Wrap Text
Transactions in Mondi Limited
Mondi Limited
(Incorporated in the Republic of South Africa)
(Registration number: 1967/013038/06)
JSE share code: MND ISIN: ZAE000156550
Mondi plc
(Incorporated in England and Wales)
(Registered number: 6209386)
LEI: 213800LOZA69QFDC9N34
JSE share code: MNP ISIN: GB00B1CRLC47
LSE share code: MNDI
As part of the dual listed company structure, Mondi Limited and Mondi plc notify both
the JSE Limited and the London Stock Exchange of those interests (and changes to
those interests) of directors of both entities, the respective company secretaries and
persons discharging managerial responsibilities across the Group and, in certain
instances, the directors of major subsidiaries of Mondi Limited in the securities of
Mondi Limited and Mondi plc which are required to be disclosed under the Listings
Requirements of the JSE and/or the Disclosure Guidance and Transparency Rules of
the United Kingdom Listing Authority. To comply with the requirements in Articles 7
and 9 of the regulatory technical standards of the Transparency Directive
(2004/109/EC), this announcement is classified as additional regulated information
required to be disclosed under the laws of a Member State.
In accordance with Rules 3.63-3.74 of the Listings Requirements of the JSE and/or
the Disclosure Guidance and Transparency Rules we advise of the following:
10 March 2017
TRANSACTIONS IN MONDI LIMITED ORDINARY SHARES OF NO PAR VALUE
AND MONDI plc ORDINARY SHARES OF €0.20 EACH
On 9 March 2017, a grant of conditional awards became unconditional and
acquisitions and sales of shares took place as a result of the vesting of Mondi
Limited and Mondi plc Bonus Share Plan and Long Term Incentive Plan awards.
For the purposes of the JSE Listings Requirements, clearance was obtained prior to
the below dealings in securities and the total value of each transaction is summarised
below:
Name Position Award Total Total Total value of
number of number of shares
shares shares vesting
awarded vesting
David Director Mondi 12,883 12,883 ZAR
Hathorn Limited 3,856,911.25
Bonus
Share Plan
David Director Mondi 44,723 41,369 ZAR
Hathorn Limited 12,385,047.08
Long Term
Incentive
Plan
Andrew King Director Mondi 6,091 6,091 ZAR
Limited 1,823,522.97
Bonus
Share Plan
Andrew King Director Mondi 18,574 17,181 ZAR
Limited 5,143,646.06
Long Term
Incentive
Plan
Philip Company Mondi 3,245 3,245 ZAR
Laubscher Secretary, Limited 971,487.78
Mondi Bonus
Limited Share Plan
Philip Company Mondi 9,613 8,893 ZAR
Laubscher Secretary, Limited 2,662,385.45
Mondi Long Term
Limited Incentive
Plan
David Director Mondi plc 29,760 29,760 GBP
Hathorn Bonus 555,663.19
Share Plan
David Director Mondi plc 103,315 95,567 GBP
Hathorn Long Term 1,784,377.14
Incentive
Plan
Andrew King Director Mondi plc 14,071 14,071 GBP
Bonus 262,726.37
Share Plan
Andrew King Director Mondi plc 42,908 39,690 GBP
Long Term 741,070.96
Incentive
Plan
Peter Oswald Director Mondi plc 29,293 29,293 GBP
Bonus 546,943.61
Share Plan
Peter Oswald Director Mondi plc 88,147 81,536 GBP
Long Term 1,522,397.63
Incentive
Plan
Ron Traill PDMR Mondi plc 13,619 13,619 GBP
Bonus 254,286.86
Share Plan
Ron Traill PDMR Mondi plc 37,274 34,479 GBP
Long Term 643,773.89
Incentive
Plan
John Lindahl PDMR Mondi plc 12,292 12,292 GBP
Bonus 229,509.81
Share Plan
John Lindahl PDMR Mondi plc 35,074 32,444 GBP
Long Term 605,777.43
Incentive
Plan
There follow notification forms for each of the above directors/PDMRs of Mondi Limited
and Mondi plc. In addition, in order to satisfy the Listings Requirements of the JSE,
notification forms for the Company Secretary of Mondi Limited are also included.
