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ANGLO AMERICAN PLC - Notification of transactions by PDMRs

Release Date: 12/05/2017 16:00
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by PDMRs

Anglo American plc 
(Incorporated in England and Wales) 
(Registration number: 3564138) 
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN 
ISIN: GBOOB1XZS820 
JSE Share Code: AGL 
NSX Share Code: ANM 
(the "Company") 

Notification of transactions by PDMRs 

The Company has received notification of the following transactions in its Ordinary Shares (‘Shares’) 
by PDMRs:  
        
Awards of Shares at nil cost under the Company’s Long Term Incentive Plan (‘LTIP’) were made on 12 
May 2017 to Directors/PDMRs as detailed below.  The LTIP provides Directors and executive 
management with Shares awarded on a conditional basis as determined by the Board’s Remuneration 
Committee. These awards will vest in 2020, subject to the satisfaction of performance conditions as 
explained in the Group’s Annual Report, and the Shares will then be subject to a further holding period 
of two years and will be released in 2022.  
        
Name of Director / PDMR                               Number of Shares 
Directors:                                             
Mark Cutifani                                         366,606
Stephen Pearce                                        220,944
Tony O’Neill                                          229,129 
                                                                
PDMRs: 
Didier Charreton                                      116,316 
Bruce Cleaver                                         169,628 
Seamus French                                         184,267 
Norman Mbazima                                        109,100
Anik Michaud                                          114,035 
Duncan Wanblad                                        174,617 
Peter Whitcutt                                        158,338 
        
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are 
set out below.  
        
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Mark Cutifani

2.    Reason for the notification 

a)    Position / status               Chief Executive (Director/PDMR) 

b)    Initial notification /          Initial notification
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 

d)    Price(s) and volume(s) 
                                       Price(s)                       Volume(s) 

                                       GBP0.00                       366,606 


e)    Aggregated information           
                                            
      Aggregated volume               366,606 
                                            
      Price                           GBP0.00 

f)    Date of the transaction         2017-05-12

g)    Place of the transaction        London Stock Exchange – XLON 

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Stephen Pearce

2.    Reason for the notification 

a)    Position / status               Finance Director (Director/PDMR) 

b)    Initial notification /          Initial notification
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 
a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 

d)    Price(s) and volume(s) 
                                       Price(s)                       Volume(s) 

                                       GBP0.00                       220,944 


e)    Aggregated information           
                                            
      Aggregated volume               220,944 
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12

g)    Place of the transaction        London Stock Exchange – XLON 

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Tony O’Neill

2.    Reason for the notification 

a)    Position / status               Technical Director (Director/PDMR) 

b)    Initial notification /          Initial notification
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s) 
                                       Price(s)                      Volume(s) 

                                       GBP0.00                       229,129 


e)    Aggregated information  
                                            
      Aggregated volume               229,129 
                                            
      Price                           GBP0.00 

f)    Date of the transaction         2017-05-12 

g)    Place of the transaction        London Stock Exchange – XLON 

 
1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Didier Charreton

2.    Reason for the notification 

a)    Position / status               Group Director – People and Organisation (PDMR) 

b)    Initial notification /          Initial notification 
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc 

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound
d)    Price(s) and volume(s) 
                                       Price(s)                    Volume(s) 

                                       GBP0.00                    116,316 


e)    Aggregated information           
                                            
      Aggregated volume               116,316 
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12

g)    Place of the transaction        London Stock Exchange – XLON 

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Bruce Cleaver 

2.    Reason for the notification 

a)    Position / status               CEO De Beers (PDMR) 

b)    Initial notification /          Initial notification 
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc 

b)    LEI                             549300S9XF92D1X8ME43

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each 
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 

d)    Price(s) and volume(s) 
                                       Price(s)                    Volume(s) 

                                       GBP0.00                    169,628 


e)    Aggregated information           
                                            
      Aggregated volume               169,628
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12 

g)    Place of the transaction        London Stock Exchange – XLON

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Seamus French 

2.    Reason for the notification 

a)    Position / status               CEO of Bulk Commodities – Coal and Iron Ore (PDMR) 

b)    Initial notification /          Initial notification 
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc 

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each 
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 

d)    Price(s) and volume(s) 
                                       Price(s)                      Volume(s) 

