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ANGLO AMERICAN PLC - Notification of transactions by PDMRs

Release Date: 14/03/2017 17:00
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by PDMRs

Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by PDMRs

The Company received notification on 10 and 13 March 2017 of the following transactions in its
Ordinary Shares by PDMRs:

Vesting of Shares awarded at nil cost under the Company’s Bonus Share Plan (“BSP”), Non-Cyclical
Share Award Plan (“NCSAP”) and Long Term Incentive Plan (“LTIP”)

Awards made under the BSP, NCSAP and LTIP in March 2014 vested on 10 and 13 March 2017
respectively to Directors/PDMRs as noted below. The performance conditions relating to the LTIP
awards granted in March 2014 were not met, hence these awards have lapsed in full. Bruce Cleaver’s
and Anik Michaud’s 2014 LTIP awards were made prior to their becoming PDMRs, therefore these have
vested in full.

Director/PDMR         Share    Date of         Shares        Shares sold   Sale        Net shares
                      Plan     Transaction     Vested        for tax       Price(GBP)  retained by
                                                                                       Director/PDMR
Mark Cutifani         BSP      10/03/2017      31,370        14,745        11.56       16,625
Bruce Cleaver         NCSAP    10/03/2017      19,761        19,761*       11.56       0
Bruce Cleaver         LTIP     13/03/2017      15,600        15,600*       11.86       0
Seamus French         BSP      10/03/2017      22,320        10,491        11.56       11,829
René Médori           BSP      10/03/2017      25,214        11,852        11.56       13,362
Anik Michaud          BSP      10/03/2017      12,359        5,810         11.56       6,549
Anik Michaud          LTIP     13/03/2017      12,600        5,922         11.86       6,678
Tony O'Neill          BSP      10/03/2017      8,472         3,983         11.56       4,489
Duncan Wanblad        BSP      10/03/2017      15,360        7,220         11.56       8,140
Peter Whitcutt        BSP      10/03/2017      19,297        9,070         11.56       10,227

*All shares released under these awards were sold. Tax deductions shall be made from the proceeds
of sale.

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Mark Cutifani

2.    Reason for the notification

a)    Position / status               Chief Executive (Director/PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       31,370

e)    Aggregated information

      Aggregated volume               31,370

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      14,745

e)    Aggregated information

      Aggregated volume               14,745

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Bruce Cleaver

2.    Reason for the notification

a)    Position / status               CEO De Beers (PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Non-Cyclical Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       19,761

e)    Aggregated information

      Aggregated volume               19,761

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares Released under the terms of the Anglo American
                                      plc Non-Cyclical Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      19,761

e)    Aggregated information

      Aggregated volume               19,761

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.3   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Long Term Incentive Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       15,600

e)    Aggregated information

      Aggregated volume               15,600

      Price                           GBP0.00

f)    Date of the transaction         2017-03-13

g)    Place of the transaction        London Stock Exchange – XLON

4.4   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Long Term Incentive Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.86                      15,600

e)    Aggregated information

      Aggregated volume               15,600

      Price                           GBP11.86

f)    Date of the transaction         2017-03-13

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Seamus French

2.    Reason for the notification

a)    Position / status               CEO of Bulk Commodities – Coal and Iron Ore

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       22,320
e)    Aggregated information

      Aggregated volume               22,320

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      10,491

e)    Aggregated information

      Aggregated volume               10,491

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            René Médori

2.    Reason for the notification

a)    Position / status               Finance Director (Director/PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       25,214

e)    Aggregated information

      Aggregated volume               25,214

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      11,852

e)    Aggregated information

      Aggregated volume               11,852

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Anik Michaud

2.    Reason for the notification

a)    Position / status               Group Director – Corporate Relations (PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       12,359

e)    Aggregated information

      Aggregated volume               12,359

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      5,810

e)    Aggregated information

      Aggregated volume               5,810

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.3   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Long Term Incentive Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       12,600

e)    Aggregated information

      Aggregated volume               12,600

      Price                           GBP0.00

f)    Date of the transaction         2017-03-13

g)    Place of the transaction        London Stock Exchange – XLON

4.4   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Long Term Incentive Plan for tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.86                      5,922


e)    Aggregated information

      Aggregated volume               5,922


      Price                           GBP11.86

f)    Date of the transaction         2017-03-13

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Tony O'Neill

2.    Reason for the notification

a)    Position / status               Technical Director (Director/PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       8,472

e)    Aggregated information

      Aggregated volume               8,472
      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      3,983

e)    Aggregated information

      Aggregated volume               3,983

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Duncan Wanblad

2.    Reason for the notification

a)    Position / status               CEO Base Metals & Group Director – Strategy & Business
                                      Development (PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       15,360

e)    Aggregated information

      Aggregated volume               15,360

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      7,220


e)    Aggregated information

      Aggregated volume               7,220

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON



1.    Details of PDMR / person closely associated (PCA)

a)    Name                            Peter Whitcutt

2.    Reason for the notification

a)    Position / status               CEO Marketing (PDMR)

b)    Initial notification /          Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor

a)    Full name of the entity         Anglo American plc

b)    LEI                             549300S9XF92D1X8ME43

4.1   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Release of Shares awarded in March 2014 under the terms of
                                      the Anglo American plc Bonus Share Plan.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP0.00                       19,297

e)    Aggregated information

      Aggregated volume               19,297

      Price                           GBP0.00

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON

4.2   Details of the transaction(s)

a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820

b)    Nature of the transaction       Sale of Shares released under the terms of the Anglo American
                                      plc Bonus Share Plan to cover tax.

c)    Currency                        GBP - British Pound

d)    Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP11.56                      9,070

e)    Aggregated information

      Aggregated volume               9,070

      Price                           GBP11.56

f)    Date of the transaction         2017-03-10

g)    Place of the transaction        London Stock Exchange – XLON



John Mills
Group Company Secretary
14 March 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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