.26
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Phoevos Pouroulis
Company:                                            Tharisa plc
Position:                                           Executive director – Chief Executive Officer
Date:                                               4 September 2017
Nature of transaction    :                          On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               48 678
Total value of transaction:                         ZAR734 719.87
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes


Name:                                               Michael Gifford Jones
Company:                                            Tharisa plc
Position:                                           Executive director – Chief Finance Officer
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               43 810
Total value of transaction:                         ZAR661 243.68
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Sanet de Witt
Company:                                            Tharisa plc
Position:                                           Group Company Secretary
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               12 160
Total value of transaction:                         ZAR183 545.19
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Michelle Louise Taylor
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               41 278
Total value of transaction:                         ZAR623 040.77
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Hans van Wyk
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               20 258
Total value of transaction:                         ZAR305 760.43
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes

Name:                                               Thabang Gabriel Maluke
Company:                                            Tharisa Minerals (Pty) Ltd
Position:                                           Executive director
Date:                                               4 September 2017
Nature of transaction:                              On-market sale of shares
Class of securities:                                Ordinary shares
Number of securities:                               16 536
Total value of transaction:                         ZAR249 589.80
Nature of interest:                                 Direct, beneficial
Clearance to deal:                                  Yes


Paphos, Cyprus
8 September 2017


JSE Sponsor
Investec Bank Limited

Investor Relations contact:
Tharisa plc
Sherilee Lakmidas
+27 11 996 3538
+27 79 276 2529
slakmidas@tharisa.com
Broker contacts:
Peel Hunt LLP (Joint Broker)
Matthew Armitt / Ross Allister
+44 207 7418 8900

BMO Capital Markets Limited (Joint Broker)
Jeffrey Couch/Neil Haycock/Thomas Rider
+44 020 7236 1010

Financial PR contacts:
Bobby Morse/Anna Michniewicz
+44(0) 20 7466 5000
tharisa@buchanan.uk.com

Date: 08/09/2017 03:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story