Sponsor in South Africa: UBS South Africa (Pty) Ltd
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi Limited Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 12,883
(2) Sale ZAR 299.3799 12,883
d) Aggregated information
- Aggregated volume (1) 12,883
(2) 12,883
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi Limited Long Term Incentive Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 41,369
(2) Sale ZAR 299.3799 41,369
d) Aggregated information
- Aggregated volume (1) 41,369
(2) 41,369
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi Limited Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 6,091
(2) Sale ZAR 299.3799 6,091
d) Aggregated information
- Aggregated volume (1) 6,091
(2) 6,091
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi Limited Long Term Incentive Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 17,181
(2) Sale ZAR 299.3799 17,181
d) Aggregated information
- Aggregated volume (1) 17,181
(2) 17,181
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Philip Laubscher
2 Reason for the notification
a) Position/status Company Secretary, Mondi Limited
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi Limited Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 3,245
(2) Sale ZAR 299.3799 3,245
d) Aggregated information
- Aggregated volume (1) 3,245
(2) 3,245
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Philip Laubscher
2 Reason for the notification
a) Position/status Company Secretary, Mondi Limited
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi Limited Long Term Incentive Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 8,893
(2) Sale ZAR 299.3799 8,893
d) Aggregated information
- Aggregated volume (1) 8,893
(2) 8,893
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 29,760
(2) Sale GBP 18.671478 29,760
d) Aggregated information
- Aggregated volume (1) 29,760
(2) 29,760
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Long Term Incentive Plan award; and
(2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 95,567
(2) Sale GBP 18.671478 95,567
d) Aggregated information
- Aggregated volume (1) 95,567
(2) 95,567
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 14,071
(2) Sale GBP 18.671478 14,071
d) Aggregated information
- Aggregated volume (1) 14,071
(2) 14,071
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Long Term Incentive Plan award; and
(2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 39,690
(2) Sale GBP 18.671478 39,690
d) Aggregated information
- Aggregated volume (1) 39,690
(2) 39,690
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Peter Oswald
2 Reason for the notification
a) Position/status CEO Europe & International
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 29,293
(2) Sale GBP 18.671478 16,112
d) Aggregated information
- Aggregated volume (1) 29,293
(2) 16,112
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Peter Oswald
2 Reason for the notification
a) Position/status CEO Europe & International
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Long Term Incentive Plan award; and
(2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 81,536
(2) Sale GBP 18.671478 44,845
d) Aggregated information
- Aggregated volume (1) 81,536
(2) 44,845
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Ron Traill
2 Reason for the notification
a) Position/status CEO Mondi SA Division
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 13,619
(2) Sale GBP 18.671478 13,619
d) Aggregated information
- Aggregated volume (1) 13,619
(2) 13,619
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name Ron Traill
2 Reason for the notification
a) Position/status CEO Mondi SA Division
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Long Term Incentive Plan award; and
(2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 34,479
(2) Sale GBP 18.671478 34,479
d) Aggregated information
- Aggregated volume (1) 34,479
(2) 34,479
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name John Lindahl
2 Reason for the notification
a) Position/status Group Technical Director
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Bonus Share Plan award; and (2)
subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 12,292
(2) Sale GBP 18.671478 12,292
d) Aggregated information
- Aggregated volume (1) 12,292
(2) 12,292
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
1 Details of the person discharging managerial responsibilities (“PDMR”)
(or their person closely associated (“PCA”)) / restricted person
a) Name John Lindahl
2 Reason for the notification
a) Position/status Group Technical Director
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the vesting of
transaction a Mondi plc Long Term Incentive Plan award; and
(2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 32,444
(2) Sale GBP 18.671478 32,444
d) Aggregated information
- Aggregated volume (1) 32,444
(2) 32,444
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market
Date: 10/03/2017 05:03:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
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