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Transactions by PDMR in Investec Limited ordinary shares.
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of
(i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors
of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are
required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the
Disclosure and Transparency Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE
Listing Requirements.
TRANSACTIONS BY PDMR IN INVESTEC LIMITED ORDINARY SHARES.
Ciaran Whelan entered into a zero premium collar on the 5th September 2016 and the following information
in relation to Ciaran Whelan’s direct beneficial interests is disclosed:
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name
Ciaran Whelan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI n/a
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of ZAR0.0002 each (INL Shares)
Identification code ZAE000081949
b) Nature of the transaction Zero premium collar – purchase of 338,333 put options
at a strike price of ZAR86.65 per share expiring on 5
September 2019 and sale of 338,333 call options at a
strike price of ZAR164.64 per share expiring on 5
September 2019
c) Price(s) and volume(s)
Price(s) Volume(s)
PURCHASE OF PUT 338,333
OPTIONS: STRIKE
PRICE OF ZAR86.65
SALE OF CALL 338,333
OPTIONS: STRIKE
PRICE OF ZAR164.64
d) Aggregated information
- Aggregated volume PUT OPTIONS – 338,333
CALL OPTIONS – 338,333
- Price PUT OPTIONS – STRIKE PRICE OF ZAR86.65
CALL OPTIONS – STRIKE PRICE OF ZAR164.64
e) Date of the transaction 5 September 2016
f) Place of the transaction Johannesburg
Pursuant to the above hedge transaction, Ciaran Whelan pledged 338,333 INL Shares as security for the
due performance of his obligations arising out of the collar arrangement.
TRANSACTIONS BY PDMR IN INVESTEC PLC ORDINARY SHARES.
Ciaran Whelan entered into a zero premium collar on the 5th September 2016 and the following information
in relation to Ciaran Whelan’s direct beneficial interests is disclosed:
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name
Ciaran Whelan
2 Reason for the notification
a) Position/status PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec plc
b) LEI n/a
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each (INP Shares)
Identification code GB00B17BBQ50
b) Nature of the transaction Zero premium collar – purchase of 61,257 put options at
a strike price of ZAR86.65 per share expiring on 5
September 2019 and sale of 61,257 call options at a
strike price of ZAR164.64 per share expiring on 5
September 2019
c) Price(s) and volume(s)
Price(s) Volume(s)
PURCHASE PUT 61,257
OPTION – STRIKE
PRICE OF ZAR86.65
SALE CALL OPTION – 61,257
STRIKE PRICE OF
ZAR164.64
d) Aggregated information
- Aggregated volume PUT OPTIONS – 61,257
CALL OPTIONS – 61,257
- Price PUT OPTIONS – STRIKE PRICE OF ZAR86.65
CALL OPTIONS – STRIKE PRICE OF ZAR164.64
e) Date of the transaction 5 September 2016
f) Place of the transaction Johannesburg
Pursuant to the above hedge transaction, Ciaran Whelan pledged 61,257 INP Shares as security for the due
performance of his obligations arising out of the collar arrangement.
Clearance was obtained for the above dealings in securities.
Johannesburg and London
6 September 2016
Sponsor:
Investec Bank Limited
Date: 06/09/2016 11:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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