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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 27/06/2017 17:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at-       ANGLO AMERICAN PLC
tachedii:

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments                      x

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name                                                    Deutsche Bank AG

City and country of registered office (if applicable)   Frankfurt, Germany

4. Full name of shareholder(s) (if different from 3.)

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
reachedvi:                                              22/06/2017

6. Date on which issuer notified (DD/MM/YYYY):          26/06/2017

7. Total positions of person(s) subject to the notification obligation

                                                                                                
                                                         % of voting rights
                         % of voting rights at-   through financial instru-       Total of both in %        Total number of
                          tached to shares (to-                       ments              (8.A + 8.B)   voting rights of is-
                                   tal of 8. A)    (total of 8.B 1 + 8.B 2)                                         suervii
                                                                                                           
                                                                                                  
                                                      
Resulting situation
on the date on which                      2.59%                       4.24%                    6.83%          1,404,605,828
threshold was
crossed or reached

Position of previous
notification (if                          2.49%                       4.64%                    7.14%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of                          Number of voting rightsix                                  % of voting rights
shares
ISIN code (if possible)                  Direct                   Indirect                        Direct                  Indirect
                            (Art 9 of Directive       (Art 10 of Directive           (Art 9 of Directive       (Art 10 of Directive
                          2004/109/EC) (DTR5.1)               2004/109/EC)         2004/109/EC) (DTR5.1)               2004/109/EC)
                                                          (DTR5.2.1)                                                     (DTR5.2.1)

GB00B1XZS820                         34,849,912                  1,554,140                         2.48%                      0.11%




SUBTOTAL 8. A                                   36,404,052                                                       2.59%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

                                                                              Number of voting rights
Type of financial in-      Expiration        Exercise/                        that may be acquired if      % of voting rights
strument                   datex             Conversion Periodxi              the instrument is
                                                                              exercised/converted.
Right To Recall                                                               1,269,073                    0.09%

Call Option                15-Dec-17                                          1,406,000                    0.10%

Exchangeable Bond          11-Apr-20                                          9,144,427                    0.65%

                                             SUBTOTAL 8. B 1                  11,819,500                   0.84%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/            Physical or
Type of financial      Expiration            Conversion Pe-       cash               Number of
instrument             datex                 riod xi              settlementxii      voting rights       % of voting rights
                                                               
                                             
Swaps                 04-Mar-19                                                      22,403,389          1.59%


Call Option Cash      10-Dec-18                                                      10,420,426          0.74%

Put Option Cash       10-Dec-18                                                      11,401,569          0.81%
Put Option Physi-
cal                   15-Dec-17                                                      3,300,000           0.23%
Option Swaps          15-Dec-17                                                      250,000             0.02%
                                                                  SUBTOTAL           47,775,384          3.40%
                                                                  8.B.2




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii               x
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
                                                                 % of voting rights
                                  % of voting rights if it       through financial instru-           Total of both if it
                                  equals or is higher            ments if it equals or is            equals or is higher                              
Namexv                            than the notifiable            higher than the notifiable          than the notifiable
                                  threshold                      threshold                           threshold                         
                                        
                                                                         




10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi




Place of completion                                  London

Date of completion                                   26/06/2017


John Mills
Group Company Secretary
Anglo American plc
27 June 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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