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OLD MUTUAL PLC - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Release Date: 12/07/2016 17:30
Code(s): OML     PDF:  
Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Old Mutual plc

Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons


1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   JONATHAN BRUCE HEMPHILL
     person

2.   Reason for the notification

a)   Position / status             GROUP CHIEF EXECUTIVE

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE PERFORMANCE SHARE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    SURRENDER OF NIL COST OPTION
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                    Price(s)                  Volume(s)

                                    0                         1,978,020




f)   Aggregated
     information

         -    Aggregated
              volume

         -    Price

g)   Date of transaction           2016-07-11



                                                                                                   1
h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   JONATHAN BRUCE HEMPHILL
     person

2.   Reason for the notification

a)   Position / status             GROUP CHIEF EXECUTIVE

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE MANAGED SEPARATION INCENTIVE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    GRANT OF NIL COST OPTIONS
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                       Price(s)                Volume(s)

                                       0                       1,978,020

                                       0                       3,144,347



f)   Aggregated
     information

         -    Aggregated
              volume               5,122,367

         -    Price                0

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)




                                                                                                   2
a)   Name       of       natural    ROBERT ALEXANDER GORDON LEITH
     person

2.   Reason for the notification

a)   Position / status              DIRECTOR OF MANAGED SEPARATION

b)   Initial notification       /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity        OLD MUTUAL PLC

b)   Legal Entity Identifier        549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the             NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,       THE PERFORMANCE SHARE PLAN
     type of instrument

b)   Identification Code            GB00B77J0862

c)   Nature      of           the   SURRENDER OF NIL COST OPTION
     transaction

d)   Currency                       GBP

e)   Price(s) and volume(s)
                                     Price(s)                 Volume(s)

                                     0                        1,538,460




f)   Aggregated
     information

          -    Aggregated
               volume

          -    Price

g)   Date of transaction            2016-07-11

h)   Place       of           the   OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural    ROBERT ALEXANDER GORDON LEITH
     person

2.   Reason for the notification

a)   Position / status              DIRECTOR OF MANAGED SEPARATION

b)   Initial   notification     /   INITIAL NOTIFICATION




                                                                                                   3
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE MANAGED SEPARATION INCENTIVE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    GRANT OF NIL COST OPTIONS
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                       Price(s)                Volume(s)

                                       0                       1,538,460

                                       0                       2,445,603



f)   Aggregated
     information

         -    Aggregated
              volume               3,984,063

         -    Price                0

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   INGRID GAIL JOHNSON
     person

2.   Reason for the notification

a)   Position / status             GROUP FINANCE DIRECTOR

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22




                                                                                                   4
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE PERFORMANCE SHARE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    SURRENDER OF NIL COST OPTION
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                    Price(s)                  Volume(s)

                                    0                         1,384,614




f)   Aggregated
     information

         -    Aggregated
              volume

         -    Price

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   INGRID GAIL JOHNSON
     person

2.   Reason for the notification

a)   Position / status             GROUP FINANCE DIRECTOR

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial  instrument,        THE MANAGED SEPARATION INCENTIVE PLAN



                                                                                                   5
     type of instrument

b)   Identification Code         GB00B77J0862

c)   Nature      of        the   GRANT OF NIL COST OPTIONS
     transaction

d)   Currency                    GBP

e)   Price(s) and volume(s)
                                     Price(s)                Volume(s)

                                     0                       1,384,614

                                     0                       1,304,629



f)   Aggregated
     information

         -    Aggregated
              volume             2,689,243

         -    Price              0

g)   Date of transaction         2016-07-11

h)   Place       of        the   OUTSIDE A TRADING VENUE
     transaction




                                                                         6
1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   REX GALL TOMLINSON
     person

2.   Reason for the notification

a)   Position / status             GROUP CHIEF OF STAFF

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE PERFORMANCE SHARE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    SURRENDER OF NIL COST OPTION
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                    Price(s)                  Volume(s)

                                    0                         879,120




f)   Aggregated
     information

         -    Aggregated
              volume

         -    Price

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction




                                                                                                   7
1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   REX GALL TOMLINSON
     person

2.   Reason for the notification

a)   Position / status             GROUP CHIEF OF STAFF

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE MANAGED SEPARATION INCENTIVE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    GRANT OF NIL COST OPTIONS
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                       Price(s)                Volume(s)

                                       0                       879,120

                                       0                       145,353



f)   Aggregated
     information

         -    Aggregated
              volume               1,024,473

         -    Price                0

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   IAN DAVID GLADMAN
     person

2.   Reason for the notification




                                                                                                   8
a)   Position / status             GROUP STRATEGY DIRECTOR

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE PERFORMANCE SHARE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    SURRENDER OF NIL COST OPTION
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                    Price(s)                  Volume(s)

                                    0                         1,208,790




f)   Aggregated
     information

         -    Aggregated
              volume

         -    Price

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   IAN DAVID GLADMAN
     person

2.   Reason for the notification

a)   Position / status             GROUP STRATEGY DIRECTOR

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor




                                                                                                   9
a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE MANAGED SEPARATION INCENTIVE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    GRANT OF NIL COST OPTIONS
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                       Price(s)                Volume(s)

                                       0                       1,208,790

                                       0                       669,411



f)   Aggregated
     information

         -    Aggregated
              volume               1,878,201

         -    Price                0

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   SUSAN PATRICIA KEAN
     person

2.   Reason for the notification

a)   Position / status             GROUP CHIEF RISK OFFICER

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted



                                                                                                   10
a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE PERFORMANCE SHARE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    SURRENDER OF NIL COST OPTION
     transaction

d)   Currency                      GBP

e)   Price(s) and volume(s)
                                    Price(s)                   Volume(s)

                                    0                          315,026




f)   Aggregated
     information

         -    Aggregated
              volume

         -    Price

g)   Date of transaction           2016-07-11

h)   Place       of         the    OUTSIDE A TRADING VENUE
     transaction



1.   Details of the person discharging managerial responsibilities (PDMR) / person closely
     associated (PCA)

a)   Name       of       natural   SUSAN PATRICIA KEAN
     person

2.   Reason for the notification

a)   Position / status             GROUP CHIEF RISK OFFICER

b)   Initial notification      /   INITIAL NOTIFICATION
     amendment

3.   Details of the issuer, emission market participant, auction platform, auctioneer or auction
     monitor

a)   Full name of the entity       OLD MUTUAL PLC

b)   Legal Entity Identifier       549300DX1KT0FU6U7J22
     Code

4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
     each type of transaction; (iii) each date; and (iv) each place where transactions have been
     conducted

a)   Description of the            NIL COST OPTION OVER ORDINARY SHARES GRANTED UNDER
     financial    instrument,      THE MANAGED SEPARATION INCENTIVE PLAN
     type of instrument

b)   Identification Code           GB00B77J0862

c)   Nature      of         the    GRANT OF NIL COST OPTIONS
     transaction



                                                                                                   11
d)     Currency                    GBP

e)     Price(s) and volume(s)
                                    Price(s)                 Volume(s)

                                    0                        315,026




f)     Aggregated
       information

           -    Aggregated
                volume

           -    Price

g)     Date of transaction         2016-07-11

h)     Place       of        the   OUTSIDE A TRADING VENUE
       transaction



Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital




                                                                         12

Date: 12/07/2016 05:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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