                                       GBP0.00                       184,267 


e)    Aggregated information           
                                            
      Aggregated volume               184,267 
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12 

g)    Place of the transaction        London Stock Exchange – XLON
 


1.    Details of PDMR / person closely associated (PCA) 

a)    Name                           Norman Mbazima

2.    Reason for the notification 

a)    Position / status              Deputy Chairman – Anglo American South Africa (PDMR) 

b)    Initial notification /         Initial notification
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity        Anglo American plc

b)    LEI                            549300S9XF92D1X8ME43 

4.1 Details of the transaction(s) 

a)    Description of the financial   Anglo American plc Ordinary Shares of USD0.54945 each
      instrument                      
                                           
      Identification Code            GB00B1XZS820 
b)    Nature of the transaction      Award of Shares under the terms of the Anglo American plc 
                                     Long Term Incentive Plan.  Subject to the satisfaction of 
                                     performance conditions, the award will vest in 2020; the Shares 
                                     will then be subject to a further holding period of two years and 
                                     will be released in 2022. 

c)    Currency                       GBP - British Pound 

d)    Price(s) and volume(s) 
                                      Price(s)                       Volume(s) 

                                      GBP0.00                       20,054 


e)    Aggregated information  
                                           
      Aggregated volume              20,054 
                                           
      Price                          GBP0.00 
f)    Date of the transaction        2017-05-12 

g)    Place of the transaction       London Stock Exchange – XLON 

4.2 Details of the transaction(s) 

a)    Description of the financial   Anglo American plc Ordinary Shares of USD0.54945 each 
      instrument                      
                                           
      Identification Code            GB00B1XZS820 
b)    Nature of the transaction      Award of Shares under the terms of the Anglo American plc 
                                     Long Term Incentive Plan.  Subject to the satisfaction of 
                                     performance conditions, the award will vest in 2020; the Shares 
                                     will then be subject to a further holding period of two years and 
                                     will be released in 2022. 

c)    Currency                       ZAR – South African Rand 

d)    Price(s) and volume(s) 
                                      Price(s)                      Volume(s) 

                                      ZAR0.00                       89,046 


e)    Aggregated information           
                                            
      Aggregated volume               89,046  
                                            
      Price                           ZAR0.00 
f)    Date of the transaction         2017-05-12 

g)    Place of the transaction        Johannesburg Stock Exchange – XJSE

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Anik Michaud 

2.    Reason for the notification 

a)    Position / status               Group Director – Corporate Relations (PDMR) 

b)    Initial notification /          Initial notification 
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc 

b)    LEI                             549300S9XF92D1X8ME43

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each 
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 
d)    Price(s) and volume(s) 
                                       Price(s)                    Volume(s) 

                                       GBP0.00                    114,035 


e)    Aggregated information           
                                            
      Aggregated volume               114,035 
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12

g)    Place of the transaction        London Stock Exchange – XLON 

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Duncan Wanblad 

2.    Reason for the notification 

a)    Position / status               CEO Base Metals & Group Director – Strategy & Business 
                                      Development (PDMR) 
b)    Initial notification /          Initial notification 
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc 

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each 
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 

d)    Price(s) and volume(s) 
                                       Price(s)                   Volume(s) 

                                       GBP0.00                     174,617


e)    Aggregated information           
                                            
      Aggregated volume               174,617
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12 

g)    Place of the transaction        London Stock Exchange – XLON

 
1.    Details of PDMR / person closely associated (PCA) 

a)    Name                            Peter Whitcutt 

2.    Reason for the notification 

a)    Position / status               CEO Marketing (PDMR) 

b)    Initial notification /          Initial notification 
      amendment 
3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or 
      auction monitor 
a)    Full name of the entity         Anglo American plc 

b)    LEI                             549300S9XF92D1X8ME43 

4.    Details of the transaction(s) 

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each 
      instrument                       
                                            
      Identification Code             GB00B1XZS820 
b)    Nature of the transaction       Award of Shares under the terms of the Anglo American plc 
                                      Long Term Incentive Plan.  Subject to the satisfaction of 
                                      performance conditions, the award will vest in 2020; the Shares 
                                      will then be subject to a further holding period of two years and 
                                      will be released in 2022. 

c)    Currency                        GBP - British Pound 

d)    Price(s) and volume(s) 
                                       Price(s)                      Volume(s) 

                                       GBP0.00                       158,338 


e)    Aggregated information           
                                            
      Aggregated volume               158,338 
                                            
      Price                           GBP0.00 
f)    Date of the transaction         2017-05-12 

g)    Place of the transaction        London Stock Exchange – XLON
 


John Mills 
Group Company Secretary 
12 May 2017 
 
Sponsor 
RAND MERCHANT BANK (A division of FirstRand Bank Limited) 
 
 

Date: 12/05/2017 04:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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