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GLN - Notification of major interests in shares
Glencore plc
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64
Baar, Switzerland
18 October, 2016
TR-1: Notification of Major Interests in Shares
1. Identity of the issuer or the underlying issuer Glencore
of existing shares to which voting rights are
attached:
2. Reason for the notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of qualifying financial instruments which may result in the No
acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying No
financial instruments
An event changing the breakdown of voting rights No
Other (please specify): No
3. Full name of person(s) subject to notification Harris Associates L.P.
obligation:
4. Full name of shareholder(s) (if different from 3): BNY Mellon
Brown Brothers Harriman
JPMorgan Private Client Svcs
Northern Trust Company
Pershing LLC
State Street Bank
State Street Group Email
5. Date of transaction (and date on which the 13 October 2016
threshold is crossed or reached if different):
6. Date on which issuer notified: 17 October 2016
7. Threshold(s) that is/are crossed or reached: 5%
8. Notified Details
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction
shares the triggering
If possible use transaction
ISIN CODE
Number of Number of Number of Number of voting Percentage of
Shares voting shares rights voting rights
rights
Direct Indirect Direct Indirect
JE00B4T3BW64 729,882,491 729,882,491 711,532,570 711,532,570 4.94%
Common Stock
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration date Exercise/ No. of voting rights Percentage of
financial conversion that may be acquired voting rights
instrument period (if the instrument is
exercised/converted)
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ No. of voting Percentage of
financial Price date conversion rights voting rights
instrument period instrument
refers to Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
711,532,570 4.94%
9. Chain of controlled undertakings through which the voting rights and/or the financial
instruments are effectively held, if applicable:
BNY Mellon - 6,534,600 Common Stock shares
Brown Brothers Harriman - 19,142,000 Common Stock shares
JPMorgan Private Client Svcs - 13,400 Common Stock shares
Northern Trust Company - 19,119,900 Common Stock shares
Pershing LLC - 142,400 Common Stock shares
State Street Bank – 666,580,270 Common Stock shares
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name: Kim Colwell
15. Contact telephone number: 312-646-3489
Annex: Notification of major interests in shares
A: Identity of the person or legal entity subject to the notification obligation
Full name Harris Associates L.P.
(including legal form for legal entities)
Contact address 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606
(including legal form for legal entities) USA
Phone number & email 312-646-3489 kcolwell@harrisassoc.com
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name Kim Colwell
Contact address 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606 USA
Phone number & email 312-646-3489 kcolwell@harrisassoc.com
Other useful information
(e.g. functional relationship with the person or
legal entity subject to the notification obligation)
C: Additional information
For further information please contact:
Investors
Martin Fewings t: +41 41 709 2880 m: +41 79 737 5642 martin.fewings@glencore.com
Carlos Francisco t: +41 41 709 2369 m: +41 79 129 9195 carlos.fernandez@glencore.com
Fernandez
Media
Charles Watenphul t: +41 41 709 2462 m: +41 79 904 3320 charles.watenphul@glencore.com
Pam Bell t: +44 20 7412 3471 m: +44 77 3031 9806 pam.bell@glencore.co.uk
Company secretarial
John Burton t: +41 41 709 2619 m: +41 79 944 5434 john.burton@glencore.com
Nicola Leigh t: +41 41 709 2755 m: +41 79 735 3916 nicola.leigh@glencore.com
www.glencore.com
Notes for Editors
Glencore is one of the world’s largest global diversified natural resource companies and a major producer
and marketer of more than 90 commodities. The Group's operations comprise around 150 mining and
metallurgical sites, oil production assets and agricultural facilities.
With a strong footprint in both established and emerging regions for natural resources, Glencore's
industrial and marketing activities are supported by a global network of more than 90 offices located in
over 50 countries.
Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation,
oil and food processing. We also provide financing, logistics and other services to producers and
consumers of commodities. Glencore's companies employ around 160,000 people, including contractors.
Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the
International Council on Mining and Metals. We are an active participant in the Extractive Industries
Transparency Initiative.
Sponsor
Absa Bank Limited (acting through its Corporate and Investment Bank Division)
Date: 18/10/2016 10:45:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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