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OLD MUTUAL PLC - Form 8.3 Disclosure - Atkins

Release Date: 05/06/2017 14:45
Code(s): OML     PDF:  
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Form 8.3 Disclosure - Atkins

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual

                                                FORM 8.3

             PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                        Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

 (a) Full name of discloser:                                                Old Mutual plc
                                                                          (and subsidiaries)
 (b) Owner or controller of interests and short positions
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient. For a trust, the trustee(s), settlor and
     beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose                              WS Atkins Plc
     relevant securities this form relates:
     Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:
 (e) Date position held/dealing undertaken:                                     02/06/2017
     For an opening position disclosure, state the latest
     practicable date prior to the disclosure
 (f) In addition to the company in 1(c) above, is the                               No
     discloser making disclosures in respect of any
     other party to the offer?
     If it is a cash offer or possible cash offer, state “N/A”

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.

(a)      Interests and short positions in the relevant securities of the offeror or offeree to which
         the disclosure relates following the dealing (if any)

 Class of relevant security:                                       0.5p ordinary
                                                    Interests                      Short positions
                                                 Number               %            Number          %
 (1) Relevant securities owned                 1,573,351           1.57%
     and/or controlled:
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives
     (including options) and
     agreements to purchase/sell:
                                               1,573,351           1.57%
      TOTAL:
                                                                                                              2

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee
           options)

 Class of relevant security in relation to
 which subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:


3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

       Class of relevant          Purchase/sale          Number of securities            Price per unit
           security
           Ordinary                  Purchase                     3,443                    20.74 GBP


(b)        Cash-settled derivative transactions

        Class of            Product             Nature of dealing           Number of        Price per unit
        relevant           description        e.g. opening/closing a        reference
        security            e.g. CFD            long/short position,        securities
                                              increasing/reducing a
                                                 long/short position




(c)        Stock-settled derivative transactions (including options)

(i)        Writing, selling, purchasing or varying

  Class of      Product          Writing,       Number       Exercise       Type        Expiry      Option
  relevant     description     purchasing,          of        price          e.g.        date       money
  security       e.g. call       selling,      securities    per unit     American,                  paid/
                  option       varying etc.     to which                  European                 received
                                                 option                      etc.                   per unit
                                                 relates



(ii)       Exercise
                                                                                                          3

     Class of                Product           Exercising/         Number of           Exercise price
 relevant security         description          exercised          securities             per unit
                          e.g. call option       against



(d)        Other dealings (including subscribing for new securities)

      Class of relevant          Nature of dealing               Details             Price per unit (if
          security         e.g. subscription, conversion                                applicable)



4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal
 or informal, relating to relevant securities which may be an inducement to deal or refrain
 from dealing entered into by the person making the disclosure and any party to the offer or
 any person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such
 agreements, arrangements or understandings, state “none”


 None

(b)        Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the
 person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
      derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”
 None

(c)        Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                                         No




  Date of disclosure:
 0B                                                                   05 June 2017

  Contact name:
 1B                                                                     Rose Coyle

  Telephone number:
 2B                                                                    0207 002 7503


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market
Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44
(0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
                                           4

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking

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