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ANGLO AMERICAN PLC - Notification of transactions by PDMRs

Release Date: 17/03/2017 17:00
Code(s): AGL     PDF:  
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Notification of transactions by PDMRs

Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by PDMRs

The Company received notification on 14 March 2017 of an exercise of options over its Ordinary
Shares by a PDMR under the Anglo American Sharesave Option Plan 2008, an HM Revenue &
Customs approved all-employee share plan.
The Company further received notification on 15 March 2017 of transactions in its Ordinary Shares
by PDMRs under the Company’s Share Incentive Plan, an HM Revenue & Customs approved all-
employee share plan under which employees are able to buy Shares using monthly deductions from
salary (Partnership Shares), and are allotted an equivalent number of Shares by the Company
(Matching Shares).

The relevant FCA notifications are set out below.


1. Details of PDMR / PCA

a) Name                             Bruce Cleaver

2. Reason for the notification

a) Position / status                CEO De Beers (PDMR)

b) Initial notification /           Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity          Anglo American plc

b) LEI                              549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code              GB00B1XZS820

b) Nature of the transaction        Acquisition of Partnership and Matching Shares under the Anglo
                                    American plc Share Incentive Plan, an HMRC approved all-
                                    employee share plan

c) Currency                         GBP - British Pound

d) Price(s) and volume(s)
                                    Price(s)                      Volume(s)

                                    GBP 11.88                     12 (Partnership Shares)

                                    GBP 11.87                     12 (Matching Shares)

e) Aggregated information

    Aggregated volume               24

    Price                           GBP11.87

f) Date of the transaction          2017-03-14

g) Place of the transaction         London Stock Exchange – XLON


1. Details of PDMR / PCA

a) Name                             Mark Cutifani

2. Reason for the notification

a) Position / status                Chief Executive (Director/PDMR)

b) Initial notification /           Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity          Anglo American plc

b) LEI                              549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code              GB00B1XZS820

b) Nature of the transaction        Acquisition of Partnership and Matching Shares under the Anglo
                                    American plc Share Incentive Plan, an HMRC approved all-
                                    employee share plan

c) Currency                         GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP 11.88                     13 (Partnership Shares)

                                     GBP 11.87                     13 (Matching Shares)

e) Aggregated information
   Aggregated volume                26

   Price                            GBP11.87

f) Date of the transaction          2017-03-14

g) Place of the transaction         London Stock Exchange – XLON


1. Details of PDMR / PCA

a) Name                             René Médori

2. Reason for the notification

a) Position / status                Finance Director (Director/PDMR)

b) Initial notification /           Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity          Anglo American plc

b) LEI                              549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code              GB00B1XZS820

b) Nature of the transaction        Acquisition of Partnership and Matching Shares under the Anglo
                                    American plc Share Incentive Plan, an HMRC approved all-
                                    employee share plan

c) Currency                         GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP 11.88                     12 (Partnership Shares)

                                     GBP 11.87                     12 (Matching Shares)

e) Aggregated information

   Aggregated volume                24

   Price                            GBP11.87

f) Date of the transaction          2017-03-14

g) Place of the transaction         London Stock Exchange – XLON


1. Details of PDMR / PCA

a) Name                             Anik Michaud

2. Reason for the notification

a) Position / status                Group Director, Corporate Relations (PDMR)

b) Initial notification /           Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity          Anglo American plc

b) LEI                              549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial     Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code              GB00B1XZS820

b) Nature of the transaction        Acquisition of Partnership and Matching Shares under the Anglo
                                    American plc Share Incentive Plan, an HMRC approved all-
                                    employee share plan

c) Currency                         GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP 11.88                     9 (Partnership Shares)

                                     GBP 11.87                     9 (Matching Shares)

e) Aggregated information

   Aggregated volume                 18

   Price                             GBP11.87

f) Date of the transaction           2017-03-14

g) Place of the transaction          London Stock Exchange – XLON


1. Details of PDMR / PCA

a) Name                              Duncan Wanblad

2. Reason for the notification

a) Position / status                 CEO Base Metals & Group Director, Strategy & Business
                                     Development (PDMR)
b) Initial notification /            Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity           Anglo American plc

b) LEI                               549300S9XF92D1X8ME43

4.1 Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                      American plc Share Incentive Plan, an HMRC approved all-
                                      employee share plan

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP 11.88                     10 (Partnership Shares)

                                       GBP 11.87                     10 (Matching Shares)

e) Aggregated information

   Aggregated volume               20

   Price                           GBP11.87

f) Date of the transaction         2017-03-14

g) Place of the transaction        London Stock Exchange – XLON

4.2 Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Exercise of options under the Anglo American Sharesave Option
                                   Plan 2008, an HM Revenue & Customs approved all-employee
                                   share plan.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                    Price(s)                      Volume(s)

                                    GBP 9.56                      1,715


e) Aggregated information

   Aggregated volume               1,715

   Price                           GBP 9.56

f) Date of the transaction         2017-03-14

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / PCA

a) Name                            Peter Whitcutt

2. Reason for the notification

a) Position / status               CEO Marketing (PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                   American plc Share Incentive Plan, an HMRC approved all-
                                   employee share plan

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                    Price(s)                      Volume(s)

                                    GBP 11.88                     10 (Partnership Shares)

                                    GBP 11.87                     10 (Matching Shares)

e) Aggregated information
   Aggregated volume               20

   Price                           GBP11.87

f) Date of the transaction         2017-03-14

g) Place of the transaction        London Stock Exchange – XLON



John Mills
Group Company Secretary
17 March 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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