Wrap Text
Appendix 3Y
South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX/JSE/LSE Share Code: S32
ISIN: AU000000S320
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity South32 Limited
ABN 84 093 732 597
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Graham Kerr
Date of last notice 5 September 2016
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest Direct Interest
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 2 December 2016
No. of securities held prior to change 794,522 ordinary shares
8,838,653 rights comprising:
• 1,057,718 deferred rights held as short term
incentive awards under the South32 Equity
Incentive Plan (subject to continued service).
• 7,780,935 performance rights held as long
term incentive awards under the South32
Equity Incentive Plan.
Class Rights under the South32 Equity Incentive Plan
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Number acquired
• 359,190 deferred rights held as short term
incentive awards under the South32 Equity
Incentive Plan (subject to continued service).
• 3,277,777 performance rights held as long
term incentive awards under the South32
Equity Incentive Plan.
Number disposed -
Value/Consideration Received 3,636,967 rights at nil cost on 2 December
Note: If consideration is non-cash, provide details and estimated 2016 under the South32 Equity Incentive Plan.
valuation
No. of securities held after change 794,522 ordinary shares
12,475,620 rights comprising:
• 1,416,908 deferred rights held as short term
incentive awards under the South32 Equity
Incentive Plan (subject to continued service).
• 11,058,712 performance rights held as long
term incentive awards under the South32
Equity Incentive Plan.
Nature of change Allocation of rights under the South32 Equity Incentive
Example: on-market trade, off-market trade, exercise of options, Plan, as approved by shareholders at the 2016 Annual
issue of securities under dividend reinvestment plan, participation in
buy-back General Meeting.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
Date of change -
No. and class of securities to which -
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Interest acquired -
Interest disposed -
Value/Consideration -
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change -
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
7 December 2016
JSE sponsor: UBS South Africa (Pty) Ltd
Date: 07/12/2016 12:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.