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TR-1: Standard form for notification of major holdings
Anglo American plc
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
(the "Company")
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- ANGLO AMERICAN PLC
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights x
An acquisition or disposal of financial instruments x
An event changing the breakdown of voting rights
Other (please specify)(iii):
3. Details of person subject to the notification obligation(iv)
Name Deutsche Bank AG
City and country of registered office (if applicable) Frankfurt, Germany
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or 09/08/2017
reached(vi):
6. Date on which issuer notified (DD/MM/YYYY): 11/08/2017
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- through financial instru- Total of both in % Total number of
tached to shares (to- ments (8.A + 8.B) voting rights of is-
tal of 8. A) (total of 8.B 1 + 8.B 2) suer(vii)
Resulting situation
on the date on which 2.30% 4.54% 6.84% 1,404,605,828
threshold was
crossed or reached
Position of previous
notification (if 2.51% 4.57% 7.08%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB00B1XZS820 28,006,306 4,331,718 1.99% 0.31%
SUBTOTAL 8. A 32,338,024 2.30%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if % of voting rights
strument date(x) Conversion Period(xi) the instrument is
exercised/converted.
Right To Recall 929,211 0.07%
Call Option 15-Jun-18 3,173,000 0.23%
Exchangeable Bond 11-Apr-20 9,546,139 0.68%
SUBTOTAL 8. B 1 13,648,350 0.97%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Conversion Pe- cash Number of
instrument date(x) riod (xi) settlement(xii) voting rights % of voting rights
Swaps 04-Mar-19 20,823,988 1.48%
Call Option 10-Dec-18 Cash 21,966,849 1.56%
Put Option 10-Dec-18 Cash 3,420,302 0.24%
Put Option 15-Dec-17 Physical 3,600,000 0.26%
Option Swaps 15-Dec-17 250,000 0.02%
SUBTOTAL 50,061,139 3.56%
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) x
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv)
(please add additional rows as necessary)
% of voting rights
% of voting rights if it through financial instru- Total of both if it
Name(xv) equals or is higher ments if it equals or is equals or is higher
than the notifiable higher than the notifiable than the notifiable
threshold threshold threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Place of completion London
Date of completion 11/08/2017
John Mills
Group Company Secretary
Anglo American plc
14 August 2017
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 14/08/2017 02:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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