To view the PDF file, sign up for a MySharenet subscription.

GLENCORE PLC - GLN - TR-1 Notification of Major Interest in Shares

Release Date: 28/04/2017 07:05
Code(s): GLN     PDF:  
Wrap Text
GLN - TR-1 Notification of Major Interest in Shares

Glencore plc
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64

Baar, Switzerland
26 April 2017

TR-1 Notification of Major Interest in Shares

For filings with the FCA include the annex
For filings with issuer exclude the annex

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)

1. Identity of the issuer or the underlying issuer                 Glencore PLC
of existing shares to which voting rights are                      JE00B4T3BW64
attached: (ii)

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights                                                                    X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares
already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to the notification              Norges Bank
obligation: (iii)

4. Full name of shareholder(s) (if different from 3.)(iv)          N/A

5. Date of the transaction and date on which the threshold         25 April 2017
is crossed or reached: (v)

6. Date on which issuer notified:                                  26 April 2017

7. Threshold(s) that is/are crossed or reached: (vi, vii)          Below 3%

8. Notified details:

A: Voting rights attached to shares (viii, ix)
 
Class/type of       Situation previous             Resulting situation after the triggering transaction
shares              to the triggering
                    transaction
if possible using   Number          Number         Number         Number of voting             % of voting rights (x)
the ISIN CODE       of              of             of shares      rights
                    Shares          Voting                                      Indirect
                                    Rights         Direct         Direct (xi)    (xii)         Direct      Indirect
JE00B4T3BW64        431,873,867     431,873,867    428,956,264    428,956,264                  2.98 %

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial            Expiration    Exercise/                   Number of voting            % of voting
instrument                   date (xiii)   Conversion Period           rights that may be          rights
                                           (xiv)                       acquired if the
                                                                       instrument is
                                                                       exercised/ converted.
N/A                          N/A           N/A                         N/A                         N/A

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi)

Resulting situation after the triggering transaction
Type of financial      Exercise      Expiration    Exercise/     Number of voting rights        % of voting rights
instrument             price         date (xvii)   Conversion    instrument refers to           (xix, xx)
                                                   period
                                                   (xviii)
N/A                    N/A           N/A           N/A           N/A
                                                                                                Nominal      Delta
                                                                                                N/A          N/A


Total (A+B+C)

Number of voting rights                                     Percentage of voting rights
428,956,264                                                 2.98 %

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are
effectively held, if applicable: (xxi)
N/A

Proxy Voting:

10. Name of the proxy holder:                                               Norges Bank
11. Number of voting rights proxy holder will cease to hold:                N/A
12. Date on which proxy holder will cease to hold voting rights:            N/A
13. Additional information:                                                 None
14. Contact name:                                                           Philippe Chiaroni
15. Contact telephone number:                                               +4724073297


      Company secretarial
      John Burton                 t: +41 41 709 2619       m: +41 79 944 5434      john.burton@glencore.com
      Nicola Leigh                t: +41 41 709 2755       m: +41 79 735 3916      nicola.leigh@glencore.com
      Media
      Charles Watenphul           t: +41 41 709 2462       m: +41 79 904 3320      charles.watenphul@glencore.com
      Pam Bell                    t: +44 20 7412 3471      m: +44 77 3031 9806     Pam.bell@glencore.co.uk
      Investors
      Martin Fewings              t: +41 41 709 2880       m: +41 79 737 5642      martin.fewings@glencore.com
      Carlos Francisco            t: +41 41 709 2369       m: +41 79 129 9195      carlos.fernandez@glencore.com
      Fernandez

      www.glencore.com

      Notes for Editors
      Glencore is one of the world’s largest global diversified natural resource companies and a major producer
      and marketer of more than 90 commodities. The Group's operations comprise around 150 mining and
      metallurgical sites, oil production assets and agricultural facilities.

      With a strong footprint in both established and emerging regions for natural resources, Glencore's
      industrial and marketing activities are supported by a global network of more than 90 offices located in
      over 50 countries.

      Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation,
      oil and food processing sectors. We also provide financing, logistics and other services to producers and
      consumers of commodities. Glencore's companies employ around 155,000 people, including contractors.

      Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the
      International Council on Mining and Metals. We are an active participant in the Extractive Industries
      Transparency Initiative.

              www.facebook.com/Glencore
              www.flickr.com/photos/glencore
              www.instagram.com/glencoreplc
              www.linkedin.com/company/8518
              www.slideshare.net/glencore
              www.twitter.com/glencore
              www.youtube.com/glencorevideos

Disclaimer
The companies in which Glencore plc directly and indirectly has an interest are separate and distinct legal
entities. In this document, “Glencore”, “Glencore group” and “Group” are used for convenience only where
references are made to Glencore plc and its subsidiaries in general. These collective expressions are
used for ease of reference only and do not imply any other relationship between the companies.
Likewise, the words “we”, “us” and “our” are also used to refer collectively to members of the Group or to
those who work for them. These expressions are also used where no useful purpose is served by
identifying the particular company or companies.

Sponsor
Absa Bank Limited (acting through its Corporate and Investment Banking Division)

Date: 28/04/2017 07:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story