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OLD MUTUAL PLC - Notification of Major Interest in Shares

Release Date: 11/05/2017 16:55
Code(s): OML     PDF:  
Wrap Text
Notification of Major Interest in Shares

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
                                                        Old Mutual Plc
of existing shares to which voting rights are           GB00B77J0862
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights                                              X

An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments

An event changing the breakdown of voting rights

Other (please
specify):


3. Full name of person(s) subject to the
                                                 Norges Bank
notification obligation: iii



4. Full name of shareholder(s)
                                                 N/A
(if different from 3.):iv

5. Date of the transaction and date on
which the threshold is crossed or                10 May 2017
reached:                   v


6. Date on which issuer notified:                11 May 2017

7. Threshold(s) that is/are crossed or
                                                 Below 3%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of         Situation previous          Resulting situation after the triggering transaction
shares                to the triggering
                      transaction
if possible using     Number         Number       Number         Number of voting          % of voting rights x
the ISIN CODE         of             of           of shares      rights
                      Shares         Voting                                  Indirect
                                                  Direct         Direct xi                 Direct          Indirect
                                     Rights                                  xii




GB00B77J0862          148,208,245   148,208,245   147,893,837    147,893,837               2.99999 %




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial            Expiration   Exercise/                    Number of voting             % of voting
instrument                   date xiii    Conversion Period xiv        rights that may be           rights
                                                                       acquired if the
                                                                       instrument is
                                                                       exercised/ converted.

Shares on loan (right to
                             N/A          At any time                  5,000                        0.0001%
recall)




C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi

Resulting situation after the triggering transaction
Type of financial      Exercise     Expiration    Exercise/      Number of voting rights       % of voting rights xix,
instrument             price        date xvii     Conversion     instrument refers to          xx

                                                  period xviii
                                                                                               Nominal        Delta
N/A                    N/A          N/A           N/A            N/A
                                                                                               N/A            N/A



Total (A+B+C)
Number of voting rights                                    Percentage of voting rights

147,898,837                                                2.99999 %
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

N/A




Proxy Voting:
10. Name of the proxy holder:                                Norges Bank

11. Number of voting rights proxy holder will cease
                                                             N/A
to hold:

12. Date on which proxy holder will cease to hold
                                                             N/A
voting rights:




13. Additional information:                  None



14. Contact name:                            Philippe Chiaroni


15. Contact telephone number:                +47240732397


Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking

Date: 11/05/2017 04:55:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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