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OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 16/05/2017 12:25
Code(s): OML     PDF:  
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Form 8.3 Disclosure

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual
                                              FORM 8.3

            PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
     A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                       Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Full name of discloser:                                                Old Mutual plc
                                                                         (and subsidiaries)
(b) Owner or controller of interests and short positions
    disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient. For a trust, the trustee(s), settlor and
    beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose                             WS Atkins Plc
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                    15/05/2017
    For an opening position disclosure, state the latest
    practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the                               No
    discloser making disclosures in respect of any
    other party to the offer?
    If it is a cash offer or possible cash offer, state “N/A”

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional
class of relevant security.

(a)      Interests and short positions in the relevant securities of the offeror or offeree to
         which the disclosure relates following the dealing (if any)

Class of relevant security:                                      0.5p ordinary
                                                  Interests                      Short positions
                                               Number               %            Number          %
(1) Relevant securities owned                1,636,671           1.63%
    and/or controlled:
(2) Cash-settled derivatives:

(3) Stock-settled derivatives
    (including options) and
    agreements to purchase/sell:
                                        1,636,671          1.63%
   TOTAL:
Please note the change in holdings is due to an in specie transfer in of 222 units.
                                                                                                          2

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee
           options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:


3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of
relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

      Class of relevant          Purchase/sale            Number of securities           Price per unit
          security
          Ordinary                      Sale                       650                    20.85 GBP

(b)        Cash-settled derivative transactions

       Class of            Product               Nature of dealing          Number of       Price per unit
       relevant           description          e.g. opening/closing a       reference
       security            e.g. CFD              long/short position,       securities
                                               increasing/reducing a
                                                  long/short position




(c)        Stock-settled derivative transactions (including options)

(i)        Writing, selling, purchasing or varying

Class of       Product          Writing,         Number      Exercise       Type      Expiry       Option
relevant      description     purchasing,            of       price          e.g.      date        money
security        e.g. call       selling,        securities   per unit     American,                 paid/
                 option       varying etc.       to which                 European                received
                                                  option                     etc.                  per unit
                                                  relates



(ii)       Exercise

       Class of             Product               Exercising/            Number of         Exercise price
       relevant            description             exercised             securities           per unit
                                                                                                     3

        security         e.g. call option       against



(d)        Other dealings (including subscribing for new securities)

     Class of relevant          Nature of dealing             Details               Price per unit (if
         security         e.g. subscription, conversion                               applicable)



4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state “none”


None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                         No




 Date of disclosure:
0B                                                                16 May 2017

 Contact name:
1B                                                                     Rose Coyle

 Telephone number:
2B                                                                 0207 002 7503


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service
and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s
Market Surveillance Unit is available for consultation in relation to the Code’s disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking

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