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ANGLO AMERICAN PLC - Notification of major interest in shares

Release Date: 11/04/2017 17:15
Code(s): AGL     PDF:  
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Notification of major interest in shares

Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                    ANGLO AMERICAN PLC
attached: ii

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights                                                       x

An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached                          x

An acquisition or disposal of instruments with similar economic effect to qualifying              x
financial instruments                                                                                                  

An event changing the breakdown of voting rights

Other (please
specify):

3. Full name of person(s) subject to the
notification obligation: iii                     Deutsche Bank AG

                                                 
                                                 Deutsche Bank AG, London Branch
4. Full name of shareholder(s)                   Deutsche Securities (SA) (Proprietary) Limited
(if different from 3.):iv                        Deutsche Bank AG, Frankfurt 
 

5. Date of the transaction and date on
which the threshold is crossed or                06/04/2017
reached: v

6. Date on which issuer notified:                10/04/2017

7. Threshold(s) that is/are crossed or
reached: vi, vii                                 Above 5%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of        Situation previous          Resulting situation after the triggering transaction
shares               to the triggering
                     transaction
                                                                                                                 
if possible using    Number         Number       Number         Number of voting          % of voting rights x
the ISIN CODE        of             of           of shares      rights
                     Shares         Voting                                 
                                    Rights       Direct         Direct xi  Indirect xii   Direct          Indirect
                                    

                     Below          Below
GB00B1XZS820         notifiable     notifiable   26,307,194     26,307,194 0              1.87%           0
                     threshold      threshold


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial          Expiration    Exercise/                  Number of voting              % of voting
instrument                 date xiii     Conversion Period xiv      rights that may be            rights                                                          
                                                                    acquired if the
                                                                    instrument is
                                                                    exercised/ converted.

Right to Recall                                                     1,164,138                     0.08%
Call Option                19-Oct-17                                1,956,000                     0.14%
Exchangeable Bond          11-Apr-20                                12,078,022                    0.86%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi

Resulting situation after the triggering transaction
                                                                                                                     
Type of financial     Exercise     Expiration    Exercise/      Number of voting rights      % of voting rights xix,xx
instrument            price        date xvii     Conversion     instrument refers to                                                                                         
                                                 period
                                                 xviii

                                                                                             Nominal          Delta

Swaps                              04-Mar-19                    17,880,789                   1.27%            1.27%
Call Option                        10-Dec-18                    13,136,403                   0.94%            0.94%
Put Option                         10-Dec-18                    5,371,612                    0.38%            0.38%
Option Swaps                       16-Jun-17                    250,000                      0.02%            0.02%

Total (A+B+C)
Number of voting rights   Percentage of voting rights

78,144,158                5.56%


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

Deutsche Bank AG, London Branch                             5.47%




Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:

13. Additional information:

14. Contact name:                            John Mills, Group Company Secretary

15. Contact telephone number:                +44 (0) 207 968 8964


11 April 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)


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