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DTR 3 - Notification of Transactions of Directors
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1 Name of the issuer 2 State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with section 793 of the Companies Act
OLD MUTUAL PLC 2006, or (iii) in accordance with paragraph 26 of the Model
Code
DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director 4 State whether notification relates to a person connected
with a person discharging managerial
responsibilities/director named in 3 and identify the
PAUL FEENEY, CEO, OLD MUTUAL WEALTH
connected person
IAN GLADMAN, GROUP STRATEGY DIRECTOR
PAUL HANRATTY, MEMBER OF THE GROUP
EXECUTIVE COMMITTEE N/A
SUE KEAN, CHIEF RISK OFFICER
RALPH MUPITA, CEO, OLD MUTUAL EMERGING
MARKETS
DON SCHNEIDER, GROUP HR DIRECTOR
5 Indicate whether the notification is in respect of a holding of the person 6 Description of shares (including class), debentures or
referred to in 3 or 4 above or in respect of a non-beneficial interest1 derivatives or financial instruments relating to shares
IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE ORDINARY SHARES OF 11 3/7p
7 Name of registered shareholder(s) and, if more than one, the number of 8 State the nature of the transaction
shares held by each of them
VESTING AND SALE OF FORFEITABLE
PAUL FEENEY – 7,031 SHARES ORIGINALLY GRANTED ON 8
IAN GLADMAN - NIL APRIL 2013
PAUL HANRATTY – 446,578
SUE KEAN – 132,949 PAUL FEENEY – 109,311 SHARES VESTED.
RALPH MUPITA – 135,269 SOLD ALL SHARES AT £1.84388 PER
DON SCHNEIDER – 210,538 SHARE.
EXCLUDES UNVESTED SHARE INCENTIVE IAN GLADMAN – 78,967 SHARES VESTED.
AWARDS AND VESTED BUT UNEXERCISED SHARE SOLD 37,188 SHARES AT £1.84388 PER
OPTIONS SHARE.
PAUL HANRATTY – 229,222 SHARES
VESTED. SOLD 107,949 SHARES AT
£1.84388 PER SHARE.
SUE KEAN – 61,083 SHARES VESTED. SOLD
28,766 SHARES AT £1.84388 PER SHARE.
RALPH MUPITA – 184,068 SHARES
VESTED. NO SHARES SOLD.
DON SCHNEIDER - 80,884 SHARES
VESTED. SOLD ALL SHARES AT £1.84388
PER SHARE.
VESTING, EXERCISE AND SALE OF NIL-
COST OPTION SHARES ORIGINALLY
GRANTED ON 8 APRIL 2013
SUE KEAN – 51,492 SHARES VESTED. SOLD
24,249 SHARES AT £1.84388 PER SHARE.
DON SCHNEIDER – 100,685 SHARES
VESTED. SOLD ALL SHARES AT £1.84388
PER SHARE.
9 Number of shares, debentures or financial instruments relating to shares 10 Percentage of issued class acquired (treasury shares of that
acquired class should not be taken into account when calculating
percentage)
PAUL FEENEY – 109,311
IAN GLADMAN – 78,967 PAUL FEENEY – 0.002%
PAUL HANRATTY – 229,222 IAN GLADMAN – 0.002%
SUE KEAN – 112,575 PAUL HANRATTY – 0.005%
RALPH MUPITA – 184,068 SUE KEAN – 0.002%
DON SCHNEIDER – 181,569 RALPH MUPITA – 0.004%
DON SCHNEIDER – 0.004%
11 Number of shares, debentures or financial instruments relating to shares 12 Percentage of issued class disposed (treasury shares of that
disposed class should not be taken into account when calculating
percentage)
PAUL FEENEY – 109,311
IAN GLADMAN – 37,188 PAUL FEENEY – 0.002%
PAUL HANRATTY – 107,949 IAN GLADMAN – 0.001%
SUE KEAN – 53,015 PAUL HANRATTY – 0.002%
DON SCHNEIDER – 181,569 SUE KEAN – 0.001%
DON SCHNEIDER – 0.004%
13 Price per share or value of transaction 14 Date and place of transaction
AS DESCRIBED IN 8 ABOVE 8 APRIL 2016
15 Total holding following notification and total percentage holding 16 Date issuer informed of transaction
following notification (any treasury shares should not be taken into
account when calculating percentage)
8 APRIL 2016
PAUL FEENEY – 7,031 - 0.000%
IAN GLADMAN – 41,779 – 0.001%
PAUL HANRATTY – 567,851 – 0.012%
SUE KEAN – 192,509 – 0.004%
RALPH MUPITA – 319,337 – 0.006%
DON SCHNEIDER – 210,538 – 0.004%
EXCLUDES UNVESTED SHARE INCENTIVE
AWARDS AND VESTED BUT UNEXERCISED SHARE
OPTIONS
If a person discharging managerial responsibilities has been granted options by the issuer complete the
following boxes
17 Date of grant 18 Period during which or date on which exercisable
19 Total amount paid (if any) for grant of the option 20 Description of shares or debentures involved (class and
number)
21 Exercise price (if fixed at time of grant) or indication that price is to be 22 Total number of shares or debentures over which options
fixed at the time of exercise held following notification
23 Any additional information 24 Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 11 APRIL 2016
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes
1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 11/04/2016 02:50:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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