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Notification of transactions by PDMRs
Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
(the "Company")
Notification of transactions by PDMRs
The Company has received notification of the following transactions in its Ordinary Shares (‘Shares’)
by PDMRs:
Awards of Shares at nil cost under the Company’s Long Term Incentive Plan (‘LTIP’) were made on 12
May 2017 to Directors/PDMRs as detailed below. The LTIP provides Directors and executive
management with Shares awarded on a conditional basis as determined by the Board’s Remuneration
Committee. These awards will vest in 2020, subject to the satisfaction of performance conditions as
explained in the Group’s Annual Report, and the Shares will then be subject to a further holding period
of two years and will be released in 2022.
Name of Director / PDMR Number of Shares
Directors:
Mark Cutifani 366,606
Stephen Pearce 220,944
Tony O’Neill 229,129
PDMRs:
Didier Charreton 116,316
Bruce Cleaver 169,628
Seamus French 184,267
Norman Mbazima 109,100
Anik Michaud 114,035
Duncan Wanblad 174,617
Peter Whitcutt 158,338
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 366,606
e) Aggregated information
Aggregated volume 366,606
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 220,944
e) Aggregated information
Aggregated volume 220,944
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O’Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 229,129
e) Aggregated information
Aggregated volume 229,129
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People and Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 116,316
e) Aggregated information
Aggregated volume 116,316
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 169,628
e) Aggregated information
Aggregated volume 169,628
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities – Coal and Iron Ore (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 184,267
e) Aggregated information
Aggregated volume 184,267
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Norman Mbazima
2. Reason for the notification
a) Position / status Deputy Chairman – Anglo American South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 20,054
e) Aggregated information
Aggregated volume 20,054
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
ZAR0.00 89,046
e) Aggregated information
Aggregated volume 89,046
Price ZAR0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 114,035
e) Aggregated information
Aggregated volume 114,035
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status CEO Base Metals & Group Director – Strategy & Business
Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 174,617
e) Aggregated information
Aggregated volume 174,617
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in 2020; the Shares
will then be subject to a further holding period of two years and
will be released in 2022.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 158,338
e) Aggregated information
Aggregated volume 158,338
Price GBP0.00
f) Date of the transaction 2017-05-12
g) Place of the transaction London Stock Exchange – XLON
John Mills
Group Company Secretary
12 May 2017
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 12/05/2017 04:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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