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Notification of transactions by PDMRs
Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
(“the Company”)
Notification of transactions by PDMRs
The Company received notification on 22 March 2017 of a sale of its Ordinary Shares by a PDMR.
The Company further received notification on 23 March 2017 that awards of GBP 3,000 of free
shares were made to PDMRs at nil cost under the Company’s Share Incentive Plan, an HM Revenue &
Customs approved all-employee share plan. These shares are subject to a three year holding period.
The relevant FCA notifications are set out below.
1. Details of PDMR / PCA
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People & Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities – Coal and Iron Ore (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name René Médori
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director, Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Tony O’Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status CEO Base Metals & Group Director, Strategy & Business
Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Ordinary Shares at nil cost under the Company’s Share
Incentive Plan, an HM Revenue & Customs approved all-
employee share plan. These shares are subject to a three year
holding period.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 240
e) Aggregated information
Aggregated volume 240
Price GBP 0.00
f) Date of the transaction 2017-03-22
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Ordinary Shares
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 12.55 8,000
e) Aggregated information
Aggregated volume 8,000
Price GBP 12.55
f) Date of the transaction 2017-03-21
g) Place of the transaction London Stock Exchange – XLON
John Mills
Group Company Secretary
24 March 2017
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
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