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OLD MUTUAL PLC - Standard form for notification of major holdings

Release Date: 07/09/2017 17:50
Code(s): OML     PDF:  
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Standard form for notification of major holdings

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
                                                               Old Mutual PLC
of existing shares to which voting rights are attached(ii)     GB00B77J0862

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name                                                           Norges Bank
City and country of registered office (if applicable)          Oslo, Norway

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                               06 September 2017
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                 07 September 2017

7. Total positions of person(s) subject to the notification obligation
                                                      % of voting rights
                         % of voting rights at-                                                    Total number of
                                                  through financial instru-   Total of both in %
                         tached to shares (to-                                                     voting rights of is-
                                                             ments               (8.A + 8.B)
                              tal of 8. A)                                                         suervii
                                                   (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                              2.9997 %                      N/A                  2.9997 %
                                                                                                   4,932,257,221


                                                                                                                 1
threshold was
crossed or reached

Position of previous
notification (if                 3.01 %                     0.0001 %                      3.01 %
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of              Number of voting rightsix                            % of voting rights
shares
ISIN code (if possible)             Direct                 Indirect                      Direct                    Indirect
                              (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                           2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                                           (DTR5.2.1)                                              (DTR5.2.1)

GB00B77J0862                  147,952,754                                             2.9997 %



SUBTOTAL 8. A                                147,952,754                                            2.9997 %



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
Type of financial in-      Expiration        Exercise/                        that may be acquired if
                                                                                                           % of voting rights
strument                   datex             Conversion Periodxi              the instrument is
                                                                              exercised/converted.
N/A                                          N/A                                        N/A                           N/A




                                             SUBTOTAL 8. B 1                            N/A                           N/A



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/            Physical or
Type of financial      Expiration                                                       Number of
                                             Conversion Pe-       cash                                     % of voting rights
instrument             datex                                                            voting rights
                                             riod xi              settlementxii




                                                                  SUBTOTAL
                                                                  8.B.2




                                                                                                                             2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii                X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Name   xv
                                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional information xvi


Place of completion          Oslo, Norway

Date of completion           07 September 2017

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking




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