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GLN - TR-1 Notification of Major Interest in Shares
Glencore plc
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64
Baar, Switzerland
20 June 2017
TR-1 Notification of Major Interest in Shares
1. Identity of the issuer or the underlying issuer GLENCORE PLC
of existing shares to which voting rights are
attached:
2. Reason for the notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of qualifying financial instruments which may result in the No
acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying No
financial instruments
An event changing the breakdown of voting rights No
Other (please specify): No
3. Full name of person(s) subject to notification Harris Associates L.P.
obligation:
4. Full name of shareholder(s) (if different from 3): Amsouth Bank
BNY Mellon Center
Brown Brothers Harriman
Charles Schwab & Co., Inc
Colorado State Bank & Trust
Harris Trust & Savings Bank
JPMorgan Private Client Svcs
Mesirow Financial
Northern Trust Company
Pershing Advisor Solutions
Private Bank & Trust Co.
Regions Morgan Keegan Trust
Smith Barney
State Street Bank and Trust
State Street Group Email
U.S. Trust
Wells Fargo
5. Date of transaction (and date on which the 15 June 2017
threshold is crossed or reached if different):
6. Date on which issuer notified: 19 June 2017
7. Threshold(s) that is/are crossed or reached: 5%
8. Notified Details
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction
shares the triggering
If possible use transaction
ISIN CODE
Number Number Number of Number of voting Percentage of
of of voting shares rights voting rights
Shares rights
Direct Indirect Direct Indirect
JE00B4T3BW64 720,813,799 720,813,799 5.01%
Common Stock ( 713,401,885 ( 713,401,885
Common Stock Common
shares and Stock shares
3,705,957 and 3,705,957
Depository Depository
Receipt shares Receipt shares
or 720,813,799 or 720,813,799
Common Stock Common
shares on a Stock votes on
converted a converted
basis) basis)
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration date Exercise/ No. of voting rights Percentage of
financial conversion that may be acquired voting rights
instrument period (if the instrument is
exercised/converted)
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ No. of voting Percentage of
financial Price date conversion rights voting rights
instrument period instrument
refers to Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
720,813,799 ( 713,401,885 Common Stock shares and 5.01%
3,705,957 Depository Receipt shares or 720,813,799
votes on a converted basis)
9. Chain of controlled undertakings through which the voting rights and/or the financial
instruments are effectively held, if applicable:
Amsouth Bank - 133,800 Common Stock shares
BNY Mellon - 5,174,000 Common Stock shares
Brown Brothers Harriman - 15,246,600 Common Stock shares
Charles Schwab & Co., Inc - 8,000 Common Stock shares
Colorado State Bank & Trust - 44,800 Common Stock shares
Harris Trust & Savings Bank - 62,000 Common Stock shares
JPMorgan Private Client Svcs – 11,945,938 Common Stock shares
Mesirow Financial - 24,200 Common Stock shares
Northern Trust Company - 15,525,300 Common Stock shares
Pershing Advisor Solutions - 153,000 Common Stock shares
Private Bank & Trust Co. - 50,206 Common Stock shares
Regions Morgan Keegan Trust - 69,200 Common Stock shares
Smith Barney - 119,600 Common Stock shares
State Street Bank and Trust – 649,129,556 Common Stock shares
State Street Group - 22,750,999 Common Stock shares
U.S. Trust - 114,400 Common Stock shares
Wells Fargo - 262,200 Common Stock shares
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will
cease to hold:
12. Date on which proxy holder will cease to
hold voting rights:
13. Additional information:
14. Contact name: Kim Colwell
15. Contact telephone number: 312-646-3489
Annex: Notification of major interests in shares
A: Identity of the person or legal entity subject to the notification obligation
Full name Harris Associates L.P.
(including legal form for legal entities)
Contact address 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606
(including legal form for legal entities) USA
Phone number & email 312-646-3489 kcolwell@harrisassoc.com
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name Kim Colwell
Contact address 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606
USA
Phone number & email 312-646-3489 kcolwell@harrisassoc.com
Other useful information
(e.g. functional relationship with the person or
legal entity subject to the notification obligation)
C: Additional information
Company secretarial
John Burton t: +41 41 709 2619 m: +41 79 944 5434 john.burton@glencore.com
Nicola Leigh t: +41 41 709 2755 m: +41 79 735 3916 nicola.leigh@glencore.com
Media
Charles Watenphul t: +41 41 709 2462 m: +41 79 904 3320 charles.watenphul@glencore.com
Investors
Martin Fewings t: +41 41 709 2880 m: +41 79 737 5642 martin.fewings@glencore.com
Carlos Francisco t: +41 41 709 2369 m: +41 79 129 9195 carlos.fernandez@glencore.com
Fernandez
www.glencore.com
Notes for Editors
Glencore is one of the world’s largest global diversified natural resource companies and a major producer
and marketer of more than 90 commodities. The Group's operations comprise around 150 mining and
metallurgical sites, oil production assets and agricultural facilities.
With a strong footprint in both established and emerging regions for natural resources, Glencore's
industrial and marketing activities are supported by a global network of more than 90 offices located in
over 50 countries.
Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation,
oil and food processing sectors. We also provide financing, logistics and other services to producers and
consumers of commodities. Glencore's companies employ around 155,000 people, including contractors.
Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the
International Council on Mining and Metals. We are an active participant in the Extractive Industries
Transparency Initiative.
www.facebook.com/Glencore
www.flickr.com/photos/glencore
www.instagram.com/glencoreplc
www.linkedin.com/company/8518
www.slideshare.net/glencore
www.twitter.com/glencore
www.youtube.com/glencorevideos
Disclaimer
The companies in which Glencore plc directly and indirectly has an interest are separate and distinct legal
entities. In this document, “Glencore”, “Glencore group” and “Group” are used for convenience only where
references are made to Glencore plc and its subsidiaries in general. These collective expressions are
used for ease of reference only and do not imply any other relationship between the companies.
Likewise, the words “we”, “us” and “our” are also used to refer collectively to members of the Group or to
those who work for them. These expressions are also used where no useful purpose is served by
identifying the particular company or companies.
Sponsor
Absa Bank Limited (acting through its Corporate and Investment Banking Division)
Date: 20/06/2017 08:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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