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OLD MUTUAL PLC - DTR 3 - Notification of Transactions of Directors

Release Date: 11/04/2016 14:50
Code(s): OML     PDF:  
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DTR 3 - Notification of Transactions of Directors

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL

Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.

 1    Name of the issuer                                                             2   State whether the notification relates to (i) a transaction
                                                                                         notified in accordance with DTR 3.1.2 R, (ii) a disclosure
                                                                                         made in accordance with section 793 of the Companies Act
      OLD MUTUAL PLC                                                                     2006, or (iii) in accordance with paragraph 26 of the Model
                                                                                         Code

                                                                                         DTR 3.1.2R
 3.   Name of person discharging managerial responsibilities/director                4   State whether notification relates to a person connected
                                                                                         with       a       person     discharging     managerial
                                                                                         responsibilities/director named in 3 and identify the
      PAUL FEENEY, CEO, OLD MUTUAL WEALTH
                                                                                         connected person
      IAN GLADMAN, GROUP STRATEGY DIRECTOR
      PAUL HANRATTY, MEMBER OF THE GROUP
      EXECUTIVE COMMITTEE                                                                N/A
      SUE KEAN, CHIEF RISK OFFICER
      RALPH MUPITA, CEO, OLD MUTUAL EMERGING
      MARKETS
      DON SCHNEIDER, GROUP HR DIRECTOR
 5    Indicate whether the notification is in respect of a holding of the person     6   Description of shares (including class), debentures or
      referred to in 3 or 4 above or in respect of a non-beneficial interest1            derivatives or financial instruments relating to shares

      IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE                                         ORDINARY SHARES OF 11 3/7p
 7    Name of registered shareholder(s) and, if more than one, the number of         8   State the nature of the transaction
      shares held by each of them
                                                                                         VESTING AND SALE OF FORFEITABLE
      PAUL FEENEY – 7,031                                                                SHARES ORIGINALLY GRANTED ON 8
      IAN GLADMAN - NIL                                                                  APRIL 2013
      PAUL HANRATTY – 446,578
      SUE KEAN – 132,949                                                                 PAUL FEENEY – 109,311 SHARES VESTED.
      RALPH MUPITA – 135,269                                                             SOLD ALL SHARES AT £1.84388 PER
      DON SCHNEIDER – 210,538                                                            SHARE.
      EXCLUDES UNVESTED SHARE INCENTIVE                                                  IAN GLADMAN – 78,967 SHARES VESTED.
      AWARDS AND VESTED BUT UNEXERCISED SHARE                                            SOLD 37,188 SHARES AT £1.84388 PER
      OPTIONS                                                                            SHARE.

                                                                                         PAUL HANRATTY – 229,222 SHARES
                                                                                         VESTED. SOLD 107,949 SHARES AT
                                                                                         £1.84388 PER SHARE.

                                                                                         SUE KEAN – 61,083 SHARES VESTED. SOLD
                                                                                         28,766 SHARES AT £1.84388 PER SHARE.

                                                                                         RALPH MUPITA – 184,068 SHARES
                                                                                         VESTED. NO SHARES SOLD.

                                                                                         DON SCHNEIDER - 80,884 SHARES
                                                                                         VESTED. SOLD ALL SHARES AT £1.84388
                                                                                         PER SHARE.

                                                                                         VESTING, EXERCISE AND SALE OF NIL-
                                                                                         COST OPTION SHARES ORIGINALLY
                                                                                         GRANTED ON 8 APRIL 2013

                                                                                         SUE KEAN – 51,492 SHARES VESTED. SOLD
                                                                                         24,249 SHARES AT £1.84388 PER SHARE.

                                                                                         DON SCHNEIDER – 100,685 SHARES
                                                                                         VESTED. SOLD ALL SHARES AT £1.84388
                                                                                         PER SHARE.

 9      Number of shares, debentures or financial instruments relating to shares    10   Percentage of issued class acquired (treasury shares of that
        acquired                                                                         class should not be taken into account when calculating
                                                                                         percentage)
        PAUL FEENEY – 109,311
        IAN GLADMAN – 78,967                                                             PAUL FEENEY – 0.002%
        PAUL HANRATTY – 229,222                                                          IAN GLADMAN – 0.002%
        SUE KEAN – 112,575                                                               PAUL HANRATTY – 0.005%
        RALPH MUPITA – 184,068                                                           SUE KEAN – 0.002%
        DON SCHNEIDER – 181,569                                                          RALPH MUPITA – 0.004%
                                                                                         DON SCHNEIDER – 0.004%
 
11     Number of shares, debentures or financial instruments relating to shares     12   Percentage of issued class disposed (treasury shares of that
        disposed                                                                         class should not be taken into account when calculating
                                                                                         percentage)
        PAUL FEENEY – 109,311
        IAN GLADMAN – 37,188                                                             PAUL FEENEY – 0.002%
        PAUL HANRATTY – 107,949                                                          IAN GLADMAN – 0.001%
        SUE KEAN – 53,015                                                                PAUL HANRATTY – 0.002%
        DON SCHNEIDER – 181,569                                                          SUE KEAN – 0.001%
                                                                                         DON SCHNEIDER – 0.004%
 
13     Price per share or value of transaction                                      14   Date and place of transaction

        AS DESCRIBED IN 8 ABOVE                                                          8 APRIL 2016
 
15     Total holding following notification and total percentage holding            16   Date issuer informed of transaction
        following notification (any treasury shares should not be taken into
        account when calculating percentage)
                                                                                         8 APRIL 2016
        PAUL FEENEY – 7,031 - 0.000%
        IAN GLADMAN – 41,779 – 0.001%
        PAUL HANRATTY – 567,851 – 0.012%
        SUE KEAN – 192,509 – 0.004%
        RALPH MUPITA – 319,337 – 0.006%
        DON SCHNEIDER – 210,538 – 0.004%

        EXCLUDES UNVESTED SHARE INCENTIVE
        AWARDS AND VESTED BUT UNEXERCISED SHARE
        OPTIONS

If a person discharging managerial responsibilities has been granted options by the issuer complete the
following boxes

17    Date of grant                                                                18   Period during which or date on which exercisable

19    Total amount paid (if any) for grant of the option                           20   Description of shares or debentures involved (class and
                                                                                        number)

21    Exercise price (if fixed at time of grant) or indication that price is to be 22   Total number of shares or debentures over which options
      fixed at the time of exercise                                                     held following notification



23    Any additional information                                                   24   Name of contact and telephone number for queries

                                                                                        WILLIAM BALDWIN-CHARLES
                                                                                        HEAD OF CORPORATE AFFAIRS
                                                                                        +44 20 7002 7133




Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY


Date of notification: 11   APRIL 2016


Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes
1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital 
 

Date: 11/04/2016 02:50:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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