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INVESTEC PLC - TR-1: Notification of major interest in shares

Release Date: 26/09/2016 12:00
Code(s): INP INL     PDF:  
Wrap Text
TR-1: Notification of major interest in shares

Investec Limited                                          Investec plc
Incorporated in the Republic of South Africa              Incorporated in England and Wales
Registration number 1925/002833/06                        Registration number 3633621
JSE share code: INL                                       LSE share code: INVP
NSX share code: IVD                                       JSE share code: INP
BSE share code: INVESTEC                                  ISIN: GB00B17BBQ50
ISIN: ZAE000081949

                                      (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock
Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE Listing Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
   of existing shares to which voting rights are                      Investec plc
   attached: ii                                                       GB00B17BBQ50

2  Reason for the notification (please tick the appropriate box or boxes):

   An acquisition or disposal of voting rights

   An acquisition or disposal of qualifying financial instruments which may result in the          X
   acquisition of shares already issued to which voting rights are attached
   
   An acquisition or disposal of instruments with similar economic effect to qualifying
   financial instruments

   An event changing the breakdown of voting rights

   Other (please specify): 

3. Full name of person(s) subject to the                              Norges Bank
   notification obligation: iii

4. Full name of shareholder(s)                                        N/A
   (if different from 3.):iv                                                        
 

5. Date of the transaction and date on                                22 September 2016
   which the threshold is crossed or                          
   reached: v

6. Date on which issuer notified:                                     23 September 2016

7. Threshold(s) that is/are crossed or                                Above 4% based on voting rights attached to shares
   reached: vi, vii                                                        

8. Notified details:

A: Voting rights attached to shares viii, ix
Class/type of         Situation previous         Resulting situation after the triggering transaction
shares                to the triggering
                      transaction

if possible using     Number       Number      Number          Number of voting           % of voting rights x
the ISIN CODE         of           of          of shares       rights
                      Shares       Voting      Direct          Direct xi   Indirect xii   Direct    Indirect           
                                   Rights                                                 
                                                                      
GB00B17BBQ50          26,256,108   26,256,108  26,337,417      26,337,417                 4.0123%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial          Expiration   Exercise/                 Number of voting             % of voting
instrument                 date xiii    Conversion Period xiv     rights that may be           rights
                                                                  acquired if the
                                                                  instrument is
                                                                  exercised/ converted.

Shares on loan (Right to   N/A          At any time               730,132                      0.1112%
recall)
                          
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
   xv, xvi

Resulting situation after the triggering transaction

Type of financial     Exercise     Expiration   Exercise/        Number of voting rights       % of voting rights xix,
instrument            price        date xvii    Conversion       instrument refers to          xx
                                                period xviii                                   Nominal        Delta
                                              
N/A                   N/A          N/A          N/A              N/A                           N/A            N/A

Total (A+B+C)

Number of voting rights                      Percentage of voting rights

27,067,549                                   4.1235%

9. Chain of controlled undertakings through which the voting rights and/or the
   financial instruments are effectively held, if applicable: xxi

   N/A




Proxy Voting:
10. Name of the proxy holder:                                Norges Bank

11. Number of voting rights proxy holder will cease
    to hold:                                                 N/A

12. Date on which proxy holder will cease to hold
    voting rights:                                           N/A

13. Additional information:                                  None

14. Contact name:                                            Philippe Chiaroni

15. Contact telephone number:                                +47 2407 3297


Johannesburg and London
26 September 2016
Sponsor: Investec Bank Limited

Date: 26/09/2016 12:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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