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ANGLO AMERICAN PLC - Notification of transactions by PDMRs

Release Date: 08/03/2017 17:00
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by PDMRs

Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by PDMRs

The Company received notification on 7 March 2017 of the following transactions in its Ordinary
Shares by PDMRs:

Awards of Shares at nil cost under the Company’s Bonus Share Plan (‘BSP’) were made on 7 March
2017 to Directors/PDMRs as detailed below. Under the terms of the BSP, two thirds of each Share
award will be released in 2020, subject to continued employment. The remaining one third of each
award will be subject to a further holding period of two years, and will be released in 2022.

Name of Director / PDMR                                 Number of Shares
Directors:
Mark Cutifani                                           106,129
René Médori                                             65,530
Tony O’Neill                                            66,027

PDMRs:
Didier Charreton                                        38,936
Bruce Cleaver                                           47,060
Seamus French                                           57,569
Norman Mbazima                                          40,095
Anik Michaud                                            29,503
Duncan Wanblad                                          51,050
Peter Whitcutt                                          59,405

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.

1. Details of PDMR / person closely associated (PCA)

a) Name                           Mark Cutifani

2. Reason for the notification

a) Position / status              Chief Executive (Director/PDMR)

b) Initial notification /         Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity        Anglo American plc

b) LEI                            549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       106,129

e) Aggregated information

   Aggregated volume               106,129

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            René Médori

2. Reason for the notification

a) Position / status               Finance Director (Director/PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Two thirds of the Share award will be
                                   released in 2020; the remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       65,530

e) Aggregated information

   Aggregated volume               65,530

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            Tony O’Neill

2. Reason for the notification

a) Position / status               Technical Director (Director/PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       66,027

e) Aggregated information

   Aggregated volume               66,027

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            Didier Charreton

2. Reason for the notification

a) Position / status               Group Director – People and Organisation (PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       38,936

e) Aggregated information

   Aggregated volume               38,936
   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            Bruce Cleaver

2. Reason for the notification

a) Position / status               CEO De Beers (PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       47,060

e) Aggregated information

   Aggregated volume               47,060

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            Seamus French

2. Reason for the notification

a) Position / status               CEO of Bulk Commodities – Coal and Iron Ore

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       57,569


e) Aggregated information

   Aggregated volume               57,569

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            Norman Mbazima

2. Reason for the notification

a) Position / status               Deputy Chairman – Anglo American South Africa (PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity        Anglo American plc

b) LEI                            549300S9XF92D1X8ME43

4.1 Details of the transaction(s)

a) Description of the financial   Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code            GB00B1XZS820

b) Nature of the transaction      Award of Shares under the terms of the Anglo American plc
                                  Bonus Share Plan. Subject to continued employment, two
                                  thirds of the Share award will be released in 2020; the
                                  remaining third in 2022.

c) Currency                       GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       2,889


e) Aggregated information

   Aggregated volume              2,889

   Price                          GBP0.00

f) Date of the transaction        2017-03-07

g) Place of the transaction       London Stock Exchange – XLON

4.2 Details of the transaction(s)

a) Description of the financial   Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code            GB00B1XZS820


b) Nature of the transaction      Award of Shares under the terms of the Anglo American plc
                                  Bonus Share Plan. Subject to continued employment, two
                                  thirds of the Share award will be released in 2020; the
                                  remaining third in 2022.

c) Currency                       ZAR – South African Rand

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     ZAR0.00                       37,206
e) Aggregated information

   Aggregated volume               37,206

   Price                           ZAR0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        Johannesburg Stock Exchange – XJSE


1. Details of PDMR / person closely associated (PCA)

a) Name                            Anik Michaud

2. Reason for the notification

a) Position / status               Group Director – Corporate Relations (PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       29,503

e) Aggregated information

   Aggregated volume               29,503

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON

1. Details of PDMR / person closely associated (PCA)

a) Name                            Duncan Wanblad

2. Reason for the notification

a) Position / status               CEO Base Metals & Group Director – Strategy & Business
                                     Development (PDMR)
b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820

b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       51,050

e) Aggregated information

   Aggregated volume               51,050

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


1. Details of PDMR / person closely associated (PCA)

a) Name                            Peter Whitcutt

2. Reason for the notification

a) Position / status               CEO Marketing (PDMR)

b) Initial notification /          Initial notification
   amendment

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
   auction monitor

a) Full name of the entity         Anglo American plc

b) LEI                             549300S9XF92D1X8ME43

4. Details of the transaction(s)

a) Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
   instrument

   Identification Code             GB00B1XZS820
 
b) Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                   Bonus Share Plan. Subject to continued employment, two
                                   thirds of the Share award will be released in 2020; the
                                   remaining third in 2022.

c) Currency                        GBP - British Pound

d) Price(s) and volume(s)
                                     Price(s)                      Volume(s)

                                     GBP0.00                       59,405

e) Aggregated information

   Aggregated volume               59,405

   Price                           GBP0.00

f) Date of the transaction         2017-03-07

g) Place of the transaction        London Stock Exchange – XLON


John Mills
Group Company Secretary
8 March 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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