Wrap Text
Notification of transactions by PDMRs
Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by PDMRs
The Company received notification on 10 and 13 March 2017 of the following transactions in its
Ordinary Shares by PDMRs:
Vesting of Shares awarded at nil cost under the Company’s Bonus Share Plan (“BSP”), Non-Cyclical
Share Award Plan (“NCSAP”) and Long Term Incentive Plan (“LTIP”)
Awards made under the BSP, NCSAP and LTIP in March 2014 vested on 10 and 13 March 2017
respectively to Directors/PDMRs as noted below. The performance conditions relating to the LTIP
awards granted in March 2014 were not met, hence these awards have lapsed in full. Bruce Cleaver’s
and Anik Michaud’s 2014 LTIP awards were made prior to their becoming PDMRs, therefore these have
vested in full.
Director/PDMR Share Date of Shares Shares sold Sale Net shares
Plan Transaction Vested for tax Price(GBP) retained by
Director/PDMR
Mark Cutifani BSP 10/03/2017 31,370 14,745 11.56 16,625
Bruce Cleaver NCSAP 10/03/2017 19,761 19,761* 11.56 0
Bruce Cleaver LTIP 13/03/2017 15,600 15,600* 11.86 0
Seamus French BSP 10/03/2017 22,320 10,491 11.56 11,829
René Médori BSP 10/03/2017 25,214 11,852 11.56 13,362
Anik Michaud BSP 10/03/2017 12,359 5,810 11.56 6,549
Anik Michaud LTIP 13/03/2017 12,600 5,922 11.86 6,678
Tony O'Neill BSP 10/03/2017 8,472 3,983 11.56 4,489
Duncan Wanblad BSP 10/03/2017 15,360 7,220 11.56 8,140
Peter Whitcutt BSP 10/03/2017 19,297 9,070 11.56 10,227
*All shares released under these awards were sold. Tax deductions shall be made from the proceeds
of sale.
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 31,370
e) Aggregated information
Aggregated volume 31,370
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 14,745
e) Aggregated information
Aggregated volume 14,745
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Non-Cyclical Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 19,761
e) Aggregated information
Aggregated volume 19,761
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares Released under the terms of the Anglo American
plc Non-Cyclical Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 19,761
e) Aggregated information
Aggregated volume 19,761
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.3 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 15,600
e) Aggregated information
Aggregated volume 15,600
Price GBP0.00
f) Date of the transaction 2017-03-13
g) Place of the transaction London Stock Exchange – XLON
4.4 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.86 15,600
e) Aggregated information
Aggregated volume 15,600
Price GBP11.86
f) Date of the transaction 2017-03-13
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities – Coal and Iron Ore
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 22,320
e) Aggregated information
Aggregated volume 22,320
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 10,491
e) Aggregated information
Aggregated volume 10,491
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name René Médori
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 25,214
e) Aggregated information
Aggregated volume 25,214
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 11,852
e) Aggregated information
Aggregated volume 11,852
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 12,359
e) Aggregated information
Aggregated volume 12,359
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 5,810
e) Aggregated information
Aggregated volume 5,810
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.3 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 12,600
e) Aggregated information
Aggregated volume 12,600
Price GBP0.00
f) Date of the transaction 2017-03-13
g) Place of the transaction London Stock Exchange – XLON
4.4 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan for tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.86 5,922
e) Aggregated information
Aggregated volume 5,922
Price GBP11.86
f) Date of the transaction 2017-03-13
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 8,472
e) Aggregated information
Aggregated volume 8,472
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 3,983
e) Aggregated information
Aggregated volume 3,983
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status CEO Base Metals & Group Director – Strategy & Business
Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 15,360
e) Aggregated information
Aggregated volume 15,360
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 7,220
e) Aggregated information
Aggregated volume 7,220
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2014 under the terms of
the Anglo American plc Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP0.00 19,297
e) Aggregated information
Aggregated volume 19,297
Price GBP0.00
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP11.56 9,070
e) Aggregated information
Aggregated volume 9,070
Price GBP11.56
f) Date of the transaction 2017-03-10
g) Place of the transaction London Stock Exchange – XLON
John Mills
Group Company Secretary
14 March 2017
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 14/03/2017 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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