Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual plc
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural JONATHAN BRUCE HEMPHILL
person
2. Reason for the notification
a) Position / status GROUP CHIEF EXECUTIVE
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE PERFORMANCE SHARE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the SURRENDER OF NIL COST OPTION
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,978,020
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
1
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural JONATHAN BRUCE HEMPHILL
person
2. Reason for the notification
a) Position / status GROUP CHIEF EXECUTIVE
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE MANAGED SEPARATION INCENTIVE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the GRANT OF NIL COST OPTIONS
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,978,020
0 3,144,347
f) Aggregated
information
- Aggregated
volume 5,122,367
- Price 0
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
2
a) Name of natural ROBERT ALEXANDER GORDON LEITH
person
2. Reason for the notification
a) Position / status DIRECTOR OF MANAGED SEPARATION
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE PERFORMANCE SHARE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the SURRENDER OF NIL COST OPTION
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,538,460
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural ROBERT ALEXANDER GORDON LEITH
person
2. Reason for the notification
a) Position / status DIRECTOR OF MANAGED SEPARATION
b) Initial notification / INITIAL NOTIFICATION
3
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE MANAGED SEPARATION INCENTIVE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the GRANT OF NIL COST OPTIONS
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,538,460
0 2,445,603
f) Aggregated
information
- Aggregated
volume 3,984,063
- Price 0
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural INGRID GAIL JOHNSON
person
2. Reason for the notification
a) Position / status GROUP FINANCE DIRECTOR
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
4
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE PERFORMANCE SHARE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the SURRENDER OF NIL COST OPTION
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,384,614
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural INGRID GAIL JOHNSON
person
2. Reason for the notification
a) Position / status GROUP FINANCE DIRECTOR
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE MANAGED SEPARATION INCENTIVE PLAN
5
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the GRANT OF NIL COST OPTIONS
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,384,614
0 1,304,629
f) Aggregated
information
- Aggregated
volume 2,689,243
- Price 0
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
6
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural REX GALL TOMLINSON
person
2. Reason for the notification
a) Position / status GROUP CHIEF OF STAFF
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE PERFORMANCE SHARE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the SURRENDER OF NIL COST OPTION
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 879,120
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
7
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural REX GALL TOMLINSON
person
2. Reason for the notification
a) Position / status GROUP CHIEF OF STAFF
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE MANAGED SEPARATION INCENTIVE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the GRANT OF NIL COST OPTIONS
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 879,120
0 145,353
f) Aggregated
information
- Aggregated
volume 1,024,473
- Price 0
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural IAN DAVID GLADMAN
person
2. Reason for the notification
8
a) Position / status GROUP STRATEGY DIRECTOR
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE PERFORMANCE SHARE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the SURRENDER OF NIL COST OPTION
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,208,790
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural IAN DAVID GLADMAN
person
2. Reason for the notification
a) Position / status GROUP STRATEGY DIRECTOR
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
9
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE MANAGED SEPARATION INCENTIVE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the GRANT OF NIL COST OPTIONS
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 1,208,790
0 669,411
f) Aggregated
information
- Aggregated
volume 1,878,201
- Price 0
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural SUSAN PATRICIA KEAN
person
2. Reason for the notification
a) Position / status GROUP CHIEF RISK OFFICER
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
10
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE PERFORMANCE SHARE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the SURRENDER OF NIL COST OPTION
transaction
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 315,026
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
1. Details of the person discharging managerial responsibilities (PDMR) / person closely
associated (PCA)
a) Name of natural SUSAN PATRICIA KEAN
person
2. Reason for the notification
a) Position / status GROUP CHIEF RISK OFFICER
b) Initial notification / INITIAL NOTIFICATION
amendment
3. Details of the issuer, emission market participant, auction platform, auctioneer or auction
monitor
a) Full name of the entity OLD MUTUAL PLC
b) Legal Entity Identifier 549300DX1KT0FU6U7J22
Code
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
a) Description of the NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
financial instrument, THE MANAGED SEPARATION INCENTIVE PLAN
type of instrument
b) Identification Code GB00B77J0862
c) Nature of the GRANT OF NIL COST OPTIONS
transaction
11
d) Currency GBP
e) Price(s) and volume(s)
Price(s) Volume(s)
0 315,026
f) Aggregated
information
- Aggregated
volume
- Price
g) Date of transaction 2016-07-11
h) Place of the OUTSIDE A TRADING VENUE
transaction
Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
12
Date: 12/07/2016 05:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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